EFTA01277649.pdf

Des Felancial Services tsc SUBS Private wealth Management 299 Park Avenue 26th Floor Business Services Account New York NY 10171.0002 February 2019 ANP70C06969810219 0 Account name: ELLMAX, LLC Friendly account name: ELLMAX LLC Account number: Your Financial Advisor. SCOTT STACK MANLYLE CASP Ft Phone. Questions about your statement? Call your Financial Advisor or the Value of your account Resourcetine at on January 31 ($) on February28(S) account Your assets 7,832.06 3,834.40 %Stour website: Your liabilities 0.00 0.00 itnivw.ubs.coratinancialservices Value of your account 57,832.06 53,834.40 Items for your attention • Help protect yc.mell Iron, haul and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditrepost.com. Tracking the value of your account duriag 2019 Value of your account S Thousands at year end 2018 $11228.70 962 Net deposits and 87.5 withdrawals -se,000.00 Your nveStrnent return Dividend and interest income 1530 Change in 162 11.8 market value 1000 7.8 Value of your octant on Feb 28. 2019 $1934.40 Dec 2014 Dec 1015 Dec kis Dec 7 Dec 2018 tan 20i9 reo 2019 SDNY GM 00025796 Member SIPC ANP7001:007696,31 NP700006414500001 0219 000030000 0O0O00 Page t of 6 CONFIDENTIAL EFTA_00B64 I 6 EFTA01277649 SUBS Business Services Account February 2019 Account name: Friendly account name: . Account number: • MN r • , Yourigsandal Advisor- SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of February 28(S) your account • Cash and money balances may include A Cash and rrxmey balances 3,83440 100 00% Your current asset allocation available cash balances. 09$ Bank USA deposit B Cash alternatives 0.00 000% account, UBS MC insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important in formanon about ;our statement on the last two pages of this statement for detaks about those balances. Total assets 53,834.40 100.00% A Value of your account $3,834.40 Eye on the markets Percentage change Index February 2019 Year to date S&P 500 3.21% I 1 49% Russell 3000 3.52% 12.40% MSC I - Europe, Australia & Far East 2.56% 9.32% Barclays Capital U.S. Aggregate Bond Index -0.06% 1.00% Interest rates on February 28, 2019 3-month Treasury bills: 2.40% One-month LIBOR: 2.49% ANP70002000696982 MM000064145 00OOI 0219 000000000 COMY_GM_000257019e 2 of 6 CONFIDENTIAL EFTA_00136417 EFTA01277650  Business Services Account Account name: EILMAX, U.0 Your Fl mandril Advisor: Friendly account name:ELLMAX LLC SCOTT STACK MAN/LYLE CASNEL Account number. • MN Change in the value of your account Cash activity summary February 2019 (V Year to date (14 See Account activity the month for dna A seances In your sweep options are Indudedin the opening and closing balances value. FDIC insurance sprees to deposits at UBS Bank USA and al banks pankipating in t be UBS FDIC Insured Deposit Rogan. it does not gay to deposits a UBS AG, Stanford Brarch. SIPC Opening account value $7,832.06 $11,828.70 protection applies to money menet sweep fold headings but rot bank deposits. SeeImportant inaormaton about your statement on the last two pars cf this document for *tab. With&awals and fees, inckiding investments transferred February 2019 (S) Year to elate (S) cut -4,000 00 -8,000.00 Opening balances $7,832.06 $11,828.70 Dividend and interest income 2 34 5.70 Additions dosing account value $3,834.40 $3,834.40 Dividend aid interest income 2.34 5.70 Total additions $2.34 $5.70 Dividend and interest income earned Subtractions For purposes of Iris statement, tenatilty of inkiest and *Mend income has been Determined Iran a US Checks and bill payments -4,000.00 -8,000.00 tat regaling perspective. Based upon the residence of the account kidder, account type, or product type, sane intemt ardor dvi*nd payments my not be subject to United Stets (US) ands Puerto Pico (PR) Total subtractions -$4,000.00 -$8,000.00 income tiers. The dent Front* staterneM it not intended to be used and (amen be rated upon for to purposes. Clients should refer to the apclicatle tat