📄 Extracted Text (95,947 words)
*UBS
UBS Financial Semites tic
299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 February 2014
Your Ilnandd Advisor:
SCOTT STACKMANLYLE CASFSEL
Phone Account name. ELLMAX, LLC
Friendly account name: ELLMAX LLC
Questions about your statement?
Call your Financial Advisor or the Account number:
Resourcetine at 800-762-1C00.
account
Ifisltour websIto:
www.ubs.comffinancialservices
Your investment objectives:
You have identified the following Value of your account Your account instructions
• Your account is currently coded for
investment objectives for this account If on January 31 (3) on February 28 (3) margin.
you have questions about these • Your account cost basis default closing
objectives. disagree with them, or weh to Your assets 0.00 87,974.09 method is FIFO, first n, first Out.
change them, please contact your
YOur liabilities 0.00 0.00
Fiiancial Advisor or Branch Manager. You
can find a full description of the Value of your account $0.00 $87,974.09
alternative investment objectives in
Important information about your
statement at the end of this document
Your return objective:
Current income & capital appreciation Change in the value of your account
Your risk profile: February 2014 (5) Year to date (3/
Primary - Moderate
investment eligibility COnS:derabon - None Opening account value $0.00 $0.00
selected Deposits, including investments
transferred in 87,974 09 87,974 09
Closing account value $87,974.09 $87,974.09
SDNY GM 00025638
Member SIPC Page 11 of I4
CONFIDENTIAL EFTA_00136258
EFTA01277491
SUBS Business Services Account
February 2014
Account name:
Friendly account name:
Account number:
Your II asocial Advisor.
SCOTT STACK MANLYLE CASFUEL
Cash activity summary
See Account activity Om month tot cleta Is Balances in your %tete Options are Inductedm the opening and
closing balances vel ue. FDIC insurance archtS only to deposits at UBS Bank USA, not to deposits at UBS AG,
Stanford &arch of bank deposits placed t hrougb the UBS Intemationd Depos4 Account pro7arn. SIPC
protection *plies to money market sweep fund headings but rot bank deposit. Seeimportant inbanation
about your statement on the last two pages of this document for
February 2014 a) year to date (S)
Opening balances $0.00 $0.00
Additions
Deposits and other funds credited 87,974.09 87,974.09
Total additions $87,974.09 $87,974.09
Net cash flow $87,974.09 $87,974.09
Closing balances $87,974.09 $87,974.09
ccm_000Steg 12 of 14
CONFIDENTIAL EF1'A_00136259
EFTA01277492
Business Services Account Account name: EWVIAX, LLC Your Finandal Advisor:
*UBS February :0 . •a
Friendly account name: EI1MAX U.0
Account number.
SCOTT STACK MANLYL€ CASRIEL
Your assets
SOne prK es, income and current ea ueS ShOnn may be Epp,Oen*. AS a IFS W. Oaf and IOSSeS May rOl
be accurately reflected See important %Oa/mason about your statement a the end of ties dn.-neat for
more Intoimalon
Cash
Cash and money balances
Cash and money balances may include availaNecash berate's, OBS Bank USA deposit account balances,
U85 AG Statiord Branch deposit account balances and money market mutual fund sweep balances.
U8S Bank USA deposit &count balances are insured by the FDC vet tin applicable limits, but are not
pointed by SIPC. MS AG Stanford Branch deposit account banes ate not insured by FDIC end are not
protected by SIPC. Money rredeet sweep balances are protected by SIC but are not insured by the FDIC.
See the Important information about your statement at the endof thh doctrrent for death about those
balances.
