EFTA01452692.pdf

Deutwie Ran. 0, naer *tali 64/..e.,414 Ms•te% C00.4.0 CM( p oe.:scne Dana lewnes Int PC) By 1776. Baltimore MD 2120.3 Statement Period: 01101/2014 01(31/2014 Portfolio Holdings (continued) U.S. DOLLARS (continued) Unrealized Estimated Estimated Date Ac aired Quanta Unit Cost Cosi Baas Market Price Vadat Value Gain Loss Mnual Income Yield Equities (continued) Preferred Soda (continued) ROYAL BANK SCOTLAND GROUP PLC Security Identifier: RBS PRT 7.25% SPON ADR REPSTG SER T PFD SHIS CUSIP. 780097713 CALLABLE ON OR AFTER 12131/2012 ($ 25 Dividend Option: GM 10124112'.13 40,000.000 23.7900 951,600.00 24.5400 981.599.99 29,999 99 72,500.00 7.38% 01/07113 40,000.000 24.4400 977,600.00 24.5400 981.599.99 3.999.99 72,500.00 7.38% 01114113'•' 3 40,000.000 24.8800 995.200 00 24.5400 981.600 02 -13.59998 72.500.00 7.38% Total Noncovered 720,000.000 2,924,400.00 2,944,800.00 20,400.00 277,500.00 Total 120,000.000 $2,924,400.00 $2,944,800.00 $20,400.00 5217,500.00 Total Preferred Stocks $7,387,647.36 $8,557,198.00 $1,169,550.64 $649,025.00 Options CALL 100 AMERICAN AIRLS GROUP INC COM Option Identifier: 99QADTZ.0 EXP 01.17.150 20.000 OPTION ROOT= AAL Underlying Security Identifier: ML 1.000.00 of these contracts are in your margin account Undedying Security Price: $33.55 12111113' 1,000.000 8.0330 803,314.50 13.9000 1 390 000 00 586,685 50 PUT 100 AMERICAN AIRLS GROUP INC COM Option Identifier: 99QADTZ(10 RP 01.17.150 20.000 OPTION ROOT: ML Undedying Security Identifier: AAL -1.000.00 of these contrails are a short position Undedying Security Prim 533.55 12/11/13 -1.000.000 1.9770 -197.702.00 0.6500 -65.000.00 132.70200 Total Options $605,612.50 $1,325,000.00 $719,387.50 $0.00 Total Equities $32,638,751.87 $29,756,390.18 -$2,862,361.49 $1,883,229.71 Mumbled Estimated Estimated Oat. Acquired bolds Unit Cost Cost Basis market Prim Markel Value Gairti Loss Mnual Income Yield Exchange-Traded Products DEUTSCHE BK AG LONDON BRH DB AGRIC Security Identifier: DAG DOUBLE LONG TRADED NT CUSP. 2515411558 Dividend Option: Cash; Capital Gains Option. Cash 07112110'.13,73 31,134.000 7.0510 219,512.76 6.7500 210,154.50 -9,35826 Page 11 of 23 Account Number. N40-023804 RatrA Lficathwit B0IC0242CSF3001F nntat.C11 Go rkiperless 'Int 'N''" DALISAITt RATED COMMIJNICATOKS twos. ate 'swamrte. Pc. sr we SOUTHERN FINANCIAL LLC Ave ASO ' 1ST t-DCLIVIIRY EXCELLEOCE CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0109876 CONFIDENTIAL SDNY_GM_00256060 EFTA01452692