reporting tarns they receive from UBS annuals,. such as Net cash flow -$3,997.66 -$7,994.30 the Forms 1099 and the Penns 4.90, for 13( reporting information. It is the practice of UBS to file the =scam lac reporting loans Mtn the US mierna /*sense Service and PR Treasury oecerarent. and in dosing balances $3,834.40 $3,834.40 such (OM accurst* classify [Indent:a firda Interest est& exempt or umiak InCane- neat 02r6Ull ytur inclodual ter preparer. February 2019 (4) 'rear to date (S) UBS Bank USA Business Account APY Taxable interest 2.34 2.99 Interest period Jan 8 - Feb 6 Total current year $2.34 $2.99 Opening UBS Bank USA Business balance Ian 8 $9,832.06 Prior year adjustment 0.00 2.71 Closing UBS Bank USA Business balance Feb 6 $5,834.40 Total dividend & interest $2.34 $5.70 Number of days in interest period 30 Average daily ba lance $7,898.73 Interest earned $2.34 Annual percentage yield earned 036% SONY GM 00025798 At1P7C002000696903 NP7003064145 00031 0219 000:00000 memo Pogo 3 of 6 CONFIDENTIAL EFTA_00136418 EFTA01277651 SUBS Business Services Account February 2019 Account name: ELLMAX, U.0 Friendly account name:€MAX Account number: ■ Your Knanda Advisor: SCOTT STACK MANLYLE CASRIEL Your investment objectives: You have identified the following investment objectives for this account, If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. youcan find a ful description of the alternative investment objectives in Important information about your statement at the end of this document Your ratan objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibiSty (onside/anon - None selected Your account instructions • Your account cost basis default closing method is FIFO, First in, First Out ANP70302003695984 NPVC0064I 45 C0C0I 02 19 000000000 0340YGM0002576fifie 4 of 6 CONFIDENTIAL EFTA_00136419 EFTA01277652  Business Services Account Account name: ELLMAX, ILC Your %nand% Advisor: *UBS February Friendly account name: ELLMAX LLC Account number. E SCOTT STACKMAN.LYLE CASRIEL Your assets Some prices, income and current values shorn may be approximate. AS d reault, gëns aldlOsses may nzil be accurately reflected. Set mrponant infosertetion about your statement a the end of this ckcurnern for more infornmon. Cash Cash and money balances Cash and money batances may inducte avalale cash balances, UBS Bant USA deposit account balances, 1185 Bank USA and al UBS FDIC insured Progamgmk deposit account babies are insured by the FDIC within UBS FDIC Insured Rogan Bank Balances. U85 AG Stanford Branch ceposit account balances and money applicatte Inn, bul ale not protected by SIK. U85 AG Stanford Bran hdepaut account balances ate not insured market mutual fund sweep balances. by FDIC and are not protected by 51K. Money 'watt sweep balances are protected by SIPC but are not Insured by the FDIC See the important information stout >our statement at the end of this document for detaiis about those balances. openng bailee Closing balance Price per shaft Average Oakland Inkiest Dais on Hddng on Feb I Oa on Feb 28 (S) on Feb 28 (5) rate period period Cep amount (I) UBS BANK USA BUS ACCT 7,832.06 3.83440 250,000.00 Your total assets Percentage of Cost Estimated unretdized Value On Feb 28(5) yOur account bias! (S) annual Intone (S) pan or loss (S) Cash Cash and money balances 3,834A0 100.00% 3234.40 Total $3,834.40 100.00% $3,834.40 Account activity this month F01 MOM information &cut the pike' value shown for restricted secunties, see important information about your statement at the endoir this ciacunent Your Outanityl Cash Cash and 03te Aoluty Cescnphon exPenSe (ode face valet Pricenalue (5) amount (S) money baant (S) Jan 31 Cash and money balance 67232.06 Feb I Withdrawal ACH TO Brtan Yurasits AT CAPITAL ONE, NA -2,000.00 5.832.06 Feb 7 Interest UBS BANK USA Buswgss ACCOUNT AS OF 02/0619 2.34 5,834.40 Feb IS Withdrawal ACH TO Brian Yurasits AT CAPITAL ONE, NA -2,000.00 3,834.40 Feb 28 dosing casb and money balance 53.83440 SDNY GM 00025800 