EFTA01480686.pdf

Ticked Account. Initiated Dale 07/13201307:22 AM Client Name THE 2007 JEFFREY Account Tile Initiator JUSTIN D NELSON E EPSTEIN INSURANCE TRUST NO3 DT) NOVEMBER 1 2007 ECi Account Type Initiating Team PS FRONT OFFICE LCC PB Verify & Confirm for THE 2007 JEFFREY E EPSTEIN INSURANCE TRU ST NO 3 DTD NOVEMBER 1 2007 Final Risk Rat' • M. Initial Risk Ratin• Hi•h GCS Re. • n Re • uested Full Presence of Potential High Risk No Indicators Comments Summary of Risk Attributes Grantor. Jeffrey Epstein. is a convicted felon. Several newspaper articles were found that detail the indictment of Jeffrey Epstein sn Florida on felony charges of whaling underage prostitutes. Jeffrey Epstein served 13 months in jai. Numerous articles detail various law enforcement agencies investigating Jeffrey Epstein for allegedly participating in chid trafficking and molesting underage gels. Jeffrey Epstein is required to register as a sex offender. Jeffrey Epstein has settled a dozen civi lawsuits out of court From his victims r r •ardi • solicitation for an undisclosed amount. Please summarize any material changes Wo continue to monitor the relationship closely and no additional stories or °legations which have occurred with the client have surfaced recently and Jeffrey maintain a professional relationship with the PB and within the • - st 12 months: int . • rated team. Risk Updated History Creation Entered by Updated Previous Continent Date Risk Risk GCS Grid Search Type : Security Service Details Further Review Required Company Info/nub:xi No addional research necessary. No Corporate Records No additional research necessary. No Other Database Searches No additional research necessary. No (RDOMIS/Factiva) Internal Database Search (CSSSTPS) Internal database search revealed prior Yes GS81 research for J Epstein and CO and nothing derogalory to report. Internal database search revealed prior GS.I research for Jeffrey Edstein and the following derogatory information was reported' Several newspaper articles were found that delay the indictment of Jeffrey Epstein in Florida on felony charges of soliciing underage prostitutes. Jeffrey Epstein served 13 months in jail. Numerous articles detail various law °dammed agencies investigating Jeffrey Epstein for allegedly participating in child trafficking and molesting underage guts. Jeffrey Epstein is required to register aS a sox offender. Jeffrey Epstein has sealed a dozen civil lawsuits out of court from his victims regarding solicitation fa an undisclosed amount. No research was conducted on THE 2007 JEFFREY E EPSTEIN INSURANCE TRUST NO3 DTD NOVEMBER 1 2007 due to the fad. Jeffrey E E eskr, was researched. Stare Court Searches No addricnal research necessary. Federal Court Searches No additional research necessary. No Personal Particulars No additional research necessary. No Putticalions No additional research necessary. No Regulatory Sanctions No additional research necessary. No OFAC•Contrd List Search No additional research necessary. No Negative or Inconsistent Information Yes GCS Red Dot Has this been identified as Red Dot KYC? No N tative Information Found Yes Confidential Treatment Requested by JPM-SDNY-00002900 JPMorgan Chase CONFIDENTIAL SDNY_GM_00272098 EFTA01480686