EFTA01480687.pdf

Banker Attestation Details You are about to approve a high risk client. Have you Yes included sufficient information to satisfy High Risk Enhanced Due Diligence regulatory requirements (Section 312 of the USA Patriot Act)? As the ckent sponsor, I understand that I am primarily Yes responsible for protecting the firm's reputation from inappropriate business relationships, as well as from fraud and money laundering. By approving this KYC, I am sponsoring this client as to their character and reputation and from a legal/regulatory standpoint. Please state your rationale for conducting business with this This is an insurance trust account lot Jeffrey Epslen, but we will client be closing it shortly as he was asked to leave the Private Bank. Please respond to any Issue(s) identified in the GUI grid Jeffrey Epstein was asked to exit the firm in August of 2013. The that either needs further reVitw. or red dot which Is not accounts are in the process of moving to another bank and shoukl already covered In a Business Case within this KYC be closed out by year-end. Comments Primary Information Client Type Non Individual Front Office Restricted? Normal Client Status Client Active Indicator Confidential Names? No Legal Business Name THE 2007 JEFFREY E Insider Code (Reg. 0) EPSTEIN INSURANCE TRU ST NO 3 DID NOVEMBER 1 2007 Country of Primary Domicile UNITED STATES Primary Domicile State Virgin Islands Primary Country of Assets UNITED STATES wensite Country of Organization UNITED STATES Organization State Virgin Islands Industry Code (NAIC) Personal & Testamentary Trusts Secondary Industry Code NAIC NOT PROV DEO I) (5259211. (MUG) Client Legal Entity Type Trust _ _ Date of incorporationlSit us 114)1/2007 Estate Trust Irrevocable Trust (Date of Trust) Documentary Evidence Trust - 'Dust Agfeementiother governing document establishing the Trust What is the nature/purpose of This is a trust for the estate this entity? planningof Jeffrey Epstein. High Risk Jurisdiction Yes Address(es) Type Notes Address City, State, Country Toots Entered by Date of Preferred Postal Update Code Legal JEFFREY NEW YORK, UNITED Map it BATCH 11'182008 Yes EPSTEIN, New York. STATES 457 10022 MADISON AVE, 4TH FLOOR Phone(s)Fax(s) Type Notes Phone Number Tools Entered by RiM Preferred Phone address not available Cost Center & Hierarchy Client Status Client Client Type Non Individual Client Sponsor JUSTIN D NELSON New or Existing Client Existing Cost Center 002753 • GREEMNICH Client Service Team CHBG (DE) 4 Entity Type Entity GIG Paul S Barrett Portfolio Manger Trust Advisor Investor Decision Maker JEFFREY E EPSTEIN DM ECI 9710570703 Confidential Treatment Requested by JPM-SDNY-00002901 JPMorgan Chase CONFIDENTIAL SDNY_GM_00272099 EFTA01480687