EFTA01522304.pdf

GHISLAINE MAXWELL- OAP PDC ACCT. For the Period 11/1112 to 11/30/12 Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 1117 Sale RAYTHEON CO Q 55.2723 508.00 BROKERAGE 0.22 TAX (11.000) 55.252 607.77 (460.32) 147.45 L 11/13 High Cost &OR SEC .01 CREDIT SUISSE FIRST BOSTON LLC (ID: 755111-50.7) 11/7 Sale RAYTHEON CO Q 55.3082 331.85 BROKERAGE 0.12 TAX (6.000) 55.287 331.72 (251.09) 80.63 L 11/13 High Cost Es/OR SEC .01 GOLDMAN SACHS & CO. (ID: 755111-50-7) 1118 Sale RAYTHEON CO Q 55.4077 1,052.75 BROKERAGE 0.38 (19.000) 55.387 1.052.35 (789.29) 263.08 L 11114 High Cost TAX WOR SEC .02 CREDIT SUISSE FIRST BOSTON LLC (ID: 755111-50-7) Total Settled Sales/Maturities/Redemptions $6,759.67 (94,262.65) 91,497.02 L Trade Date Per Unit Settle Date Type Description Quantity Arnount Market Cost Settled Securities Purchased 10131 Purchase PEPSICO INC 0 69.3508 69.35 BROKERAGE 0.02 1.000 89.37 (69.37) * 11/5 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 713448-10-8) 10131 Purchase STAPLES INC 11.507 138.08 BROKERAGE 0.24 12.000 11.527 (138.32) 115 CREDIT SUISSE FIRST BOSTON LLC (ID: 855030-10-2) 10131 Purchase XILINX CORP 032.7469 32.75 BROKERAGE 0.02 1.000 32.77 (32.77) 11/5 GOLDMAN SACHS & CO. (ID: 983919-10-1) 10/31 Purchase STAPLES INC @ 11.547 34.64 BROKERAGE 0.06 St 3.000 11.567 (34.70) * 11/5 LEVINSON & SONS LLC (ID: 855030-10-2) 11/1 Purchase STAPLES INC (a 11.5766 81.04 BROKERAGE 0.14 7.000 11.5W (81.18) 11/6 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 855030-10-2) JP Morgan Page 12 of 17 Confidential Treatment Requested by JPMorgan JPM-SDNY-00049823 Chase CONFIDENTIAL SDNY_GM_00319021 EFTA01522304