EFTA01358807.pdf

KYC Print Page 18 of 21 Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocability,settlor and beneficiaries,etc.: Steve Tananbaum is the Senior Managing Member and Founding Partner of GoldenTree Asset Management, and heads it's Investment Committee as CEO and Chief Investment Officer. Please indicate how ownership of the legal entity is reflected: 7 Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (ifnot the same petsons): Steve Tananbaum is the Senior Managing Member and Founding Partner of GoldenTree Asset Management, and heads it's Investment Committee as CEO and Chief Investment Officer. To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, dient referral Yes ❑ No R source, supplier of goods or services)?: Describe Nature of Entity's Primary Business and Investment Activities GoldenTree is an investment management firm which manages a variety of Nature of the business: absolute return strategies which invest in bank debt, high yield bonds, distressed debt, middle market loans, equities and real estate. Countries where business is transacted: USA, UK Number of employees: 250 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): Estimated gross receipts p.a.($): Estimated net profit p.a. ($): Estimated investable assets (g): Potential Amount to be invested with PWM ($): Other Known Fnancial Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: https://dbforcepb.my.salesforce.com/servlet/sennet.Integration?lid=01N30000000D9Di... 5/18/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046750 CONFIDENTIAL SDNY_GM_00192934 EFTA01358807