EFTA01282916.pdf

Deutsche Asset & 1/1/3aIth Management DBTCA Deposit Account Opening Application Private Wealth Premiumml Private Wealth Premium TM Private Wealth Premium TM Elite Personal Accounts Eli/Business Accounts Banking Services O Checking Acct. X [Checking Acct. O Consumer Debit Card e O Elite Checking with Interest O Elite Checking with Interest O Joint Applicant Debit Card # Acct. 8 Acct. ft APY ZAPY O Business Debit Card M ❑ Elite Money Market Deposit Elite Money Market Deposit Acct. a Acct. It ❑ Delute Checkboofc Style # / f_ APY APY 0 ,:r( kind KS (',r_ /< O Certificate of Deposit D Certificate of Deposit O Name Only Get" G-4 ?c e4)) Acct. Acct. I Address ?11 Cats, []Name and APY APY Lobe:. Term Term O Duplicate Statement col % *Patolsilctal- Addr O DB AG NY Preferred O DB AG NY Preferred Certificate of Deposit Certificate of Deposit City Acct. # State Zip Code Acct. • APY APY 0 Mailing address (if different, Term Term Name Promo term Promo term Addr (DBTCA deposit account required. (OBTCA deposit account required, along wish a DB AG Preferred Terms along with a DB AG Preferred Terms City and Conditions' and Conditions) State Zip Code Private Wealth Premiums 13 Cash Master Sweep Account Internet Banking Services Checking Acct. of DE1 Private Wealth Online Plus Elite Money Market Deposit (3/ L• • • elationship Acct. a APY Target Amount Trigger Amount Client Relationship El Individual Account O Custody under NY UTMA O Corporation ❑ Joint Tenants with Right o Foundation O Limited liability Company of Survivorship O Joint Tenants in Common O Non-Profit Organization O Pannership O In Trust For/Payable on O Attorney Trust Escrow O Limited Liability Pannership Death/As Trustee for O Trust O Landlord Master Escrow ID Estate SDNY_GM_00038515 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001339 EFTA_00I 49I 24 EFTA01282916  7n Account Title an tet Nam of Account Tele I inn Application Information Li ti:— Joint Applicant got ame. rum/name, middle initial) y Bqsiness Ilea name, first name, middle Social Security umber or T payer ID N Der Social Soapily Number or Taxpayer ID Number &CO /102 k r 153 Address to_ Lisvi post-- 04-- Address T(' 71 11 __NotagallCable Ciry, State and Zss Code City, State and Zip Code Horn Home Telephone Number But' Business Telephone Number b7e a/ Birth a of Binh e at Name of Employer Name of Employer Address Address Not applicable City. State end Zip Code City. State and lip Mie Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name. address. and other information that will allow us to identity you. We may also ask to see identifying documents such es a certificate of formation or good standing (legal entities) ore passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing: these rules call for an active involvement of both asset management firms and their clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities, addresses, source of funds and. if necessaly, legal representatives, authorized signatories, beneficial owners or conuol structures and to collect requisite documentation to substantiate the information. Also, enhanced anti4noney laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone. facsimile or email regarding the above captioned account(S) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal Instructions being given by person er persons purported to be you is your own. Absent the gross oegkgeoce or willful misconduct of Deusche Bank Trust Company Americas IC/87CA). you agree to indemnify and hold harmless DBTCA for any claims. losses. expenses, costs or attorneys' fees resulting from DEITCA's acting upon such misunderstood and unauthorized Verbal fristructinns. You understand that DBTCA may. but shall not be required to, seek verification of your verbal, facsimile or email instructions by call back. In case of doubt DBTCA may in its sole discretion refuse to execute your Verbal Instructions or any part thereof, without incurring any liability. DBTCA is under no obligation to execute your Verbal Instructions to transfer funds or securities to any accoum(s) without written instructions bearing your original signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and any additions to the account shall become the property of each owner as joint tenants, and DBTCA may release the entire account to any owner during the lifetime of all owners. MICA may honor checks, orders or withorawal requests from any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA may honor checks, orders or withdrawal requests from the survivor(sIalter the death of any owner(s) and may treat the account as the sole property of the survivor(s) after the death of any owner(s). Unless DBTCA receives written notice signed by any owner not to pay or deliver any joint deposit or addition o accrual, DBTCA shall not be liable to any owner for continuing to honor cheeks, orders er withdrawal requests from any owner. After the receipt of the notice ref erred to in the previous sentence. DBTCA may require the written authorization of any or all joint owners for any further payments or deliveries. 2 13-AWM.010) 013959.032513 SDNY_GM_000385t6 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001340 EFTA_00149125 EFTA01282917  ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service II you have selected to receive Internet Banking Services, you understand that you will be required to enter into a separate Internet Bonkinci Services Agreeittont with DBTCA before you can aocess the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your resPontibility tO fulfill any teat obligations and aoy other regulatory reporting duties applicable to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DMA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with OBTCA. Funhermore. you confirm that the necessary information (to the best of your knowledge and capabilities) is made available no less than annually to the relevant beneficial ownerls). settloifs), beneficiaryfies), panner(s), etc. to enable him/her/them to fulfill any respective tax obligations that may arise for him/hed them in connection with your business relationship with DBTCA. Please complete and attach separate W8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to the information provided by you on this Application. You represent and warrant that all of the information provided by_you.on this Application is accurate. The Terms and Con for Deposit Accounts Act to change. Acceptance You understand that this Oman Holdef s Signature Date Joint Account Holder's Signature Date Pgret.:TUTIMPL .1 „t„ W4-7943 lcarRigriFiw• rr — 6ific . sa9plY, ?et, protdr• A tif at imaiii6;5:n9 Art,'Sgz. krincentftekv-- - w c 4e, /4 Irn, ing,iignsa rt Zir rocfp. v Sr * MgCcit.'041T4 tt ifdiL Let. . ..7.414b, : • 01 ADArteV;i044!AvtiAA a,t„ 4, #) be-,11,1, 711. eli DST 1 *9 ,,_ slos , rt • e, m," 1 1 AP.a• 4. 1.14 r- 4 ' `,. Z•ege A9AarAt-,.. Afkinfa. c_ - SATS t•feNtnex4POS=104e4 rtort&tioaratco . Yeti.' ,wO,..N r/VininN742A 4,Os2vEr'iN6:74:A.:attbile. go4.0.1..tirfln ati tA/VReAniSinlai,UPAIK* airra mt.c9popmipr,7.-r 2,?•:•A'. V•o• -rilaerstersa•a. 0-.Y.4 ;set , 4.-••crosi• przatth4-aTztygmt"4 carc,... ...a .11rdinlit C - -,e, 1),}art • r ir/V8, re /4* Sift • %I.T; Pi. 4-4s.r..-4tis-94. • IN • 14 ,ir / *s- ."1 t 4 t 11" •, . G„..eitie. - 1VStri.-taitMat V 4 .: 4c 4 .., :1 1 ..eNg , thlek.e.- „ . „. C,4,: 7:ttf..r.catilit; . ince a Metita ISAWeg raNtaitaft .r '66 it. , VOYMiteagiCk W I aing4 4 fr k sle'i'l'e V AW, 5 WV . 04,igfleAdiftBdAlata;Ittgie b - celOC* . ttl; ',. r.' , r*:.-2,33.•fiiripurtAtr.74t-ptsis ' 4 - mageRgay•wa• 't,"-La • 3 18AWM.01M 013959 037613 SDNY_GM_00038517 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001341 EFTA_00I 49I 26 EFTA01282918  IN WITNESS WHEREOF, the undersigned, by and through its authorized officer, has caused this instrument to be executed on the date listed below. (FOR BUSINESS USERSI 11.4st LLL Busmen N e Namefinle 0 r7r E--1"4e fr—IWL444 Signature Date DEUTS EB K TRUST COFAPANY AMERICAS By A Print Narnernie PA CWCk. 0. Jriot,7 '3 Oet (FOR ALL OTHER USERSI Account Name Name/rate Seznattire Date WIA134667 21 010198 000613 SDNY_GM_000385t 8 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001342 EFTA 00149127 EFTA01282919