EFTA01452693.pdf

Portfolio Holdings (continued) U.S. DOLLARS (continued) Unrealized Estimated Estimated Date Acquired Overly Unit Cot Cost Basis Market Prise Market Value Gain( Loss Annual Income Yield Exchange-Traded Products (continued) WISDOM TREE TR JAPAN HEDGED EQUITY FO Security Identifier: DXJ Dividend Option: Cash; Capital Gains Option: Cash CUSP: 97717W851 60.00090 of these shares are in your margin account 12111113 60.000.000 49.4350 2,968.098.50 46.6100 2,796,600.00 -169.498.50 37.061.40 1.32% Total Exchange-Traded Products $3,185,611.26 93,008,754.50 -6178,856.76 $37161.40 Unrealized Accrued Urinated Cost Bats Markel Valle Game Loss titers annual Income Total U.S. DOLLARS 389,308,283.29 $90,610,080.41 $2,345,253.51 9480,950.69 $3,709,636.95 EURO Oriel Closing Accrued 30. Day oteripeon Quantity Balance Balance Currency Income Yield Cash, Money Funds, and Bank Deposits Global Cash Balance 291,646.67 291,846.67 EUR 393.526.05 USD Total Cash, Money Funds, and Bank Deposits 291,846.87 291,84617 EUR 0.00 393,528.05 LSD 0.00 Mond Market Value Osrrency Interest Total EURO 291,846.67 EUR 0.00 393.526 05 LSD 0.00 Unrealized Accrued Estimated Con Bass Market Value Gam Loss Interest Mnual Income Total Portfolio Holdings- U.S. $89,308,263.29 691,003,606.48 -62,345,253.51 9480,950.69 93,709,636.95 DOLLARS Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 are generally not subject to the new cost basis reporting rubs set forth in the Internal Revenue Code of 1986, as amended (mIRC') (incorporating amendments enacted by P.L110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered" noncovered." under the new cost basis reporting rules, and marked or denoted as such. Al other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered* under the new cost basis reporting rules ate defined as securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099.8 for the applicable tax year in which the security is disposed. Page 12 of 23 Account Number: Go imixyless Rat., Locall•nt Yn.uct 4,R ge0w PRAII•Ct I Amass ate 'swam rte. Pc. sr we Cvki.SA4 RATED COMMIJNICATOKS SOLIFERS RNANCIAL LLC A. • •Co.i OUIV. NY EXCELW4CE CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0109877 CONFIDENTIAL SDNY_GM_00256061 EFTA01452693