0renng balance Closing balance Price per share Average DSO/meInterest Dori n
eiddng on Feb I (1.) on Feb 28 (S) on Feb 28(1) rate period period cep intent CS)
UM SANK USA BUS ACCT 0.00 87,974.09 250,000.00
Your total assets
Percentage of Cost Estimated UnrelAZed
*Mut on Feb 28(S) your account baus (I) annual interne (SI gain or loss (S)
Cash Cash and money balances 87,974.09 100.00% 87.974.09
Total $87,974.09 100.00% 587,974.09
Account activity this month
For more Information about the pike/value shown for resukted securities. see Important information about
your statement at the end of this dot u-nent
YOU( Quantity/ Cash Cash and
Date Actiuty Cescriphon evens. cede Face 'due MadValue (S) amount PO money balance (S)
len 31 Cash and money balance $0.00
Feb 27 Deposit FEDERAL FUNDS DEPOSIT BY ELLMAX AT CHASUS33 87,974.09 87,974.09
Feb 28 Closing cash and money balance 987.974.09
SDNY GM 00025640
Page 13 of Id
CONFIDENTIAL EFTA_00136260
EFTA01277493
Account name: ELLMA., , LLC
*UBS Business Services Account
February 2014
Friendly account name:ELLMAX LLC
Account number:
Your IIsandal Advisor:
SCOTT STACK MAMLYLE CASRIEL
Account activity this month continued
Ode Activity Description Mount (S)
Money balance activities Jan 31 Balance forward $0.00
Feb 28 Deposit UBS BANK USA BUSINESS ACCOUNT 87,974.09
Feb 28 Closing UBS Bank USA Business Account 887,974.09
The UBS Baal USA susiness Account is your pnmary sweep option.
com_0002yise 14 of 14
End of statement for account number
CONFIDENTIAL EFTA_00136261
EFTA01277494
Important information about your statement
LEIS Financial Services ix. (the F im or UBS biaxial sent you the fin stamen on which the error or The Finn, together with certain aftEwes, ha also mount held, you choose one of the foliating
Strows), is a merrter of all principal mosey, caring* problem appeared. purchased agplarental protection. The mairrun encrust objecliew
and colons exchages. 1.85 Fe-ercial Selects and U3S - Prowleyors name ad accost nutter 0 any) amount payable to al eligible dart, coRectent imam • Ender Cementbxeme. imbue its seekng the
Bank USA we rdrect sutedares of LES AG and — Desabe the ono or he transfer you ant trthre this protection is S500 million as of December 10, 2013. generation of income ant.
affiliates of LES Swisities UC. lhe Fen's fhare' about and 'raise as <kat aye cm why mu • Acerb* °oraleprociaaeb Immune* seeking
statement is available upon mgr. The FITTYS **GSM believe t is an error a why youneed more kloXot to the pokyconditions ard lineation, cash X growth of prncpal rather than the peroration of
offices ae a: ricrmation the firm is further protected kr gotette million n the more.
— Proud. the &ear anion d to suspected mot aggregate for all you accounts held n a articular • Produce Combinatbn of arcane and Capital
LBS Finenciol Sermon It capacity. A fSI copy of tie poky waxing is mail** Ahem:lawn Wesements seeking both the generation
1200 Harbor Boulevard The Fin or Cad Issuer wris I-instigate yew complaint upon mutt of name and 'worth of prixtal.
Weelutieen, t0 07066 and will correct any error promote/.
We SIPC protection and the supplemenUI protection Overall Sc profdes
Ibis nutmeat represents the any officiel record of yea Please mate all chats payable to the Fern or tie both do not apply to.
LBS Fe-uncial Steve., account. Other moods, matt financial institution ideated on to kir of to ▪ Ceruin faural Asses controlled by (and incLided • Comma*, Seeks to mantain MIX per Pal with
official the dournents, containing conflicted date should low Sc and volatility to the awn theral, rod
etakiment had:art° repute accost fen accounts your account value) but hell away from US$Fine-col that meals the accost does not generate significant
rot be relied LE:allow belnie there is an error cr may be subject to mailenme fees chages for late Services (e.g.. certain(* cash al UBS Bat (ri cadre at
omission, please report it irrmedately n *riling to the income or returns end may rot keep pace wit
parent for wadies purchases and charges la unpaid L65 AG StanIcrd branch (1) insurance war. inflation.
Bench Manager of the office sentig pow account. amounts in cashmoues. Accounts that ate transferred including variable enmities, and (M) shares of *Mal
to other imitations may be subject to a transfer fro. finds where such therm are registered diectly n tlw • Moderate: vearrg to accept came risk to principal and
Aercugh al figures shown We Wended to be accurate. name of the account holder on the books ad muds tolerate some votary to seek hirer returns.
statement data shout' not be used to ta. purposes Rely UBS Sweep Options of the applied* issuer a trader agent); • Aggress*: Wiling to accept high Ink to 'royal aid
Met on wa--end tax lams, 6.e.. Form 108 Stak UBS offers options for sonepng cash bine; balances high Wahl* to seek high returns over time.
