EFTA01355974.pdf

From: Funda Bozkurt Sent: Tuesday, January 09, 2018 2:16 PM To: Keith Buckholz Cc: Paolo De-Leon Subject: RE: New Derivatives account. DI You can ask Zia Memon /Diana Canter. The team reports to him. Funda Bozkurt Deutsche Bank Trust Company Americas. WM-Divisional Control Office 345 Park Avenue, 10154-0004 New York, NY, USA From: Keith Buckholz Sent: Tuesday, January 09, 2018 2:15 PM To: Funda Bozkurt Cc: Paolo De-Leon Subject: FW: New Derivatives account. [I] Importance: High Classification: For internal use only Hi Funda, Do you know who owns or maintains KYC documentation (for WM accounts)? Thanks. Regards, Keith From: Keith Buckholz Sent: Friday, December 08, 2017 11:38 AM To: Srikanta Gouda <lia>; Surendra Singh ; Collateral Admin-NY Cc: Nitin-X Singh ; Collateral Admin-NY CUSTOMERBUILD BLO Sendhil-kumarr 'FX Middle Office' MN Debra Jasper < ; Roxanne Scott Halina Laczny < ; Hiren Mathur < ; CRM-PWM Derivatives <= >; Enid Ellis a; Collateral-Assets Newyork <NSIN. Subject: RE: New Derivatives account. [I] Importance: High Classification: For Internal WO only Hi Srikanta, Is there an escalation point for this issue? Going forward BRM will not be providing KYC documentation to have collateral accounts set up. Thanks. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041328 CONFIDENTIAL SDNY_GM_00187512 EFTA01355974