EFTA01597625.pdf

UORE'W.I0JUI Wall) Client Information Montpelier Trust Trust Information U.S. Federallaw requires us Trust Type Irrevocable Trust ro obrain, verify andrecord informarion rhar identifies Name Montpelier Trust each person or entity Jurisdiction US Trust rhar opens an Amount with us. When you open an Date Established 07/31/2018 Account we w0I ask for your name, street address. Name of All Trustees dare of birth and a tax Christine Yvonne Malina-Maxwell idenrification number, such as a Soda/ Security number. Jeffrey W. Roberts We may also ask to see a drivers [cerise or other Scott Borgerson documenrs that waY alkwy Name of All Grantors us to idenrify you. Ghislaine Maxwell Please review and verify al of the information that you provided ro us when you Client Contact Information opened your Account. If you bare changes• 155 Seaport Boulevard corrections or adckbons Residential Address ATTN: Nutter McClennen & Fish notify your Financial Advisor LLP as soon as possible. City, State, Zip Code Boston, MA 02210-2698 If you share assets with Home Phone another person, the net north figure here shows E-mail Address your portion only, based upon instructions you provided. Net Worth Information Annual Income Range from $200,000 - $499,999 InnestmentInformaldm This section reflects answers Liquid Assets (cash and marketable securities) Range from $10,000,000 AND ABOVE you mindedrelated to your lineament experience. Net Worth (excluding primary residence) Range from $10,000,000 AND ABOVE market knowledge and Federal Marginal Tax Rate 37% and above other assets and is used to ensure our investment You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a recommendations are country outside of the United States. suitable for your situation. Investment Information Years you have held investment accounts None Individual Stocks None Equities None Bonds None SZOO ISO I £89 Futures None Options-Buy None Options-Sell None Knowledge of investments None Percentage of total investable assets held at UBS More than 80% Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. SDNY_GM_00009962 Package ID. 0268371051 CONFIDENTIAL EFTA01597625  UORCWIOJUI Alan) 0 0 Christine Yvonne Malina-Maxwell Personal Information U.S. Fedoraflaw requires us Name Christine Yvonne Malina-Maxwell a ro obtain, verify and record information that identifies Citizenship United States each person or entity Gender Female char opens an Amount with us. When you open an Date of Birth Account. we wll ask for your name, street address Marital Status Married dare of birth and a tax identification number such as a Social Security number. Client Contact Information We may also ask to see a drivers &cerise w other 5201 Amesbury Drive Residential Address Apt 200 documents that waYalkwy us to identify you. City, State, Zip Code Dallas, TX 75206-4307 Please ret4ew and verify al Home Phone of the information that you provided ro us when you E-mail Address opened your Account. If you bare changes• Net Worth Information corrections or adthdon; notify your Financial Advisor You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a as soon as possible. country outside of the United States. if you share assets with another person, the net Investment Information north figure here shows Years you have held investment accounts 8 your portion only, based upon instructions you Individual Stocks None provided. Equities None Invesbnent Infrematinn• Bonds None This section reflects answers you provided related to Futures None your investment experience. market knowledge and Options-Buy None IN other assets and is used to Options-Sell None ensure our investment recommendations are You have indicated you have a good understanding suitable for your situation. Knowledge of investments of financial markets and market investments. Percentage of total investable assets held at UBS None Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. SDNY_GM_00009963 2 2 CONFIDENTIAL EFTA01597626  0 Jeffrey W. Roberts Personal Information U.S. Federallaw requires us Name Jeffrey W. Roberts ro obtain, verify andrecord information that identifies Citizenship United States each person or entity Gender Male char opens an Amount with us. When you open an Date of Birth Account, we wllask for your name, street address. Marital Status Married date of birth and a tax identification number such as a Soda/ Security number. Client Contact Information We may also ask to see a drivers license or other Residential Address 5 Settlers Lane documents that waYalkw City, State, Zip Code Wenham, MA 01984-1464 us to identify you. Home Phone Please renew and verify al E-mail