10425, etc.)whinprepwrgyour tax return. The Fim to bat deposits at UBS Bat USA end LBS AG Stamford • Cahn termer* contracts or Westment Mee*
required by low to won to tie IRS all taxabk di-widen*, brach Etenk Sweep Pregame), mormy nwkwe intuit (eg., limited partneshix and photo placements) the Statement Imuseholdne
report** rantwobk *ands and tplIbli nierest fads (Morey Fu-dc) and theInternationalDeposit are rot registered trder tie Securities Act of 1503; We may consoldaw al related account statements with
eared on acuities held in you accent, me proceeds Accost BOAdor customers with a International ad the same Miress n the sink envegx. Accounts may
an sale transactors, ad cost base on cenain covered Resource kimagemern Accowit. Through tie Bank be related Ice this purpose beaux-they haw owners
*wain. Sweep Pregame, cash balances re swept to UISEttris • Commodities contacts (e.g, reign excha-ge and who also maintain grit mom relationships wit other
USA up to an estabrehed knit ad then to LBS AG *cocoa metal ocntradg ecludig futures contacts dents at the sane address. This practice known as
Communications with the Firm Stanford Brandt or a Money Fund. Deposits at UBS • householing • II you prefer to receive rdiedual
. Please re-confirm arty oral corm-xi-water* in *wig rd tormodite- ever contracts. statements mated in separate enact:foes — you may
Bak USA are FDIC nswed in accorda-ce with FDIC
to further protect your oyes. includrig your rite oaks. For nacre Mammon please veil wwwidicgcm. the 51K protects:nand to supplemental protection do dwInt householding by carp your Frani.' Advisor.
order the Scans.Mesta( Promotion Act (SSA) Deposes at UBS AG StanfordBurch ad tun of not apply to these assets then if they otherwise appear
Money Funds an rot nested by the FCC. on you. slaeornet. Ow SEC ptotedion and the Friendly mar name
• If thefinance' nstitution on the top leit of Ire front IIMPlwriental protection do not protect mart changes the Frendt mart name reflects alormation that you
of this statement is noLES Finaxel Sakes, LEIS Througn the OA, anilible torah balances are swept to in the maket vale of your investments (whether a s emend on the Firs onlne whites webate, R is a
Prenoal Services carries your account as cleamg depose accounts at UBS AG New Yak Branch and CBS result of market movement, iSSunr balsruptcy Cr customizable *nicIturne - char by you to assist you
tether by at argerrant web the Muted intikutal AG Cayman Bunch Thew deposits are not rowed by crewed with yott recordkeepig. It has m legal effect on your
We Wormed you of his relationship when you the FDK. Balance, Feld at to LEIS AG Cara" Braxh account. YOJ can Merge yos hiendt account names,
opened this accosts. h this case, your Ws and are tempounly exposed to the sovereign Sc of the More information is awed* rpm reopen You may through Online Services or by contacte-gmurFaancial
soothes heated x LBS Rnancial Senecaand rot Caren blends, and tee is no gamete Cr other obtan mae irmaion abaft SEC, noldng the 51K Adesor.
to imoctscng broker, ad you nut make a retool obligalon of UBS AG to repay the biarces while on the Brochure, by contacting SIPC a 202-371-8300 or by
of try ester or *Tuition to both firms. UBSC wmat Bradt. books. %erg the SIPC website ar YAMADA*, ACCOMt overview
• vate of moraccounbrpothroki Net of assets rd
A N accant statements shall be deemed complete ad Deposts a LES Bale LEA and eachUPS AG Bench are Dividend Re:we/rent Program (DPP) •AAWCs.
accurate if not objected ton vete* within 60 days. not protected by SIPC. Money Fund three ate protected The prCe reflected is an awcage price. You m:cibtan Assets hulas salable cash balances, vats for
by SIPC. See -tom Frontal Swats Adam Protection' the actual price km you- Financial Advnor. 0y Wok restricted study lea 1, and Global tine Deposits,
• Please diect customer complaints a tilJitS to tie bobw tire, are purchased under DRIP; partial shires wil be unsalted marks to make, and caftan assets not held
Fivn's C lent Relations Dna-WM a 201,352,1699 sod ad IM cash w8 be, &posted in your account. The by the Firn. Does rot include unpriced StOlinti assets
atoll-free a 800-3569103, 8:CO A.M. to 6:CO P.M. Upon you rtg.est, balances n tie Bent Sweep 6viderd renvesvnent price applied by to issuer may al the end of the prior and anent statement periods, or
ET Monday through Frklap a in mire to LBS Programer OA may be withdrawn and shares of a • from the market pia at which &partial shares privase iwestnuns, invested stock options axe
Financial Services Ix., Clime Relations Depalment, Monty Fund my be liquidated, end the proceeds m sold enicoable stock options
P.O. Box 766 Union City, NJ 07087. returned so you or mur contain account • Eialitibes Include, debit *,laces, °Saadi* rrorgn
Cadebelieu loans. credit lie, dun account balances.
