EFTA01522303.pdf

GHISLAINE MAXWELL- OAP FDG For the Period 11/1/12 to 11/30/12 TRADE ACTIVITY Note L indicates Long Term Realized Gain/Loss S indicates Short Term Realized Gaintoss • Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost GairvLoss Settled Sales/Maturities/Redemptions 10/31 Sale RAYTHEON CO a M. BROKERAGE 0.04 TAX (2000) 56.385 112.77 (83.70) 29.07 L' 11/5 High Cost 8/OR SEC .01 GOLDMAN SACHS 8 CO. (ID: 755111-50-7) 10/31 Sale RAYTHEON CO BROKERAGE 0.14 TAX (7000) 56.557 395.90 (292.93) 102.97 L" 115 High Cost 8/OR SEC .01 UQUIDNET INC (ID: 75511140-7) 11/1 Sale RAYTHEON CO 4) fillnilliBROKERAGE 0.14 TAX (7.000) 57.197 400.38 (292.93) 107.45 L 11/6 High Cost 8/OR SEC .01 MERRILL LYNCH PIERCE FENNER 8 SMIT (ID: 755111-50-7) 11/1 Sale RAYTHEON CO a BROKERAGE 0.15 TAX (5.000) 57.146 285.73 (209.24) 76.49 L 11/6 High Cost 8/OR SEC .01 PERSHING 8 COMPANY (ID: 755111-50-7) 1111 Sale RAYTHEON CO BROKERAGE 0.12 TAX (MO) 57.283 343.70 (251.09) 92.61 114 High Cost 8/OR SEC .01 LIQUIDNET INC (ID: 75511140-7) 11/2 Sale RAYTHEON CO•ROKERAGE 0.16 TAX (8.000) 57.248 457.97 (334.78) 123.19 L 11/7 High Cost 8/OR SEC .01 MERRILL LYNCH PIERCE FENNER 6 SMIT (ID: 755111-50-7) 115 Sale RAYTHEON COO IIIIINIIMIROKERAGE 0.22 TAX (11.000) 56.476 621.24 (460.32) 160.92 L 11/8 High Cost 8/OR SEC .01 DEUTSCHE BANC ALEX BROWN INC (ID: 755111-50-7) 11/6 Sale RAYTHEON CO C 3ROKERAGE 0.38 (19.000) 57.525 1,09297 (795.11) 297.86 L 11/9 High Cost TAX 8/OR SEC .02 MERRILL LYNCH PIERCE FENNER 8 SMIT (ID: 755111-50-7) 11/8 Sale RAYTHEON COQ BROKERAGE 0.02 TAX (1.000) 57.17 57.17 (41.85) 15.32 L 11/9 High Cost 8/OR SEC .01 UQUIDNET INC (ID: 755111-50-7) J.P.Morgan Page 11 of 17 Confidential Treatment Requested by JPMorgan JPM-SDNY-00049822 Chase CONFIDENTIAL SDNY_GM_00319020 EFTA01522303