EFTA01355972.pdf

From: Paolo De-Leon Sent: 2/27/2018 9:31:38 AM To: Keith Buckholz Subject: RE: Southern Financial DC (II Yes, sounds good! Davide was pretty efficient with locating and retrieving the necessary docs, so this new process is looking quite promising so far. From: Keith Buckholz Sent: Tuesday, February 27, 2018 9:28 AM To: Paolo De-Leon a Subject: RE: Southern Financial LLC jlj Classification: For Internal use only Perfect, now we can get this name cleared from the daily margin shortfall/call report. Thanks. Keith From: Paolo De-Leon Sent: Tuesday, February 27, 2018 9:27 AM To: Collateral Admin-NY < IAbhijit Mukher'ee Cc: Keith Buckhol CRM-PWM Derivatives Subject: Southern Financial LLC Hello Abhijit and team, Can you please add this client to the DDR? Attached are the SACA, Pledge Agreements, and other KYC / onboarding docs. Please note that there are two accounts for this clientIMIland Thanks and regards, Paolo Paolo De Leon Assistant Vice President I Credit Risk Officer Deutsche Bank Trust Company Americas Business Risk Management 345 Park Avenue - 14th Floor New York NY USA 10154-0004 Tel Email CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041326 CONFIDENTIAL SDNY_GM_00187510 EFTA01355972