Address of the information that you provided ro us when you opened your Account. If Net Worth Information you bare changes corrections or adthrions You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a notify your Financial Advisor country outside of the United States. as soon as possible. if you share assets with Investment Information another person, the net Years you have held investment accounts 13 worth figure here shows your portion only, based Individual Stocks None upon instructions you None provided. Equities Bonds None InvestinentInfrumatinn• This section reflects answers Futures None you providedrelated to Options-Buy None IN! your investment experience. market knowledge and Options-Sell None other assets and is used to ensure our investment Knowledge of investments You have indicated you are an experienced investor recommendations are in financial markets and market investments. suitable for your situation. Percentage of total investable assets held at UBS None Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. SDNY_GM_00009964 3 3 CONFIDENTIAL EFTA01597627  UORE'W.I0JUI Alan) 0 Scott Borgerson Personal Information U.S. Federallaw requires us Name Scott Borgerson ro obtain, verify andrecord information that identifies Citizenship United States each person or entity Gender Male char opens an Amount with us. When you open an Date of Birth Account, we wllask for your name, street addess• Marital Status Single date of birth and a tax idenrification number such as a Soda/ Security number. Client Contact Information Plit, may also ask to see a drivers &cerise or other Residential Address 36 Beacon Street documents that waYalkw City, State, Zip Code Boston, MA 02108-1433 us to identify you. Home Phone Please renew and verify al of the information that you E-mail Address provided ro us when you opened your Account. If Net Worth Information you bare changes. corrections or adthdons, You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a notify your Financial Advisor country outside of the United States. as soon as possible. if you share assets with Investment Information another person, the net Years you have held investment accounts 23 worth figure here shows your portion o* based Individual Stocks None upon instructions you None provided. Equities Bonds None MvestmentInformatinn• This section reflects answers Futures None you providedrelated to Options-Buy None IN! your investment experience. market knowledge and Options-Sell None other assets and is used to ensure our investment Knowledge of investments You have indicated you are an experienced investor recommendations are in financial markets and market investments. suitable for your situation. Percentage of total investable assets held at UBS None Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. S0NY_GM_00009965 4 CONFIDENTIAL 4 EFTA01597628  ucliewmjui wail) UOlletkuqUI Ghislaine Maxwell Personal Information U.S. Federallaw requires us Name Ghislaine Maxwell ro obtain, verify andrecord information that identifies Citizenship United States each person or entity Gender Female char opens an Amount with us. When you open an Date of Birth Account, we wllask for your name, street address. Marital Status Single date of birth and a tax identification number, such as a Soda/ Security number. Client Contact Information We may also ask to see a drivers license or other 139A Charles St Residential Address Apt 233 documents that whir a/lbw us to identify you. City, State, Zip Code Boston, MA 02114-3252 Please renew and verify al Mobile of the information that you provided ro us when you E-mail Address opened your Account. If you hare changes, Employment Information corrections or adthdon; notify your Financial Advisor Employment Status Employed as soon as possible. Occupation Other If you share assets with Occupation Industry Other another person, the net north figure here shows Employer Name The TerraMar Project your portion only, based upon instructions you Business Address 116 E 65th Street provided. City, State, Zip Code New York, NY 10065 - 7007 InvesbnentInformat/4n: This section reflects answers Net Worth Information you providedrelated to Annual Income Range from $200,000 - $499,999 your investment experience. market knowledge and Liquid Assets (cash and marketable securities) Range from $10,000,000 AND ABOVE other assets and is used to ensure our investment Net Worth (excluding primary residence) Range from $10,000,000 AND ABOVE recommendations are Federal Marginal Tax Rate 37% and above suitable for your situation. You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a country outside of the United