EFTA01383900.pdf

Do we need Mort to complete Gratitude? Also, what is SOS? Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Aug 31, 2018, at 6:59 AM, Vijay-A Sawant • wrote: Good Morning Stewart, After receipt of the COGS for Gratitude America in attached email, we confirm that only the following items are pending for KYC Case#01977700 • SOS & COGS for Mort Inc dated in last 6 months. Entity domiciled in US Virgin Islands. Once the above item is received, we will submit this case to the AML team for approval, thanks. Regards, cimage001.gif> Vijay Sawant KYC Case Representative Deutsche O8 Centre Private Limited - Deutsche Bank Group Wealth Management 91, DB Centre Mumbai, Niacin Knowledge Park, Western Express Highway Goregaon East, Mumbal 400063, India From: Vijay-A Sawant Sent: Wednesday, August 01, 2018 5:37 PM To: Bradley Gillin ,•t ; Stewart Oldfield Cc: Mayur Rathod Subject: 2018 Periodic Review of accts Mort, Inc (GCIS#487266) and Gratitude America Ltd (GCIS#499760) under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High Hello Brad/Stewart, This review relates to review of above high-risked accounts due for remediation 8/31/2018. Upon review of the does available from repositories, we have completed attached checklists, identifying RP's below. List of pending items listed below — CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0083806 CONFIDENTIAL SDNY_GM_00229990 EFTA01383900