EFTA01282908.pdf

. Deutsche Asset • & Wealth Management DBTCA Deposit Account Opening Application Private Wealth Piemiumm Private Wealth Premium t" Private Wealth Premium na Elite Personal Accounts EliterBusiness Accounts Banking Services O Checking Met. N Checking Acct. 8 O Consumer Debit Card O Elite Checking with Interest O E kte Checking with Interest O Joint Applicant Debit Card N Acct. # Met. N APY 2 /PY O Business Debit Card N O Elite Money Market Deposit Elite Money Market Deposit Met. # Mot. toi c Style 1A44ce APY APY Delur Chr e ecle ❑ Certificate of Deposit O Certificate of Deposit Et Name Only OO1O3-3 -3 T,AM Aect. N Acct. M O/Name and Address -n- p ;La APY Cptole. . BIDE APY Term Term O Duplicate Statement Hoez imcf Bow,. Addr O DB AG NY Preferred O DB AG NY Preferred Certificate of Deposit Certificate of Deposit City Acct. # Acct. N State Zip Coda ti APY APY O Mailing address (if different) Term Term Name Promo term Promo term Addr (DMA deposit account required, (DEITCA deposit account recurred. along with a D8 AG Preferred Terms along with a DB AG Pretense Terms City and Conditions/ and Conditions) State La Code Private Wealth Premiumn" O Cash Master Sweep Account Into net Banking Services Checking Acct. N a ' DB Private Wealth Online Plus Elite Money Market Deposit Ertink to Existing Online Relationship Iva Ot Acct. N APY 92 is-3 99 (.7 (ther/Co. ID Number) Target Amount lig 1Z ci 7 Li (0, Trigger Amount Client Relationship O Individual Account O Custody under NY UTMA 2) Corporation ci Joint Tenants with Right O Foundation O Limited Liability Company 01 Survivorship ❑ Joint Tenants in Common O Non•Prof it Organization O Partnership O In Trust For/Payable on O Attorney Trust Escrow O Limited Liability Partnership Death/As Trustee for ❑ Trost O Landlord Master Escrow ID Estate 13.AWIA-0101 NAOSOD0001see24monasit 013959.032613 SDNY_GM_00038507 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001331 EFTA_00I49I I6 EFTA01282908  Account Ti e and Joint "plicattiy al‘ nformation tuari Name of Accgitr t Title Joint Applicant Oast name, first name, middie 'manor Business fast name, first name, middy initial) Social Sec 8.L341- 14 '31.- Nurgber or Tappet/et IO Nwtber , Social Seaway Number or Taxpayer ID Number 4/0 0 Mok 610Atier fi? g<i', Address °°Str''' Address 51- DePsits City. State and kp Code r alanikabi. City. State and Zip Code Home Telephone Number Home Telephone Number 3 y4. (4/2,)ci -9) • Business Telephone Number Business Telephone Number Dale of Binh Date or Birth Name*, Employer Warne of Employer Address Address Not 'table City, State and Zip Code Coy. State and Zip Code Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities. Federal law requires all financial institutions to obtain, verily, and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name, address, and other information that will allow us to identify you. We may also ask to see identifying documents such as a cenifinete 01 formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing; these rules cantor an active involvement of both asset management firms and their clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities. addresses, source of funds end. if necessary, legal representatives, authorized signatories, beneficial owners or control structures and to collect requisite documentation to substantiate the information. Also. enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the thange(s) and provide us with relevant documentation to verity these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from lime to time you may give instructions by telephone, facsimile or email regarding the above captioned aocount(s) (defined herein as -Verbal Instructions"). II is understood that the risk of Verbal 1 Instructions being givdo by person et persons purported to be you is year own. Absent the gross negligence nr willful misconduct of Deusche Bank Trust Company Americas (OBTCA). you agree to indemnify and hold harmless DBTCA for any claims. losses. expenses, costs