• Incase of (*men or Oasttrn about an electronic Fuller information about available sweep options, Crit whole units may be herein yin account. Myouae • Cash/money Winces. Total of unimested evadable
hrds transit( EFT), bi puymm or UBS Visedebit noising arrest merest rate, and yet*, a soak k at entitled to a palel unit as annuli of a dviderd Parlent cash balances. plus UBS Bak LISA deposit lUrces, UBS
card Vanuctiorts, call 62-1000, or mite to UBS www‘los comrsseepyielt from your Financial Miser or otherwise, the Finn veil either sell parhal one at AG Starraord Punch depose balances and money market
Frenoal Semen he., MOO Haber Blvd, 6th floor. or by calling 806702.1000 rivulet peke a accept an amount darned by a mutat fund sweep Saxes, at the obey of he
Weehavieen W 07086. Min RIANBSA Sermos regitered clewing agency, and credit you accost. nmemert period. Noncommocky kee credit balances in
UM Financial Services account protection your accost ire rot segregated from other balances
Cal a write as soon as mu cart it you tile you The Fin dame-recite SeafteS investor Protection Investreent objectives end tie Few may use any of these funds in the ordinary
statement or receipt is mom or d you need more Corporation (SIPC), *nkh promote securities account, of the rinurnert dames rd risk profile we speak to course of *barons. these funds are payabk Loon
informal abos a turn* on the statement or its members up to 1500,0:0 (Wear; 5280,000 for each account and may vary between Please Seise the your darned. This total is included in tie anent period
rquoit. The FM or Card hater as WPIcebld must dams kr cash) The SRC asset protection knit copy to rem promptly in ringof any signikant change in yow close* value.
her from you no later than 50 days after to Fim all accounts tat you hold n a pat:late wady. Maxie skumn or 'waren objectives. ken each
SDNY_GM_00025642
CONFIDENTIAL EFTA_00136262
EFTA01277495
Important information about your statement (coninued)
U ndies; idomeation you would antsy rake in the market Prices see - •Palm cm to date may meta returnof — h arkle on to crimson;received n conneecn
For detafed information an the Fanis ending practices oblate(' from swims third party sources 'Midi we aortal. income Cr both wth Me sale or distribikon o1 a-ruey contracts
and docestres, ale to your Client Relalarship Delve to be reliable, but we do not grantee their — 'Crignal see • represents the initial offerer; and an rwestrnent twat units to our <lents, we
Ageement or Arson Agreement aid the General accuracy. price per unit and may not reflect your cots basis area our affiliate receive retina sharng
Terms and Conditions UBS Statement of Credit Prides — We goner 'teethe closing priceOen avarkbb or corrponsatim tram many of the insurance
available in Agreement andOixfoorres at the mean of to bid and ask prices faked • Restricted amities Restreed warn s generally companies underwriting the amity contracts,
muLdaracatarsaggainoss. Parities and <plea ix only bd prices la OTC are rot currently enable kir publk sale. UBSFiromoul *Bates of to aurance ommanes or sponsors of
seomties. Mvices toes de market price of the unrestricted stock heat imesvnent hats we ambit
Vow auela - Less actiwg traded securities may be priced using a d the same issuer as an mputed value for de - as Adigea also receive trading cancan:kris and
Your earament itemizes securities end other mete held valuation model or to moo recent price we restricted stock for purposes of this et'torrent on. To other camerae:onfrom missal fads and
lathe account at the end of the statement period. You ablated and may not reflect an acosul market price the indent hatred:tined 'enmities are 'robe la sae, (nuance companies whose prodes we attribute.
