EFTA01282920.pdf

D.ewtsche Asset & Wealth Management L Lc DBTCA Deposit Account Opening Application Peyote Wealth PremiumTM Private Wealth Premium Tra Private Wealth Premium TPA Elite Personal Accounts Eli Business Accounts Banking Services O Checking Acct. N Checking Acct. N O Consumer Debit Card O Elite Checking with Interest O Elite Checking with Interest O Joint Applicant Debit Card Acct. /I Acct. SI APY PY ❑ Elite Money Market Deposit Bi Ellite Money Market Deposit O Business Debit Card II Ada. N APT Acct. I APY d ejeluse Checkbook Surle / 61/iat/Cced, Cao cle,1 4 / O Certificate of Deposit ❑ Certificate of Deposit O Name Only perlci3 -S - 3?orto Acct. Acct. N re iName and Address tr ' ?k esidt APY APT Co colt-. CI ten/ Term Term ❑ Duplicate Statement -pig got mcmr Addr O DB AG NY Preferred ❑ DB AG NY Preferred Certificate of Deposit Certificate of Deposit City Acct. Acct. ft State Zip Code APY APY O Mailing address (if different) Term Term Name Promo term Promo term Addr (OBTCA deposit account required, IDBICA deposit account required, alone with a DB AG Preferred Terms alone with a DB AG Prettified Terms City and Conditions) and Conditional State Zip Code Private Wealth Premium TM O Cash Master Sweep Account Internet Banking Services Checking Acct. Si 3- S.- WV? S e DB Private Wealth Online Plus Elite Money Market Deposit 04 -ink to Existing Online Relationship Acct. If l ig q 77O APY Target Amount Trigger Amount Client Relationship O Individual Account o Custody under NV UTMA O Corporation O Joint Tenants with Right O Foundation O Limited Liability Company of Survivorship O Joint Tenants in Common ❑ Non-Profit Organization O Partnership ❑ In Trust For/Payable on O Attorney Trust Escrow O Limited Liability Partnership Death/As Trustee for O Trust O Landlord Master Escrow O Estate 13.AWM.0101 NAOS0000015602-000104611 013959 092613 SDNY_GM_00038519 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001343 EFTA_00I 49I 28 EFTA01282920  AccouZ . .6. arg Joint Application Information Name 01 cant Trite Joint Applicant (last na ' (last name, first name. middle initial) Social Security 6/ 40 Address tea a14/.,Ankr, $3 er ortaxpayer h itg e- t)54 ocg-ot, um r Social Security Number or Taxpayer ID Number Address ___51 71t-oncs / City. State and Zip Notapplicame City, State and Zip Code Nome Telephone Number Business Telephone Number pate of Birth Date of Binh Name of Employes Name of Employer Address Address Not applicable City, State and Zip Code City. State and Zip Code Notice of Customer Identification Policy Important Information To help the government light the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes an account. investment or other business relationship with a financial institution. This means that we will ask for your name. address, and other information that will allow us to identify you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing: these miles call for an active involvement of both asset management firms and their clients. Pot new and existing clients we currently have a legal obligation to ask our customers questions :Beading their identities. addresses, source of funds and, if necessary, legal representatives, authorized signatories, beneficial owners en control structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requirements tequire that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the changels) and provide us with relevant documentation to verify these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email regarding the above captioned account(s) (defined herein as 'Verbal Instructions'). It is understood that the risk of Verbal Instructions being given by person or persons purported to be you is your own. Absent the gross negligence or willful misconduct of Deusche Bank Trust Company Americas (OBTCA), you agree to indemnity and hold harmless D8TCA for any claims, losses, expenses, costs or attorneys fees resulting from DBTCA's acting upon such misunderstood and unauthorized Verbal Instnictions. You uneerstand that OBTCA may, but shall not be requited to. seek vetificalion of your verbal. facsimile or email instmcnons by call back. In case of doubt, OBTCA may in its sole discretion refuse to execute your Verbal Instructions or any part thereof, without incurring any liability. DBTCA is under no obligation to execute your Verbal Instructions to transfer funds or securities to anyeccount(s) without written instructions bearing your original signature. Joint Account Disclosure You have opened a joint acccum with DBTCA and acknowledge receipt Of the following information: This deposit and any additions to the account shall become the property of each owner as joint tenants, and DBTCA may release the entire account to any owner during the lifetime of all owners. DBTCA may honor checks. orders or withdrawal requests from any owner during the lifetime of all owners The Bank may bp required by service of legal process to remit funds held in the joint account to satisfy a judgment entered against. or other valid debt incurred by. any owner of the account. DBTCA may honor checks, orders or withdrawal requests from the survivals) after the death 01 any owners) and may treat the account as the sole property of the survivals) after the death of any owner(s). Unless OBTCA receives written notice signed by any owner not to pay or deliver any joint deposit or addition or accrual, DBTCA shall not be liable to any owner for continuing to honor checks, orders or withdrawal requests from any owner. After the receipt of the notice referred to in the previous sentence, DBTCA may require the written authorization of any or all joint owners for any further payments or deliveries. 2 11AWM.0101 013959.032613 SDNY_GM_00038520 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001344 EFTA_00149129 EFTA01282921  ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter into a separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of OBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with OBTCA. Furthermore. you confirm that the necessary information Bo the best of your knowledge and capabilities) is made available no loss than annually to the relevant beneficial owneits), settlor(s). beneficiarY(ieS). Panne:is). etc. to enable him/herf them to fulfill any respective tax obligations that may arise for him/her/ them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions tor Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to the information provided by you on this Application. You represent and warmpt that all of the information provieed-by you on this Application is accurate. The Terms and Conditions for Deposit Acco are subject to change. Accepts ce You u instead that this A Qum/Wide a Signature bge Joint Account Holder's Signature Date Wan Plitylet"ed• Rtt -tragallra - 1 .MVP.••• ft" r. ..it, itttnT )er,a,;gittigtAz • sr anlaarain tzri -.,../gatiFf" „.-- frast At:AI,: voli ,.14/.. MiliP ,.. s.; ., ,•,/..p.. .L494,.7 it .. tim. .. „,„ t t.YFAK.:11,14.1 2., 4...shans.wa ia wltaii gger ' I'Vw,":4? -4 N r • CA:‘ ' Ai " , .i Sit Orf... yafaili vibs tntri-Ast.A•s-..astiss2j.„25. 9s, :-rgo.mwygli*tyreA. ,, ...goimardoswey:f. ', ...,741,s7.4kv,-Pw*?;•tn• • t:: WV"? 14101,4agiarlrieza'y •is, • 4 nv Y ti • :Ala. .11 1. tilit 4 toPei. • 3 i3.AWM-0101 013%9.037513 SDNY_GM_00038521 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED R CRIM. P. 6(e) DB-SDNY-0001345 EFFA_00149130 EFTA01282922  IN WITNESS WHEREOF, the undersigned, by and through its authorized officer, has caused this instrument to be executed on the date listed below. IFOR BUSINESS USERS' DEUTS HE BANK TRUST COMPANY AMERICAS it/ BY ek_ 'VILA nA,r1 WulfNarnange toi Dote' t3 (FOR ALL OTHER USERS] Account Name Narnanitle Signature Date Wr413467 21 010198 060613 SDNY_GM_00038522 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001346 EFTA_00I49I31 EFTA01282923