or attorneys' fees resulting from DBTCA's acting upon such misunderstood and unauthorized Verbal Inshurtions. You understand that OBTCA May, but shell oot be required to. seek verification of your verbal, facsimile or email instructions by call back. In case of doubt. OBTCA may in its sole discretion refuse to execute your Verbal Instructions or any pan thereof, without incurring any liability. DBTCA is under no obligation to execute your Verbal Instructions to transfer funos or securities to anyecceunt(s) without written idsductions bearing your oratinal signature. Joint Account Disclosure You have opened a joint account with OBTCA and acknowledge receipt of the following information: This deposit and any additions to the account shall become the properly of each owner as joint tenants, and DBTCA may release the entire account to any owner during the filetinle of all owners. DBTCA may honor checks. orders or withdrawal requests from any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA may honor checks, orders or withdrawal requests from the survivor(s) atter the death of any owner(s) end may treat the account as the sore property of the survivor(s) atter the death of any owner(s). Unless OBTCA receivas written notice signed by any owner not to pay or deliver any joint deposit or addition or accrual, DBTCA shall not be liable to any owner for Continuing to honor checks, orders or witndiawal requests from ary owner. After the receipt of the notice referred to in the previous sedfence, DBTCA may require the written authorization of any or all joint owners for any further payments or deliveries. 2 13,AWA4.0101 013359 032613 SDNY_GM_00038508 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001332 EFTA_00149117 EFTA01282909  ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If You have selected to receive Internet Banking Services, you understand that you well be required to enter into a separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice 8y signing below, you acknowledge receipt of OBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your accounts) and your business relationship with DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA Furthermore, you confirm that the necessary information Ito the best of your knowledge and capabilities) is made available no less than annually to the relevant beneficial ownerls), settlor(s). beneficiarylies), panner(s), etc. to enable himthed them to fulfill any respective tax obligations that may arise for him/her/ them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them In addition, you agree to notify us immediately of any material change to the information provided by you on this Application. You represent and warrant that all of the information provided by you on this Application is accurate. The Terms and Conditions for Deposit Accounts are subject to.change. Acceptance You 7.und9rstand that this a : is subject to acceptance y DBTCA. 003 Account Holders Signature Data (..... Join; Account Holder's Signature Date csama,riaillSaa. 'rate atsf• Wr r t 14 / ta• i tig Sc r a e gli t(t n i8-4 4 .7.:14V 7; 41 11144n f4V,,rifiliSarnrrAW zr - rertitj,terr,j,te Ob. • A • " kry".14/ AWN.; yo, d lY *PIS; 4-c; •P brfr WInnertrmat-Wgintnrrr. so.apir- f 64ti3 401. -.?,,,cti.rscs.vot.4,2:.,,, ,....„.4.-., 4c 4.- -ttc.5 s ffilSri 'WA -Jitagatagici tit r Wirt - •r 5:... r -. A • ' . • ' v" c''' 'c")f !;‘?"0", 1) t44Nt -P.,wa4 5.- • . „ ay ••• .crt , 11:S.P eitt Ac 43-444,. rt,atrs i cts. koairm at0_,, tnrizit. —twam kt ,w e ,i....*4'SI ca.tet , -.4.P44, -642, Net , sta rsge s •.7`56M1,7 • to P.F.,Ps. vow. :id. .4! aea, , Siff iirdeali: H‘ST' Title ..-i s i.1.4g... nawiii*Petharocovar iktosivmyszidalflaJ - - -ai. r..