EFTA01358806.pdf

KYC Print Page 17 of 21 To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: Describe Nature of Entity's Primary Business and Investment Activities GoldenTree Asset Management LP, established in 2000, is an institutional asset manager in the business of providing investment advisory and management services and acting as an investment manager and management company of one or more investment funds. Nature of the business: As stated in the Executive Summary section of the GT1S Brazil Real Estate Fund LP Private Placement Memorandum, GTAM is providing $100 million of the Fund's capital. Countries where business is transacted: Domestic and Foreign Number of employees: 180+gtam 3D. Wealth Profile (Only for parties requinng source of wealth description as indicated in Section 2) Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilities): GoldenTree Asset Management LP ("GTAM") manages a variety of absolute return strategies which invest in bank debt, high yield bonds,distressed debt, middle market loans, equities and real estate. GTAM manages about $10 billion of absolute return assets and total assets under management exceed $13 billion. GTAM Is an investment adviser registered under the Investment Advisers Act of 1940 (the ?Advisers Act?) with 180+ employees based in offices in New York, London, Los Angeles, Chicago and Dallas. See corporate web site: www.goldentree.com GTAM will commit at least $100 million to the Fund. Estimated gross receipts p.a.($): 150,000,000.00 Estimated net profit p.a. ($): 100,000,000.00 Estimated investable assets ($): $100 MM - 500 MM Potential Amount to be invested with PWIN ($): 25,000,000.00 Other Known Financial Institutions: Institution: deutsche bank Country: usa Bt. Assets Under Mgt: 25,000,000.00 Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY in Section 2. Accoun Summa 3C. Legal Entity Details (For all Legal Entities) Legal Entity Name: Goldentree Asset Management LLC - i_J Foundation/Association O Trust g Company Purpose of Entity: .R Private Investment O Type of Entity: hilanthropic/charitable 11 ..J Estate O Partnership .mmercial Type of Entity Other LLC Purpose of Entity (specify): Other (specify): Date of , Country of USA 4/4/2000 incorporation / incorporation/registration: registration: Determination Required No Voldcer Status: Volcker Hag: Address (city, street, post 300 Park Avenue New York NY 10022 United States U.S. TIN/EIN: code): https://dbforcepb.my.salesforce.com/servlet/sennet.Integration?lid=0 I N30000000D9Di... 5/18/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046749 CONFIDENTIAL SDNY_GM_00192933 EFTA01358806