EFTA01597591.pdf

Signature Page Summary _Montpelier Trust Account Number and Description Signature Requirement RMA Domestic - Trust i Client Relationship Agreement RMA Domestic - Trust Client Relationship Agreement RMA Domestic - Trust r Client Relationship Agreement SSOCESPLOOS9 de 0055 688 1375 17(14/2078 SDNY_GM_00009928 Package ID. 0265007453 CONFIDENTIAL EFTA01597591 Intentionally Left Blank 8LOU01/11. 9L£1. 889 5500 aP SDNY_GM_00009929 CONFIDENTIAL EFTA01597592  UORE'W.I0JUI Alan) Client Information 0 Montpelier Trust Trust Information U.S. Federallaw requires us Trust Type Irrevocable Trust ro obtain, verify andrecord information that identifies Name Montpelier Trust each person or entity Jurisdiction US Trust char opens an Amount with us. When you open an Date Established 07/31/2018 Account we will ask for your name, street address Name of All Trustees dare of birth and a tax Christine Yvonne Malina-Maxwell identification number, such as a Soda/ Security number. Jeffrey W. Roberts We may also ask to see a drivers [cerise or other Scott Borgerson documents that waYalkwy Name of All Grantors us to identify you. Ghislaine Maxwell Please review and verify al of the information that you provided ro us when you Client Contact Information opened your Account. If you bare changes 155 Seaport Boulevard corrections or additions, Residential Address ATTN: Nutter McClennen & Fish notify your Financial Advisor LLP as soon as possible. City, State, Zip Code Boston, MA 02210-2698 if you share assets with Home Phone (617) 439 - 2149 another person, the net north figure here shows E-mail Address [email protected] your portico omy, based upon instructions you provided. Net Worth Information Annual Income Range from $200,000 - $499,999 husesbnentlathrmatiom This section reflects answers Liquid Assets (cash and marketable securities) Range from $10,000,000 AND ABOVE you providedrelated to your investment experience. Net Worth (excluding primary residence) Range from $10,000,000 AND ABOVE market knowledge and Federal Marginal Tax Rate 37% and above other assets and is used to ensure our investment You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a recommendations are country outside of the United States. suitable for your situation. Investment Information Years you have held investment accounts None Individual Stocks None Equities None Bonds None Futures None Options-Buy None Options-Sell None Knowledge of investments None Percentage of total investable assets held at UBS More than 80% Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. S0NY_GM_00009930 3 CONFIDENTIAL 3 EFTA01597593  UORCWIOJUI Alan) O O Christine Yvonne Malina-Maxwell Personal Information U.S. Federallaw requires us Name Christine Yvonne Malina-Maxwell f L ro obtain, verify andrecord information that identifies Citizenship United States each person or entity Gender Female char opens an Amount with us. When you open an Date of Birth 08/16/1950 Account, we will ask for your name, street addess• Marital Status Married dare of birth and a tax identification number, such as a Social Security number. Client Contact Information We may also ask to see a driver's &cerise w other 5201 Amesbury Drive Residential Address Apt 200 documents that II/Ma/lbw us to identify you. City, State, Zip Code Dallas, TX 75206-4307 Please review and verify al Home Phone (510)316 - 9149 of the information that you provided ro us when you E-mail Address cmalinaegmail.com opened your Account. If you hare changes Net Worth Information corrections or additions, notify your financial Advisor You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a as soon as possible. country outside of the United States. If you share assets with another person, the net Investment Information north figure here shows Years you have held investment accounts 7 your portico only, based upon instructions you Individual Stocks None provided. Equities None &vestmentInfrematinn• Bonds None This section reflects answers you providedrelated to Futures None your investment experience. market knowledge and Options-Buy None IN other assets and is used to Options-Sell None ensure our investment recommendations are You have indicated you have a good understanding suitable for your situation. Knowledge of investments of financial markets and market investments. Percentage of total investable assets held at UBS None Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. SDNY_GM_00009931 4 4 CONFIDENTIAL EFTA01597594  UORCWIOJUI Alan) Jeffrey W. Roberts Personal Information Federallaw requires us Name Jeffrey W. Roberts ro obtain, only andrecord information that identifies Citizenship United States each person or entity Gender Male char opens an Amount with us. When you open an Date of Birth 10/20/1977 Account, we w0I ask for your name, street address. Marital Status Married dare of birth and a tax identification number such as a Social Security number. Client Contact Information We may also ask to see a drivers &cerise w other Residential Address Settlers Lane documents that walr a/lbw City, State, Zip Code Wenham, MA 01984-1464 