EFTA01385125.pdf

From: Vaishali-P Mehta [[email protected] Sent: 3/3/2017 5:34:50 PM To: Andrew Gallivan [[email protected]] CC: Terrence F Tangney ][email protected]]; Terri Sohrab [[email protected]]; Michael S Jacoby [email protected]; Stewart Oldfield [[email protected]; Thomas-B Mayer Ithomas- [email protected]]; Trevor Spinney [email protected]; Brian P Convey [[email protected]; Joanne Jensen [email protected]); Mary A Coleman [[email protected]] Subject: MD approval for ACUs completed for high risk clients [II Classification: For Internal use only Dear Andrew, Below are the ACUs which were completed for High Risk customers this month. All the below ACUs were completed showing no material changes to the client's circumstances. Please review the ACU comments, and reply back with your approval. Annual Annual GCIS Client A15. Client Status Client Customer Customer Customer MD Update: A14. Update A16. A17. Update: Name Owner Number Created Description ID Date No changes to report. Purpose of the call was for new banker and credit specialist to get Batmasian, Andrew No changes to background on Rachel 82109 00000481084 James H. Gallivan 2/7/2017 report. the relationship. Yes No Maglicic client is CEO of Apollo Global management. Family office established in Distributions 2014 to from APO and Black, Leon Andrew manage family other diversified Stewart 81987 00000409100 D. Gallivan 2/3/2017 wealth. investments. Yes No Oldfield J. Epstein Virgin Islands Foundation, Andrew Private investment Stewart 81990 00000486427 Inc Gallivan 2/3/2017 foundation income Yes No Oldfield Jeepers is sub investment 5 managing activities, Andrew various advisory Stewart 81991 00000486423 Jeepers, Inc Gallivan 2/3/2017 investments services Yes No Oldfield Mort is entity holding shares of private Andrew company Holds private Stewart 81989 00000487266 Mort, Inc Gallivan 2/3/2017 Jawbone investment No No Oldfield The Haze Andrew Investment Stewart 81994 00000486428 Trust Gallivan 2/3/2017 vehicle No change Yes No Oldfield CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0086154 CONFIDENTIAL SDNY_GM_00232338 EFTA01385125