EFTA01362542.pdf

From: Xavier Avila Sent: Monday, June 04, 2018 2:19 PM To: Funda Bozkurt >; Ian Salters Cc: Zbynek Kozelsky Nina Tona Davide-A Sferrazza Subject: RE: NCA's Completed in May/Update ill On another note, we have a call with the AB broker of Dakota Pacific (DP) today at 430pm, and is not clear what we can tell him at this stage. The way we have onboarded DP is the straight WM OTC Derivs way, we have a KYC in WM and we have gone through Ellenoi for all the necessary paperwork until it got stucked, we still do not know where. GM NCA team has asked us to fill a BSF for the GM adoption, which is something we do for PIC accounts but we were never asked for WM OTC Adoptions. Ellenoi seems to be investigating, but let's get to some kind of path of how we think we can solve this. Davide cced as he is the person driving the DP onboarding. Thanks Xavi From: Xavier Avila Sent: Monday, June 04, 2018 1:04 PM To: Funda Bozkurt Cc: Ian Salters a; Zbynek Kozelsky <IlaM; Nina Tona Subject: RE: NCA's Completed in May/Update ill MY ANSWERS IN GREEN BELOW...AVAILABLE TO TALK WHENEVER YOU CAN. From: Funda Bozkurt Sent: Monday, June 04, 201812:11 PM To: Xavier Avila a> Cc: Ian Saltersa; Zbynek Kozelsky ca l>; Nina Tona Subject: RE: NCA's Completed in May/Update Ill Xavi, See my comments in CAPS. Let's discuss later in the week. Thanks, Funda Bozkurt Deutsche Bank Trust Company Americas. WM-Divisional Control Office 345 Park Avenue. 10154-0004 New York, NY, USA From: Xavier Avila Sent: Friday, June 01, 2018 6:27 PM To: Funda Bozkurt Cc: Ian Salters .I >; Zbynek Kozelsky Nina Tona Subject: RE: NCA's Completed in May/Update DJ CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052006 CONFIDENTIAL SDNY_GM_00198190 EFTA01362542