us to identify you. Home Phone (617) 439 - 2149 Please review and verify al [email protected] of the information that you E-mail Address provided ro us when you opened your Account. If Net Worth Information you bare changes• corrections or adckdon; You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a notify your Financial Advisor country outside of the United States. as soon as possible. if you share assets with Investment Information another person, the net Years you have held investment accounts 12 worth figure here shows your portico only, based Individual Stocks None upon instructions you None provided. Equities Bonds None InvesbnentInfrematinn• This section reflects answers Futures None you providedrelated to Options-Buy None your investment experience. market knowledge and Options-Sell None other assets and is used to ensure our investment Knowledge of investments You have indicated you are an experienced investor recommendations are in financial markets and market investments. suitable for your situation. Percentage of total investable assets held at UBS None Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. SDNY_GM_00009932 5 5 CONFIDENTIAL EFTA01597595  UORCWIOJUI Alan) 6 Scott Borgerson Personal Information U.S. Federallaw requires us Name Scott Borgerson ro obtain, verify andrecord information that identifies Citizenship United States each person or entity Gender Male char opens an Amount with us. When you open an Date of Birth 09/03/1975 Account, we will ask for your name, street address Marital Status Single date of birth and a tax idenrification number such as a Soria/ Security number. Client Contact Information We may also ask to see a drivers license or other Residential Address 36 Beacon Street documents that waY alkwy City, State, Zip Code Boston, MA 02108-1433 us to identify you. Home Phone (860) 326 - 8082 'NM Please renew and verify al E-mail Address sborgersonelme.com of the information that you provided ro us when you opened your Account. If Net Worth Information you bare changes• corrections or adckions. You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a notify your Financial Advisor country outside of the United States. as soon as possible. If you share assets with Investment Information another person, the net Years you have held investment accounts 22 north figure here shows your portion ores, based Individual Stocks None upon instructions you None provided. Equities Bonds None ImrestmentInhrmation: This section reflects answers Futures None you providedrelated to Options-Buy None IN! your lineament experience. market knowledge and Options-Sell None other assets and is used to ensure our investment Knowledge of investments You have indicated you are an experienced investor recommendations are in financial markets and market investments. suitable for your situation. Percentage of total investable assets held at UBS None Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. S0NY_GM_00009933 6 6 CONFIDENTIAL EFTA01597596  UORE'W.I0JUI Alan) O Ghislaine Maxwell Personal Information U.S. Federallaw requires us Name Ghislaine Maxwell ro obrain verify andrecord informarion rhar identifies Citizenship United States each person or entity Gender Female rhar opens an Amount with us. When you open an Date of Birth 12/25/1961 Account we will ask for your name, street address. Marital Status Single dare of birth and a tax idenrification number, such as a Social Security number. Client Contact Information We may also ask to see a drivers &cerise or other 139A Charles St Residential Address Apt 233 documenrs that vnilr alobvy S us to identify you. City, State, Zip Code Boston, MA 02114-3252 Please review and verify al Mobile (917) 520 - 3106 of the information that you provided ro us when you E-mail Address opened your Account. If you hare changes. Employment Information corrections or adthrions, notify your Financial Advisor Employment Status Employed as soon as possible. Occupation Other If you share assets with Occupation Industry Other another person, the net worth figure here shows Employer Name The TerraMar Project your portion only, based upon instructions you Business Address 116 E 65th Street provided. City, State, Zip Code New York, NY 10065 - 7007 Inkestmentinthrmalom This section reflects answers Net Worth Information you mindedrelated to Annual Income Range from $200,000 - $499,999 e your investment experience. market knowledge and Liquid Assets (cash and marketable securities) Range from $10,000,000 AND ABOVE other assets and is used to ensure our investment Net Worth (excluding primary residence) Range from $10,000,000 AND ABOVE recommendations are Federal Marginal Tax Rate 37% and above suitable for your situation. You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from a country outside of the United States. Investment Information Years you have held investment accounts 23 Individual Stocks None Equities 23 Bonds 23 MEM Futures 7 Options-Buy 12 Options-Sell 12 You have indicated you are an experienced investor Knowledge of investments in financial markets and market investments. Percentage