EFTA01362540.pdf

From: Funda Bozkurt Sent: 6/6/2018 3:14:29 PM To: Davide-A Sferrazza Subject: RE: NCA's Completed in May/Update III Classification: For internal use only I am trying to understand how he determined the PEP designation. I exchanged emails with Damien and contrary what Ellenoi mentioned, Damian said the PEP designation was part of the WM KYC submission. Thanks, Funda Bozkurt Deutsche Bank Trust Company Americas. WM-Divisional Control Office From: Davide-A Sferrazza Sent: Wednesday, June 06, 2018 3:11 PM To: Funda Bozkurt Subject: RE: NCA's Completed in May/Update ill Classification: For Internal use only The Dakota KYC was prepared and submitted by Robert Rodriguez in lax. Earlier today I submitted the remainder of the info that GM requested, so we are moving ahead with the GM AFC escalation just to keep things moving. Please let me know if you want to discuss, and I'm happy to hop on the phone. Thanks, Funda. Davide From: Funda Bozkurt Sent: Wednesday, June 06 2018 3:05 PM To: Davide-A Sferrazza Subject: RE: NCA's Completed etedmin M May, Classification: For Inlemal use only Hi - do you know who filled out our KYC dots for Dakota? I need a name. Thanks, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052004 CONFIDENTIAL SDNY_GM_00198188 EFTA01362540