States. Investment Information Years you have held investment accounts 24 Individual Stocks None Equities 23 Bonds 23 MEM Futures 7 Options-Buy 12 Options-Sell 12 You have indicated you are an experienced investor Knowledge of investments in financial markets and market investments. Percentage of total investable assets held at UBS Less than 20% Other Own Home or Rent? Own Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. SDNY_GM_00009966 5 5 CONFIDENTIAL EFTA01597629 V011ecUMWI luau') tiogeunolui wail) You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. SDNY_GM_00009967 6 6 CONFIDENTIAL EFTA01597630  Account Information ri RMA Domestic TRUST Your Account Please review the information Account Number about each of your accounts and nobly your Financial Account Title Montpelier Trust Advisor immediatey if jou have any changes or Account Address 155 Seaport Boulevard ATTN: Nutter McClennen & Fish corrections. LLP Fo✓ more intimation, please City, State zip Boston, MA 02210-2698 a refer to the UBS Deposit Account Sweep Program 155 Seaport Boulevard Disclosure Statement. Cards and Checks for this account, if requested, will ATTN Nutter McClennen be mailed to this address: and Fish LLP Pleasenote. the account Ask Boston, MA 02210-2695 profile and investment objective below are speolic only Primary Account Holder Montpelier Trust to this account: other accounts may have &fermi,account risk UBS will not disclose your name, address and security profiles and investment Disclosure of Beneficial Ownership position to issuers of any securities held in your alert/1,es. Account. Your Account Risk Profile for Margin No this particular account is defined as If you did not choose Margin when you opened this account, you may ask to establish margin by Aggressive.. WiNing to accept contacting your Financial Advisor. You agree that the Margin Agreement in the Completing Your high risk to principal andhigh voLitifity to seek high returns over Account Opening Process package will govern your use of margin in this account and all other time. accounts you have now or may open in the future. DiHermit accounts may have different risk profiles Cost Basis Method First In,First Out Your Investment Objective Features and Services Achieve Cap'talAppreciation. Investments seeking growth of Online Services (OLS) Premier- RMA / BSA prino'palrather than the generation of income. Account Objectives and Risk Profile A senior political official is Account Risk Profile Aggressive/Speculative defined as a President or Vice Your answers to our profiling questions: President, Cabinet Member, Supreme Court Justice, Risk Tolerance High Risk member of the Joint Chiefs Achieve capital appreciation (emphasis on growth of Staff, Member of Congress or Investment Objective a Parliament Chairperson. capital, not on income) Head or Senior Leader of a Risk/Return Objectives Higher Fluctuations, Higher Returns a major religious organization, or the like. Investment Time Horizon Longer than 10 years (through several market cycles)]. Short-Term Liquidity Needs No • Sweep Account Election • Primary Sweep Fund UBS FDIC INSURED DEPOSIT PGM Sweep Cap Election No You have indicated that all beneficiaries for this trust are individuals (natural persons) or not-for-profit organizations. Secondary Sweep Fund LIQUID ASSETS GOVERNMENT FUND U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. S0NY_GM_00009968 7 CONFIDENTIAL 7 EFTA01597631  uoilewiqui iono),y UOilewiqUi lUnO,W Source of Funds in the Account You have indicated the following as the source of funds for this account: Other Income Source transfer Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. E-mail Address sborgersonOme.com Anticipated Activity According to our records, you have indicated the following expected activity in your account. Anticipate depositing funds from third parties into account No Anticipate withdrawing from account to pay/ transfer to third parties No SDNY_GM_00009969 8 8 CONFIDENTIAL EFTA01597632 k•Olew-Olvi IunO)N RMA Domestic TRUST Your Account Heise review the information Account Number about each of your accounts and notify your Financial Account Title Montpelier Trust Advisor immedatey if Lou have any changes or Account Address 155 Seaport Boulevard ATTN: Nutter McClennen & Fish corrections. LLP • Fo✓ more information, pkwe City, State zip Boston, MA 02210-2698 a refer to the UBS Deposit Account Sweep Program 155 Seaport Boulevard Disclosure Statement. Cards and Checks for this account, if requested, will ATTN Nutter McClennen be mailed to this address: and Fish LLP Pleasenote. the account Ask Boston, MA 02210-2695 profik and investment