AtiPaco020C0695965 NP7003064I 45 0000I 0219t100000000 000000 Page 5 of 6 CONFIDENTIAL EFTA_00136420 EFTA01277653  Account name: alias , LLC *UBS Business Services Account February 2019 Friendly account name:ELLMAX LLC Account number: • IMO Your I6nandel Advisor: SCOTT STACK MAI/ LYLE CASRIEL Account activity this month cantmyth Date Activity Descripticn Arrount (S) Money balance activities Jan 31 Balance Forward $7,83246 Feb 4 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 02/01/19 -2,000.00 Feb 7 Deposit ues BANK USA BUSINESS ACCOUNT AS OF 0210019 2.34 Feb 19 Withdrawal UBS BAN': USA BUSINESS ACCOUNT AS OF 02/1919 -2.000.00 Feb 28 Closing UPS Bank USA Business Account $323440 The UBS Bank USA Business Amunt is your plimary sweep coon, AmP7C0020006445966 NPVC0064I 45 00C0I 0219 00C03C000 00071W_GM_000258tA9e 6 uf ti End of statement for account number. CONFIDENTIAL EFTA_00 I 36421 EFTA01277654  Important information about your statement 1_135 inertial %vices he (the fern or UBS Financiel her from you no later than 60 days after the in ups% A lul copyof the poky worcIng is suitable an or rams and my rot keep pace with Saran), is a minter ol all principal washy annadrty sere you the fnt etsnert on which the ear or loon request. nflatcn and owns exchanges. UBS Fnancial Stair', and UBS problem appeared. • Moderate Wiling to accept some risk to pincPal and Igra. LISA se alrect sibs:tries of LEIS AG and - Pron yea nrve and accost nutber X any> Wider the SIPC proteten se the endernentel tolerate some aratirly to seek hits returns affiliates of LBS Secutees LLC. the Fein's hincia1 - Dew% the error orde ~der you are tenure protection apply to: • Axeressrie: Wiling to accept high ridt to pnncoal and statement s availoble ups request The has needs about. and nplain as clearly as yOu can why you • Cann Inuncial assets controlled by (and ndluckd high volatility to seek KOreturns owe Arne office, re it ban * is an ova a why you need mart your account valuated held away tran MS Financial • MoeItment &peaty Cons ration. f selected, a infanteion. Services For example certain (i) warn , prodel, pestis of the poi tfolio lot that name mey nc We 113S instal Senses eic - Provide the do% amount of the suspected era. ncluding vat,* arnaties. and (ih stires of mutual complex strain:et levied liquidly and owner 1200 Harbor Boulevard finds registered n the hane of the scant holder on 'Meal illy Weehawken, NJ 070$6 The Firm a Card Issuer til Westgate you' complaint the books id the suer or transfer agent), and veal correct any error promptly For alleged errors • hentment contacts er nonment Weeds leg, Statement leasholdisge This Sunnis Wanner the on& official record of pas ~ 9%1UBS Wa•debil cad %ransacks if we take limited oannenkcis and private placements) hat ate We may consolidate al wised account statement with LOBS F "nod SerinCe account Other rscrdl. eked more than 10 busits dys to do this, we will credit not registered under the Securities Act ol 1933; the on address in the samt esekPe, e g because Cab<al rye docunents, contanng catang data should you wont for the amount youtha is in error, oaths • Corrrnodnes enacts (eig„ foreign exchange and they have owners who also marten part account no be relied ..,on R youbane there is in error or you wit hive the use d the money (bang ent tine [ekses roetal contracts), flawing loses convect retationshm wean other nres x the same addwiss. Oraninn den report re immediately re writer; to the takes us to complete w itentgat and commodity option contracts. and you prefer to mene erKIMdcal statements mailed n Bunch Manager or the office servng pas account. • Deposit Ulowts (except certificates of deposit) at LBS semen* mnlopot, you may decline houselsoklevy by Plate ette all ilrecks payable to the Fern or the Bat USA. UBS AG U S. arches and bat n the cairn; your financial Admix Mhos). at I gain ShOwel ere mender to be MaltHe, leatncul nienen riScated on the front of her FDIC Insured Deposit Program. »41~ dalehould nat be used for em panes Re& etzaiiment In addition to regular arcane Ins. accounts The SIPC protection and the kopkimental protection do Friendly meant name sole& on year.end tar lams, (i e , Form 1099. 