EFTA01494057.pdf

FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 3/1/13 to 3/31/13 Notes: - Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Transaction Settle Date Selection Method Description Cost Market Value Securities Transferred Out 3/29 Free Delivery LLOYDS TSB BANK PLC MTN 9 7/8% DEC 16 2021 CAD (1,500,000.000) (1,779,375.00) 12/16/2011 HELD BY EUROCLEAR ISIN XS0717735822 1,627,500.00 SEDOL B7FOXT1 (ID: G4715.1-9D-3) 3/29 Free Delivery ALLY FINANCIAL INC 812% PFD ASSET TRANSFER TO (126,600.000) (3,390,348.00) A/C W91850-0 SOUTHERN FINANCIAL, LLC CLIENT REF 2,782242.51 104768082 (ID: 02005N-30-8) 3/29 Free Delivery ARIAD PHARMACEUTICALS INC ASSET TRANSFER TO NC (16,535.000) (298,962.80) W91850-0 SOUTHERN FINANCIAL, LLC CLIENT REF 290,997.40 104768082 (ID: 04033A-10-0) 3/29 Free Delivery BANK OF AMERICA CORP 81/8% PFD SIX DEC 29 2049 (2,000,000.000) (2,269,540.00) DTD 04130/2008 ASSET TRANSFER TO NC W91850-0 2.081.150.56 SOUTHERN FINANCIAL, LLC CLIENT REF 104768082 (ID: 060505-DT-8) 3/29 Free Delivery BIOGEN IDEC INC ASSET TRANSFER TO NC VV91850-0 (2.095 000) (403,534.71) SOUTHERN FINANCIAL, LLC CLIENT REF 104768082 250,454.95 (ID: 09062(-10-3) 3/29 Free Delivery CUFFS NATURAL RESOURCES CV PFD 7% ASSET (6,000.000) (112,020.00) TRANSFER TO NC W91850-0 SOUTHERN FINANCIAL, 150,000.00 LLC CLIENT REF 104768082 (ID: 18683K-40-8) 3/29 Free Delivery DEAN FOODS CO ASSET TRANSFER TO A/C 1M)1850-0 (25,000.000) (453,250.00) SOUTHERN FINANCIAL LLC CLIENT REF 104768082 470,439.75 (ID: 242370-10-4) 3129 Free Delivery DEUTSCHE BK AG LON BRH DBL LONG ETN38 ASSET (50,000.000) (481,500.00) TRANSFER TO A/C VV91850-0 SOUTHERN FINANCIAL, 352,529.00 LLC CLIENT REF 104768082 (ID: 25154H-55-8) J.P. Morgan Account W23560001 Page 16 of 36 Consolidated Statement Page 19 Confidential Treatment Requested by JPMorgan JPM-SDNY-00017019 Chase CONFIDENTIAL SDNY_GM_00286217 EFTA01494057