*:/1-4,`‘t npugs-rstatmr.a-rat e.st, tea 3 cars& 11AWMO101 0139590321M SDNY_GM_00038509 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001333 EFTA_00I49I IS EFTA01282910  IN WITNESS WHEREOF, the undersigned. by and through its authorized officer, has caused this instrument to be executed on the date listed below. IFOR BUSINESS USERS] Apottal Ai> Llumiess Norm / Narneirele 9/04 &QOM N Date MUT HE RANK TRUST COMPANY AMERICAS IN ievresou BY I L -A .JA i-C1O Print Nernekrtle tic r0llT.ln Date (FOR ALI. OTHER USERS( Account Name flame/Tote Signature Date Ww1346037 2) OfOiStiOaeltt3 SDNY_GM_00038510 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED R CRIM. P. 6(e) DB-SDNY-0001334 EFTA_00149119 EFTA01282911  Deutsche Asset & Wealth Management DBTCA Deposit Account Opening Application Private Wealth PrerniumTM Private Wealth Premium DA Private Wealth Premium TM Elite Personal Accounts Eli Business Accounts Banking Services Checking Acct Checking Acct. O Consumer Debit Card N ❑ Elite Checking with Interest o Elite Checking with Interest O Joint Applicant Debit Card # Acct. N /Lett. # APY APY O Business Debit Card 8 ❑ Elite Money Market Deposit CI Elite Money Market Deposit Acct. # Acct. P lat Oefuxe ChKkbook Style N APY APY trirOda r„..yAb4 Q.ir(ta.;.(1 O Certificate of Deposit O Certificate of Deposit 3, Naame °a ddyAvdtc.;213? 0,N Acct. N AM. 8 Tc APY APY Term Term O Duplicate Statementeowe: qztek Addr frice..zo4Q80.u; ❑ DB AG NY Preferred ❑ DB AG NY Preferred Certificate of Deposit Certificate of Deposit City Acct. Acct. # State Zip Code APY Term APY Term 0 Mailing address Of different) Name Promo term Promo term Addr S. (DUCA deposit account required, iD8TCA deposit account required. along with a 08 AG Profaned Terms along whit • DB AG Preferred Terms City and Conditions, and Conditional State Zip Code Private Wealth premiurnTM ❑ Cash Master Sweep Account Internet Banking Services Checking Acct. N L.) S3 `IS 9 96 Private Wealth Online Plus Elite Money Market Deposit cg"-Link to Existing Online Relationship Acct. N gcl iz935- if ago %SC, APY (User/Co. lb Number) Target Amount Trigger Amount Client Relationship ❑ Individual Account ❑ Custody under NY UTMA El Corporation EI Joint Tenants with Right O Foundation O Limited Liability Company of Survivorship o Joint Tenants in Common O Non-Profit Organization Partnership O ❑ In Trust For/Payable on ❑ Attorney Trust Escrow O Limited Liability Partnership Death/As Trustee for ❑ Trust O Landlord Master Escrow ID Estate 13.awartnef NAOS0000015602-000104611 013959 03203 SDNY_GM_00038511 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001335 EFTA_00149120 EFTA01282912  Account Title arid Joint Application Information .e_ fi.e4 Name o nt Ter Joint Applicant (last name. first name, middle initial) or Business (last mime. first name. middle initial) 51- 0 V° 5-44/Z Number Social Security (timber or.Texpayer Social Security Number or lawayer ID Number 41 /4 ° iii--1) /hat' 0 varigt- /57 Address. Address nal C VW °DS:trataindicable Gay, State end Zip Code City. State and Zip Code 4_'2 i 7 N al / Horne Titephone bar Nome TeWphone Number SVC) i 2.)C1-7) — K Business Telephone Number 1, Business Telephone Number Date of Binh Date of Birth Name of Employer Name of Employer Address Address Not applicable City. State and Zip Code City, State and bp Code Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name, address, and other information that will allow us to identify you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing: these rules tall for an active involvement of both asset management firms and their clients. For new and existing clients we currently have a regal obligation to ask our customers questions regarding their identities, addresses, sourcessf funds and, if necessary, legal representatives, authorized signatories, beneficial owners or Control structures and to collect requisite documentation to substantiate the Information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verity these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email regarding the above captioned accounts) (defined herein as "Verbal Instructions"). It is understood that tho risk of Verbal Instructions being given by person or persons purported to be you is youc own. Absent