5499 may be oaten to mantenne fat charges for late not apply to these anal even if they otherwise appear the Friendly account name is a custom:Yee 'nickname' 10425. etc )when0~9 Sur tat return The Fan 6 payment for securities purchases and charges for indeed on >Ca statements lbe St< portion and the chosen by you to assist you withyour recordleng lt retured by Ow torepos to fie RS Minable dmdends, rases n cash accents. Accounts that are transferred supplemental protection do not peat aganst changes has ro legal effect on you' account is not intendedto reportable nontaxable arroknds and taxable inten to other netmani may be subject to J trends fee. en the market vats of you* investments (when, as a reflect n strategy, prodactrecOrre~0a. caned at "satin held n you accost net proceed, twit of nuret movement issuer bankruptcy er Mestmerit objects er rot prolate associated writ your • sake ~eons. and cost basis on cedar cowered PBS Steep Options otherwise) eco.nla ard is not a piomew a guarantee that svallA »ante 1165 offers options 10r sweepng cash balances to bak a any linandalrosulli can or will be achieved. All depose kdaits at nongthloted balks and nixed Dividend Reinvestment Progran (DRIP) Westments invoke the rile of last includng the risk ot Corannications whit' the Finn banks and money notel metal lads (Money fadt). The price reflected is an average price You May obtan loss d the entre investment You can change your • Please reiconfiem any oral cormuncatens in wrong Depose tone at 1185 Bent USA and re:nand:red the actual price from ya-r Finn'al Advises. Only nok Friendly none names throughDeane Services or by to further protect your rig% induding your nits bads participating n the UBS FIXCinsured ~sit shares re purchased unde DRIP. pared shies will be coaxing, pour F instal Adage. under the Securities Investor Protecton Act (SPA) Program se FDIC soured n accordance VIII WC rules cold rd the cash wit be decoded in your Krum The • ti the Annid riteution on the top left of the front For mere Mifamnion, please visa YwWbV klieg's'. Depose dividend remand price Applied by IV 6SUK may Account overview of her slaters« is not 1E5 Enna Seriees, 1_131 &Cocoas al LOS AG Stedad &midi and shares ol offer from the market pr ice at Much Be partial shires • Value of your a«ountraorMolm. Net of assets zed %axial krises carries yew non as c ang herieykrids are not Wind by the MC. re sold liabdata Øw by »eerie, syds the :skated institute. • auers "'clucks avertable cash balances. fan for We Wand you d tins relabonshi, when you Bank deposits are not protected by WC Money Fund Cadvinflieu Pores are protected by SIft. See 'WSInrxal Senses 'manned security (nt ), and Global Time Deposits, opened this nowt re tisos case, yea Mos and On& whale ures maybe had en yes accowt. *you are urrand marls to market, and certan awn not held stases re located m 11851nareul Services and not Acoatall rioted on' below. enteled to a parnul und as J result of a~end psmete the nock.crea broker. and you nett ma. • a ripen by the Fon. Does not rack disced secures/assets or Winne. the frem wll either sell partial uses re al the end of he prior and CuTatil Statement peen% a of ay oar or Cmi91;:a to both fines Pan pour recuest balances in the bark deposits mad be mat at price a sots an mown determined by a ;Mate iwestenels, smelted Mod. opions end • As desorked none accosnt ageurents, you mist witntawn, and shares of a Morey Find may be nand dean, agency. a-idcredit yids account bauezWed ad the proceeds retuned to you a your eniercieahao nod options niady us of any errors a fraud innearg checks • LiatylMies rcbdes debit balsas oLastardng margn reflected sops stamsort Whin 30 drys after * was wows, save Invenswom objectives mailed or inn malt*. torn. creole Irer, short