EFTA01494058.pdf

FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 3/1/13 to 3/31/13 Notes: • Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Transaction Settle Date Selection Method Description Cost Market Value Securities Transferred Out 3/29 Free Delivery EARTHLINK INC 8 7/8% MAY 15 2019 DID 05/17(2011 (1,000,000.000) (1,011,080.00) ASSET TRANSFER TO NC W91850-0 SOUTHERN 1,033,500.00 FINANCIAL, LLC CLIENT REF 104768082 (ID: 270321-AC-6) 3129 Free Delivery FACEBOOK INC-A ASSET TRANSFER TO A/C W91850-0 (17,500.000) (447,850.00) SOUTHERN FINANCIAL LLC CLIENT REF 104768082 665,000.00 (ID: 303024A-102) 3/29 Free Delivery OMAC CAPITAL TRUST I PFD STK 8 1/8% ASSET (80,000.000) (2,176.000.00) TRANSFER TO A/C W118504 SOUTHERN FINANCIAL, 1,882,773.60 LLC CLIENT REF 104768082 (ID: 381860-20-8) 3/29 Free Delivery GENERAL ELEC CAP CORP 7.125% DEC 15 2049 DTD (2,000,000.000) (2.323.820.00) 06/12/2012 ASSET TRANSFER TO NC W91850-0 2,122,916.67 SOUTHERN FINANCIAL, LLC CLIENT REF 104768082 (ID: 3696224N-8) 3129 Free Delivery GENERAL MOTORS CO CV PFD B ASSET TRANSFER TO (71.000.000) (3,048,740.00) NC W91850-0 SOUTHERN FINANCIAL LLC CLIENT REF 3,585,969.22 104768082 (ID: 37045V-20-9) 3/29 Free Delivery HEADWATERS INC 7.625 04101/2019 MD 03/11/2011 (1,000,000.000) (1,070,000.00) ASSET TRANSFER TO NC VV91850-0 SOUTHERN 1,035,000.00 FINANCIAL, LLC CLIENT REF 104768062 (ID: 42210P-A0-5) 3/29 Free Delivery JPMORGAN CHASE & CO 7.9% PFD STK APR 30 2049 (5,000,000.000) (5,798,500.00) DTD 04/23/2008 ASSET TRANSFER TO A/C W91850-0 5,404,861.12 SOUTHERN FINANCIAL, LLC CLIENT REF 104768082 (ID: 46625H-HA-1) J.P Morgan Account W23560001 Page 17 of 36 Consolidated Statement Page 20 Confidential Treatment Requested by JPMorgan JPM-SDNY-00017020 Chase CONFIDENTIAL SDNY_GM_00286218 EFTA01494058