EFTA01385126.pdf

Frederick is founder and senior executive at ServiceNow, a publicly traded information technology company. Fred originally funded the LLC with Frederic B. Andrew ServiceNow No new status Thomas- 82165 00000489410 Luddy CRT Gallivan 2/9/2017 stock. update No No B Mayer CAGD Andrew no material no material Trevor 81647 00000479884 Holdings Ltd Gallivan 1/24/2017 changes changes No No Spinney There are no Brian Convey changes to speaks with clients client employment quarterly to status, health or Penn Andrew review primary Brian 82226 00000430894 Services LTD Gallivan 2/15/2017 account residence No No Convey AFSF III AIV- Andrew The account has Joanne 81933 00000524646 OmegaFi L.P. Gallivan 2/1/2017 RE Investment no assets in it No No Jensen The client holds $3MM in Aquiline secured lending Capital and $64K in a Partners III money market GP (Offshore) Andrew The client is a account here at Joanne 81934 00000496055 Ltd. Gallivan 2/1/2017 hedge fund. DB. No No Jensen The fund currently has a This client is a secured credit Aquiline private equity facility of Financial fund of one of $93MM and Services Andrew our largest $208K on Joanne 81708 00000494253 Fund III LP Gallivan 1/25/2017 clients. deposit with DB. No No Jensen Aquiline Aquiline maintains its maintains its strategy ofa strategy of a private equity private equity investments investments focusing on focusing on financial and financial and insurance insurance Aquiline Andrew industry industry Joanne 81818 00000412442 Holdings LLC Gallivan 1/30/2017 buyouts. buyouts. No No Jensen Aquiline maintains its Aquiline strategy of a maintains its private equity strategy of a investments private equity focusing on investments financial and focusing on insurance financial and Aquiline Andrew industry insurance Joanne 81723 00000411484 Holdings LP Gallivan 1/25/2017 buyouts industry buyouts No No Jensen CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0086155 CONFIDENTIAL SDNY_GM_00232339 EFTA01385126