account balances. The ~linen objects, and nslf, profile se spec% to • Cash/money Palien«t Total d uninvested sealable • Pleasedisci customer comedian's ' %d%< Warman:in about available swap options, each accost and may veryNieman you endues. rchadn; curries inprat rates and yields. is nettle at cash balances, plus deposit balances at allkated and tim's C tent Please advise the Firm prompt& n fang d and 900 AM. to 6 00 P.M. vend»anifswenekb, from your Finned Musa nonfeff dated bails, and money market ~vat Send a at LBS arrant change in your financial situation a sweep Simon, an the cbse of hr statement resod ET Monday throug r . or in tinting to cc by <Xing 9:P762.1003 reentrant teens For each &corn hat you Messes re., ClNJ Relations Department Noncorrenockty free crake balroes in yor amount re choose one of the Ioeowsng investment ctiejelbe not segregated trom she' balances and zne F cm may PP. Box 766 Union CitY. 070117 PBS Financial Snipe account protection • Fvoiabo• Current »<one Investments seeking the The Finn is a member cite Stoners Avesta Protection use any at these Isands in the ordinary coin ol as • All 51KetrafCS shall be deemed cotton and sourse genera" of wane only butane Thew fult am payable rain your award. Incl chested to n days Corporation (SIPCO, witch protects SeCttin customers • AdomP CMitatApaiheration: 1-weStrnantt seelknj tfiif of as marten so to 1600960 Cnclidirg 1250000 for Des total is nckaded in the anent period closing vats • For TTY :s or from uncle growth of precpal rather than the generation te tint L, S. Ca darns fo«ads) FaNnatory brochure nibble ten" n COme. Landing Riformation • Incase of errors a westurn San an eltronic react or at sett sVFd ore Ds SIPC asset protection • Plods% Calbflabon «income and Cartel lines apply to all scouts that you hold in a pancular Fa Betared Scrmation on the Inte, lending [text Set Ant trans% (D1). ' Visa•debit Opp'«iatiOrt Investments seeking both the generation ad eauken» refer to you Chew Relationship cad trarnactions, call or write to PBS demo% The Finn, together with eaten affiliates. hn also • incense axl Tomb of principal Agreement or Wanes Are-proem and the Genwat Financial Straws W., llarta 6th floor, Rim» and Conditions CES Statement of Credit Practices Wes-Sneer" NJ 07%6, Atter ReAM3SA Sawn pschased supplemental instrance. Tos marinro arrant payable to all elighle clients, collectively wide Orval risk *N.'S« avaiktle n Agreement and:Xs:awed fi nprotection is $500 mdbon as of December 10, 2016 • Conserven Seeks to maw-mined ancpal, with jawstred reinurrnnorarni, Cal a write as row as you can,* you hik you, low risk and vole day to the Krotal ~fall, ma, i/ statement a recept is arona or if you need more Sublet' to the policy catkins and ~wont cash at theFim is later protected kw up 1011 9 main in tie that means the account don not gnaw sienrkant eternalion abaA a terader on the strews or recta. the Arre or Cad Nut< (es appkable) mint >agnate for alyoer accounts had n a precuts SDNY_GM_00025802 CONFIDENTIAL EFTA 00136422 EFTA01277655  Important inform atimi about your statement (ronlinved) Yaw easels - For certain sesames rads; n nOn-COSICenlri9 • Est. (estimated) interne, current yields and rates. - We free. <ColperyStilial ham UESS liris USA, 185 Your statement lances secoites red other assets held denomnatons, pre ad wryly flaw veld) may An eftmale 01 Jenua name a bated on osiers AG Surdoid Branch andrunsffMated bares n the account at the end of the Slaternent period YOU have been adjusted to facilitate proper 'duns d•idend and menet rates, attuning the sec rites will Maur our cash weep pogam. this may ask for delvery of tufty Ord securities al any tire. To oblin anent quotations. when available. contact be held for one yea- from statement date or until CanpenSitiOn may be a moodily per rocrox fee pe You may recent trusties used as loan carer alter you francialAdtece. thataity. This estimate is only a gudelne, accuracy may be a percentage of