EFTA01362541.pdf

Funda Bozkurt Deutsche Bank Trust Company Americas. WM-Divisional Control Office 345 Park Avenue. 10154-0004 New York. NY, USA From: Davide-A Sferrazza Sent: Monday, June 04, 2018 3:11 PM To: Funda Bozkurt Xavier Avila < ; Ian Salters Cc: Zbynek Kozelsky ; Nina Tona Subject: RE: NCA's Completed in May/Update [I] Classification: For Internal use only Funda, I was working on BSF earlier today — should have that done later this afternoon, and will send to Damian along with UBO ID/SOW info. If the BSF is required for all WM OTC Derivatives accounts going forward, that's fine (though I'm not sure why this changed and who made that decision), but my overriding concern at this point is this: if GM will not rely on the WM KYC anymore, why are they relying on a (questionable) WM determination of PEP status of the UBO? We are being told this account needs AK exception approval to onboard, but I'm not sure who made this determination. Thank you, Davide From: Funda Bozkurt Sent: Monday, June 04 2018 3:07 PM To: Xavier Avila Cc: Zbynek Kozels y ; Davide-A Sferrazz~ Subject: RE: NCA's Completed in May/Update Ill Classification: For Internal use only Hi Davide, Did you send all the docs to Damien? Thanks, Funda Bozkurt Deutsche Bank Trust Company Americas. WM-Divisional Control Office w York, NY, USA CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052005 CONFIDENTIAL SDNY_GM_00198189 EFTA01362541