the gross negligence nr willful misconduct of Deusche Bank Trust Company Americas (DBTCA), you agree to indemnify and hold harmless DBTCA for any claims, losses. expenses, costs or attorneys' fees resulting from DBTCA's acting upon such misunderstood and unauthorized Verbal Instructions. You understand that DBTCA may. but shall not be 'kinked to, seek verification of your verbal, facsimile or email instructions by call back. In case of doubt, DBTCA may in its sole discretion refuse to execute your Verbal Instructions or any pan thereof, without Incurring any liability. OBTCA is under no obligation to execute your Verbal Instructions to Canister fonds or securities to any account(s) without written instructions bearing your onginal signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and any additions to the account shall become the property'of each owner as joint tenants, and DBTCA may release the entire account to any owner during the lifetime of all owners. OBTCA may Ifronor checks, orders or withdrawal requests from any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit lunds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA may honor checks, orders or withdrawal requests from the survivor(s) after the death of arty cmierls) and may heat the account as the sole property of the survivor(S) after the death of any owner(s). Unless DBTCA receives written notice signed by any owner not to pay or deliver any joint deposit or addition or accrual. DBTCA shall not be liable to any owner for continuing to honor checks. orders or wItndrawal requests from any owner. Atter the receipt of the notice referred to in the previous sentence. DBTCA may require the written authorization of any or all joint owners for any further payments or deliveries. 2 13-AWM.0101 013959.032613 SDNY_GM_00038512 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001336 EFTA 00149121 EFTA01282913  ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you Understand that you will be required to enter into a separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA. Furthermore, you confirm that the necessary information (to the best of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settlor(s), beneficiarylies). penner(s), etc. to enable him/her/ them to fulfill any respective tax obligations that may arise for him/her/ them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notity us immediately of any material change to the information provided by you on this Application. You represent and warrant that all of the information provided by you on this Application is accurate. The Terms and Conditions for Deposit Accounts are subject.tochange. Accepyc You ynderstand that this e by DBTCA. 9M7 Account Hoider's Signature Date Joint ActOunt Holder's Signature Date PLPPErAk.. .4%-tarstAWW_,„ a :Farr Bang .t41 trir 1.. 411V41-1§"vtidaltai„ .,,,,trytru-- ,1dsswptp A Sir /4.44aStattfclarit tgaMan iatorloi oa.„ Pur1". $' 92 n r-ter,WRAZ toirtegitcl>te Ctr tAt ntatu bs.d:Hrrem, Vizea I ge4 "1,:,44 1:. 4:;1 41)earc AS 'al.. • ./.41. • NESIPVaiSSikififtl4 • ra -FY* ." ( $1.)14 Il EaRattataa2i/a, "47' ;;;:e^. - 'n‘t .rc.fp S aiW." .11%* *Al li.ii1i. r • r *.r f . , %718. .4441/2.4,ii: a 4 • I` td. it44/ 2,440 f4ccep;o: / t'atte riteCitg : 2•••• a - \ .e..., )... (Name e ey • av " r-rx4.„1"-CAW" 54:d 4Tir oe.42-4.4,kalca) i3. „.0,,...-Artne#41 4, 311413 .?Noc .,2,:e.dP ics4gi: 3 13•AWM4101 013959 032613 SDNY_GM_00038513 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001337 EFTA_OOI 49I 22 EFTA01282914  IN WETNESS WHEREOF, the unde:stgned. by and through its authorized officer, has caused this instrument to be executed on the dale listed below. [FOR BUSINESS USERS] j-661- Business Na El1 t4/ e -ift Namerf rec. Signaryre Date DEUTSCHE K TRUST COMPANY A By LoAaa act Print Name/Tek 0ete '3 ]FOR ALL OTHER USERS) Account Name Name/Tale Signature Date WM134667 21 010196.060613 SDNY_GM_00038514 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001338 EFTA_00149123 EFTA01282915