EFTA01282924.pdf

Deutsche Asset Ric ' & Wealth Management MC, DBTCA Deposit Account Opening Application Private Wealth Premium! '" Private Wealth PromiumTM Private Wealth Premium TM Elite Personal Accounts EliteAusiness Accounts Banking Services O Checking Acct. 0 Consumer Debit Card X O Elite Checking with Interest 0 Elite Checking with Interest O Joint Applicant Debit Card N Acct. Acct. N APY ,PY ID Business Debit Card N O Elite Money Market Deposit 5 Elite " Acct. /I Acct (g4el Ch book Style N APY APY 6 10,12,4k, O Certificate of Deposit O Certificate of Deposit 0 Name Only Acct. I APY Acct. N APY d Name and Address Term Term O Duplicate Statement Addr O D8 AG NY Preferred ❑ DB AG NV Preferred Certificate of Deposit Certificate of Deposit City Acct. I Stele Zip Code Acct. is APY APY ❑ Mailing address (it different) Term Term Name Promo term Promo term Addr (DBTCA deposit account required, (DBTCA deposit account required. along with a 08 AG Preferred Terms along with a DB AG Preferred Terms City and Conditions) and Conditions) State Zip Code Private Wealth PremiumTIA O Cash Master Sweep Account Internet Banking Services Checking Acct. X DB Private Wealth Online Plus Ellie Money Market Deposit IfLink to Existing Online Relationship Acct. APY (User/Co. ID Number) Target Amount Trigger Amount Client Relationship O Individual Account D Custody under NY UTMA ❑ Corporation D Joint Tenants with Right o Foundation o Limited Liability Company of Survivorship O Joint Tenants in Common O Non-Profit Organisation O Partnership 0 In Trust For/Payable on O Attorney Trust Escrow D Limited Liability Partnership Death/As Trustee for O Trust Landlord Master Escrow D Estate 'S.:mm(3)43) NAOSOD00015602400104611 013959 032613 SDNY_GM_00038523 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001347 EFTA _00149132 EFTA01282924  Acco I Title andr.loint Apps tZlnlo _ fr trry 11-051- 4 C( Ch.f (nit 10 -w Name of Account Title Joint Applicant (last Business (last name, first name, middle initial) lel Security Number or Taxpayer ID Number Address Address Not apelleable ay State and Zip Code City. Stale and Zip Code H eme Telephone Number Business Telephone Number Business Telephone Number Date of Birth Dare a Earth Name of Employer Name of Employer Address Address Not ap_pticable Crty, State and Zip Code City. State and Zip Code Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities. Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name, address, and other information that will allow us to identity you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the light against money laundering and terrorist financing: these rules call for an active involvement of both asset management firms and their clients. lot new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities, addresses, source of funds and, it necessary, legal representatives, authorized signatories, beneficial owners or cootrol structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the charnels) and provide us with relevant documentation to verily these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email regarding the above captioned account(s) (defined herein as "Verbal Instructions"). 11 is understood that the risk of Verbal Instructions being given by person or perscne purported to be you is your own. Absent the -gross negligence cu willful misconduct of Deusche Bank Trust Company Americas (DBTCA), you agree to indemnify and hold harmless OBTCA for any claims, losses, expenses, costs or attorneys' fees resulting from MCA's acting upon such misunderstood and unauthorized Verbal Instructions. You andotstand that DBTCA may, but shall not be required to, seek venfication of your verbal, facsimile or email insbuctions by call back. In case of doubt, DBTCA may in its sole discretion refuse to execute your Verbal Instructions or any pan thereof, without incurring any liability. OBTCA is under no obligation to execute your Verbal Insfructions to transfer funds or securities to any aocount(s) without written instructions bearing your original signature. Joint Account Disclosure You have opened a loins account with DBTCA and acknowledge receipt of the following information: This deposit and any additions to the account shall become the property of each owner as joint tenants, and DBTCA may release the entire account to any owner throng the lifetime of all owners. DBTCA may honor onecks, OfilfilS or withdrawal requests from any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA may honor checks. orders or withdrawal requests from the survivors) after the death of any owner(sl and may treat the account as the sole property of the survivors) after the death of any owner(s). Unless OBTCA receives written notice signed by any owner not to pay or deliver any joint deposit or addition or accrual, DBTCA shall not be liable to any owner for continuing to Minor cheeks. urders or withdrawal requests from any owner. After the receipt of the notice referred to in the previous sentence, DBTCA may require the written authorizationaf any or all joint owners for any further payments or deliveries. 2 13-AWM0101 013959032613 SDNY_GM_00038524 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001348 EFTA_00149133 EFTA01282925  ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter into a separate Internet Bonkiree Services Agreement wito DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in yew account(s) and your business relationship with DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory repro-ling duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your accountts) and your business relationshp with DBTCA. Furthermore, you confirm that the necessary information (to the best of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settlor(s), beneficiary(ies). Pennons), etc. to enable him/her/ them to fulfill any respective tax obligations that may arise for him/hetr them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to the information provided by you on this Application. You represent and warrant that all of the information provided by you on this Application is accurate. The Terms and Conditions for Deposit Accounts are subject to change. 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A ‘-g r ntitif r . .t...iK ,• se*trargant • n ! t" r: E 4, Ae ... te41 4:v..4y. st in , : 44 .....“%c - re .44, er, ,at ••• bee 1.4.4, C F ti li^ 11 ,14 fr tr - ,ti t'#>f 4N ernr.y IrS;•_24111 .l .- r t .4.' '` A # 63 F -a 71$ ' 41 51" ' Ate 13.AWM -0I 0I 013959 03 ZS' 3 SDNY_GM_00038525 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0001349 EFTA_00149134 EFTA01282926