EFTA01355973.pdf

From: Diana Canter Sent: 1/9/2018 4:15: To: Keith Buckholz CC: Paolo De-Leon Subject RE: New Derivatives account. I Hi Keith — I tried to call you but no voice mail Gideon used to work for Teresa Metallo so I have reached out to her She is checking on this one Just fyi — one of the accounts you listed far below has been closed on Pershing since 4/28/2014 D Kind regards, Diana Canter Diana Canter Director I Supervisory Principals Group-Business Supervisory Office Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 1 South Street. 21202-3298 Baltimore, MD. USA From: Keith Buckholz Sent: Tuesday, January 09, 2018 2:21 PM To: Diana Canter Cc: Paolo De-Leon Subject: FW: New Derivatives account. Classification: For Internal use only Hi Diana, We are looking for some KYC information on a client. Do you know who can provide us with this information? We are being told an LS2 facilty cannot be setup without these dots (which we need to set up an OTC collateral account). Apparently, Gideon Pinedo helped with this process in the past. Thanks. KYC Document PCR Document RDC Document Regards, Keith CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041327 CONFIDENTIAL SDNY_GM_00187511 EFTA01355973