therage dab deposit paying eery Wince de on them. Any women and continued norm are not guaranteed brines trandened to the Finn ding the staxemmt period are • Private investments and structured products. - Estmated assail 'came red curot yield for lined as market value as of the end of the stremort Private investment wt.,don (nc bind then certain types of securities could include a relun of Activity prod Dank:PalOn program and real estate imminent trust pre:kb/aloe caplet gait n which case the est Information regrdng corwrMsims and other charges • Con basis In detennning the cost basis of the securities) and structured proclas are generally highty income (rd current weld would be overstated. intoned in CCereCttOn web the executon of tradeS, securases induckd in this rater em, when indicated egad. Celan stiuctafed proUIS have not been - Estimated annual income and curet yeld and the indaSng optic.) tramactons has been exuded on Mai the number LISS Finargist Services has relied registered with the Securities and Exchange actual income adyield mkt+ be lower or &ter confirmations previously furnished to you, ed wll be on informaiko obtained from sources other than UBS Canmsion or under ay state securities laws. We than theestrnited anoraks ;corded to sou prcercely on mount. Financial Senior. 'chiding erfermatial Iran another preredeostrnated values for vivre maturate - An eariate of restated income ldiaderd andcr f km or that sou may have provided to you: Finarthal securities and structured products for niormalknal interest) divded by the current matet Short soling Apace. the Fan does de rideperdently way a ;snows only Marry d riot guaranteed valutlaveragt balance a based on the last dividend tl you re engaged en then selling a unsay, puma/ guarani.* the aauraCy or variety of an/ damson - These values may differ Lidera by Iron Frees, it or merest payment madeby the near and incur a charge de to certainIx/roving costs for than proviled by coaxes other than U3S Financial Seek.. at/. at which a vivre sh.-A :entity a thsunes the securbestdasosts will bo hell for one pan icula• security. th addlion, ' lough 1.85 Fnaxial Services gerwalV structured prockact may be bcratil a sold and do year from the statement date orurtil maturity. wires this adamalim as it is teemed, the few rot rexessinir represent the wad you may reap* Accuracy and canalised yeld re not guaranteed Open orders does rot row* any assurances Out the efamercer aeon &piasters Regarding open co 'goodgiecancetlerd aders that under - Cost bate rid "Urrealged gat.lots' is - &id party *stoners of vela are as oleo:din • Meets not held by UBS Financial Services Caton were not ea dud by the statement date, open buy and accurate sae the date of this statement. As such. date and are slept:ad to UBS Financial Services on a assets ant not held by the F irn and not within the eel stop orders re reduced by the amount of dividend. please do not rely ca this donation So make replan base by an independent valuation lima Fin's possessith or control. These assets are argils on an reddiderds a ermdas date unless puchusea sale decisionk tarp:poses of - boar, general partner a sponsor estrrated babes, deployed on yin statement for ntormational nstnxted othemise by you. rat re it/pant:if for otherwise. Accounts transferred to the Fin may ay, re AMOS to the Fun by the muff, purposes only. Positions and values presented re ceders that it executed due to year lattice to cancel reflect gariloss dr:maids only fix the period or general panne- or sponsor aid may be oakulated provided by the :wing Inn UES Francis! Senses is "ing open orders. tiny hey NW at the Fan More historical based on deferent infant-on from that used by not respensble for ths Manatee: and does not flkelnatien can be riledby your Fnancitil Advisor. that parties to derive their enameled values gurantee is rotary. These assets are nol protected Privacy • Unrealized gain/losses. Vitsen data ardabb, - You can attain addscral nlamation r