EFTA01383901.pdf

From: Bradley Gitlin Sent: Wednesday, August 01, 2018 7:15 PM To: Vijay-A Sawant < Cc: Stewart Oldfield < Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 Classification: For Menial use oily Hi Vijay, See responses in blue below: Reason for Rejection:7/31 A — Please provide a recent document that will serve as address proof. The IRS document is from September, 2016. - Could you provide latest tJuly lit) bank statement for this entity? This should resolve this request. • isupportLists]--><!--(endifl-->Anached B — Nature of Business: What do they do with the artwork? Do they purchase it and re-sell it? Does the trust only hold artwork as assets? — As per constitutional dots. the purposc of Prytancc LLC is for engaging in the acquisition. ownership & management of artwork for investment purposes. I had already updated this but it seems they want more info on re-selling part. Could you advise on this please? • lsupportlists1--><!--(endif1-->This is hysterical. Private An collectors are constantly buying and selling art work. They do whatever they please with it...pta it on the wall, loan it to museums, keep it in the shipping box it came in. Artwork and cash to purchase the artwork are the only assets. • lsupportlists]--><!--(endifj-->Pleasc tell them to call me if they reject this... • <!--(if lsupportLists]--><!--(endifl-->Still laughing C — Please check to see if there is a memo that was accompanied by Chip Packard's approval. If there is none, I recommend "refreshing" the approval with current senior management. The current c-mail approval does not address what exactly is being discussed and approved. — Kindly provide this please. • <!--(if lsupportlistsj--><!--knditl-->Recent ExCo approval was obtained and attached. All alerts have been cleared. What do they need hero - an updated ExCo approval? D - The address of employer for Caroline is missing. In addition, please include how long she has been with that company etc. - For Caroline, I have now updated Sotheby's Switzerland address & already updated that she was appointed there in 2012. Please advise if you have any additional points to add? • lsupportListsj--><I-lendifl-->Thank you. No. E — The "How Was the Client(s) Introduced? How long has the RM personally known the client?" field talks about Zorro Management. Please amend. — Updated as appropriate. • <!--(if IsupportLists]--><!--(enditl-->leffrey Epstein met with Stew Oldfield on 3/7/17 to open new acct for other entity. This is in the introduction field. RM has known the client for 4 years F — New fields were added as part of Dbforce change last weekend. Please ensure those fields are filled out. - Please advise on the following additional points for this case, as appropriate: <image002.png> High Risk Countries — NO Skims to 3rd parties — NO Beater shares, controls — NO Structure complex — NO Prohibited — NO Regards. Brad <image001.gif> Bradley Gitlin Vice President Deutsche Bank Wealth Management CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0083810 CONFIDENTIAL SONY GM_00229994 EFTA01383901