EFTA01452327.pdf

an 27 Jan 2014 SOUTHERN FINANC Page 2 Of 2 Request 182298 As of 27 Jan 14 Deubdip Bank AO SOUTHERN FINANCIAL, LLC FX • Options Settlement Not. Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 366364436/ SOUTHERN F% OPTION 21-Nov.2013 20.Nov.2014 25-Nov-2014 (1.000.0:0.00) USD 101.000.000 sr SHORT ELROFEAN CALL 101.0003 (44.55278) 710423459 FINANCIAL. LLC 366364435/ SOUTHERN FXOPTION 21-Notr-2313 20-Nov.2014 25-Nov-2014 (21.003001 USD 0 JPY LONG ELRCPEAN 0.00W 14 330 28 710423461 FINANCIAL, LLC 366354436/ SOUTHERN FXOPTION 214R-2013 20-Nov.2014 25-Nov.2014 121,000.3X) USD 0 JPY LONG EUROPEAN 0.0000 12 621 62 710423463 EINANCIAL,LIC 366364436/ SOUTHERN FXOPTION 21-Noe-2013 20-Nov.2014 25-Nov.2014 121.000 MI USD 0 JPY LONG EUROPEAN 0.0000 1104871 710423465 FINANCIAL. LLC 377617895/ SOUTHERN FXOPTION 17-Jan-2014 17-Apr-2014 21-Apr-2014 (10.030.093.00) USD 11,000000.00 CAD SHORT EUROPEAN CALL 1.1000 08314364j 737154817 FINANCIAL, LLC 3778178951 SOUTHERN FXOPTION 17-Jen-2014 11•Apr•2014 21•Apr•2014 (10020,000A USD 11.300,00003 CAD SHORT EUROPEAN CAU. 1.1303 83,44630 737154818 FINANCIAL, LLC Subtotal: (126 255 51: Total- 126.25551: Statement ID: 182298_20140127_20140128_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0109271 CONFIDENTIAL SDNY_GM_00255455 EFTA01452327