of total investable assets held at UBS Less than 20% Other Own Home or Rent? Own Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. SDNY_GM_00009934 7 CONFIDENTIAL 7 EFTA01597597 V011etUMWIil) vogeunolui wail) You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. SDNV_GM_00009935 8 8 CONFIDENTIAL EFTA01597598  Account Information 0 ,0. RMA Domestic TRUST Your Account (lease review the information Account Number Y1 45171 about each of your accounts and nobly your Financial Account Title Montpelier Trust Advisor immediatey if jou have any changes or Account Address 155 Seaport Boulevard ATTN: Nutter McClennen & Fish corrections. LLP Fo✓ more information, 114'ase City, State zip Boston, MA 02210-2698 a refer to the UBS Deposit Account Sweep Program 155 Seaport Boulevard Disclosure Statement. Cards and Checks for this account, if requested, will ATTN Nutter McClennen be mailed to this address: and Fish LLP Pleasenote the account Ask Boston, MA 02210-2695 pro% and investment Seve be/oware speolic only Primary Account Holder Montpelier Trust to this account other accounts may have &fermi account risk UBS will not disclose your name, address and security profiles and investment Disclosure of Beneficial Ownership position to issuers of any securities held in your otseceves. Account. Your Account Risk Profile for Margin No this particular account is defined If you did not choose Margin when you opened this account, you may ask to establish margin by Aggressive' Wilkng to accept contacting your Financial Advisor. You agree that the Margin Agreement in the Completing Your high risk to principal and high voLitibly to seek high returns over Account Opening Process package will govern your use of margin in this account and all other time. accounts you have now or may open in the future. Different accounts may have different risk profiles Cost Basis Method First In,First Out Your Investment Objective. Features and Services Achieve CarnalAppreciation. Investments seeking growth of Premier- RMA / BSA pnnopal rather rhan the generation of income. Account Objectives and Risk Profile A senor polibCal official is Account Risk Profile Aggressive/Speculative defined as a President or Vice Your answers to our profiling questions: President, Cabinet Member, Supreme Court Justice, Risk Tolerance High Risk member of the Saint Chiefs Achieve capital appreciation (emphasis on growth of Staff, Member of Congress or Investment Objective a Parliament, Chairperson. capital, not on income) Head o✓ Senior Leader of a Risk/Return Objectives Higher Fluctuations, Higher Returns a major religious eganiation, or the kke. Investment Time Horizon Longer than 10 years (through several market cycles)M Short-Term Liquidity Needs No • Sweep Account Election a Primary Sweep Fund RMA GOVERNMENT MONEY MARKET FD Sweep Cap Election No You have indicated that all beneficiaries for this trust are individuals (natural persons) or not-for-profit ill organizations. U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current U.S. Political Official. Non-U.S. Senior Political Affiliation: You have indicated that no account holder, an authorized signatory, beneficial owner, trustee, power of attorney, or other individual with authority to effect transactions, or any of their immediate family members or close associates is a Current or Former non-U.S. Political official or non-U.S. Religious Group/Organization or Senior/Influential representative of a non-U.S. Religious Group/Organization. Source of Funds in the Account You have indicated the following as the source of funds for this account: Other Income Source transfer SDNY_GM_00009936 9 CONFIDENTIAL 9 EFTA01597599 tbOilewi0JUI lunO)>Ilf LIMIEWMUI lUnO)W Electronic Delivery Features Electronic Delivery of Shareholder Communications: You have elected to receive shareholder communications via electronic format in this UBS account. Please refer to Client Relationship Agreement for Terms and Conditions of this service. a E-mail Address sborgersonOme.com ani. Anticipated Activity According to our records, you have indicated the following expected activity in your account. Anticipate depositing funds from third parties into account No Anticipate withdrawing from account to pay/ transfer to third parties No SONY GM_00009937 10 10 CONFIDENTIAL EFTA01597600 O FT . O RMA Domestic TRUST Your Account Please review the information Account Number Y1 45172 about each of your accounts and nobly your Financial Account Title Montpelier Trust Advisor immediatey if jou have any changes or Account Address 155 Seaport Boulevard ATTN: Nutter McClennen & Fish corrections. LLP For more information, ('ease City, State zip Boston, MA 02210-2698 a refer to the UBS Deposit Account Sweep Program 155 Seaport Boulevard Disclosure Statement. Cards and Checks for this account, if requested, will ATTN Nutter McClennen be mailed to this address: and Fish LLP Pleasenote the account Ask Boston, MA 02210-2695 profik and investment cAecrwe below are specik only Primary Account Holder Montpelier Trust to this account other accounts nay have &fermi,account