may ark fordeivey of ftey paid setrOies at ant time. a eat* the elm ratted may be Minantralg less than the - Weimere an anal fee from UBS Bak USA and
You may receive securities used as loan collateral after - Certain positions may appear withan a price and impieed value Sneak_ UTS AG Stanford Blanch of up to szs per accost
paying any balrrce due on tem. k -y securities will chew at 'price was rot available if we re sweeping to the barks under the UBS Bs* Sweep
Iranslenad to he Fin, date the statanent ponod are undole to obtain a once for a nerdy • W. Botirnated) Manx current yields and rata. Frogrann.
listed al market value as of the end of the ream ma - Deposits or semen deraninated 6 currencies An edinate of a-rual income is bawd an current
resod. ocher than U.S. dollars are reflected at the en:hinge dniderd ad interest rates, attuning tie securities will Activity
• Can basis. In determning the cost basis of the rate as of the statement date. be held for one year from statement date or until hbiznatim regudng cams:seats and other charge
semitin included in this statement, Mere indicated - fur cerian minims tadng in non.conformng ffulisity. This minas is OM again& accuracy nandn connedon with he oecutcrt of wades,
web the rumba UBS FiarcW Services la relied ckrominacris. mice and qua-oity (face val.o) may rd continued income are not guaranteed indudng option transactions ha been induced on
oninformation obtained from sources other tan tiFf5 have been Masted to facilitateproper vauakei - Estimated anal income at curers yield fo- ccoUrrnalons I:mimosa, turreted so you. and will be
Financial Semces, including Hormaion Iran another To obtain current quotations, when asailible, contact certain types of securities could include a retun of pronded to you pecmptly ailrowed.
am a that sumy haw provided to yea Fin:weal we Financial Addict prncpalor camel gees in Mich case the est
Athisor. The Finn does not indeperdently verify a income Card current wadi would be overstated. Short nollite
gmantee the acaracy or surclity day irforrmtion • Prints frevestmanta and idniclawed prodwa. - Estimated anal icane and current yield and the f youare engaged in she selling a security, you may
provided by saxes other than UESFiencial Services. hinte matment securities (hcbd6g drect actual Voune ad yield might be kwer a higher hair a charge the to certainParaiba costs for that
participation acqam and real estate investment trust than the alienated amounts. particular security.
h edition although LIDS Financial Services generally searites) and struceed prates ale generally highly - An egMate ol a-ruat ad income (divdend ands
waken ins ?demotion at Agree:ism', the firm Lard. Conan shared proixts how not been interest) dryad by the current market Open anion
does not provide any saarances tat the information registered wih the Securities and Excha- valeaverage balance it based on the last diedrod Regarding Winer • gx4tilkancellecr orders tat
vow 'Cost basis- and ' realaed gar( loss' is Commission a under any state securties laws. We Of hterest payment made by the issuer and were not miscuedbythe statement date, open buy at
accurate as cif the date ol the statement. As such proide estimated vibes for private investment manes the searbeddeposts will be held for one sel stop orders are reared by the anount of dividends
please dore ley on the Hermitian to make waitis and structured products for rdorniatiorul year ban the statement date or unhl mah.rity. or rigns on an exidividerds or etiritits date unless
puchara a sole decisions,. Muir papaw cr purposes only. Accuracy knot guaranteed. Accuracy ad continued weld we not parented intruded enema by ya.p. You are remontbk fa
ahem's*. Accounts transferred to be Fim may - These values may differ Mosta-nab/ kern prim. a orders that we executed dye to your failure to (axe'
reflect girlloss Hamatim orti for the period of any, at al-idn a prime rwestnent security a • Assets not held by UBS Franked Service& Certain wasting open orders.
tine they am l dat Me F rm More higcnical structured pnxIM may be torn or sold and do asses at rot held by the fern and not within the
Hamm cn ea+ be added by yet Mated Advisor. not necessarily represent the Matsu may receive fen's possessim or canto'. These assets de Priam
Won rquidition. clopleyed on goix statement ter informational To obtain a copy of at currant ChM finucy Naito,
• Unrealised gabs/bum When data is aoillok. ▪ Thed paty tsbrnates of %ale see as of a certab purposes only. Positions and values presented yo please contact your Frontier Achisor or visit as minis*
estinated areafized gain* lases we cicaated fa dread are &paid to UBS Ma-cial Services on a Mended by de issveg Inn US$ Frymcial Services at sitimAUBLotothat2max.
extviclaalseosoy lots. The tranucten data far regal:* bass by an independent vitiation Jim. not reversible for de itirmation and dies not
navies( lots may or may not reflect ammissems, - butt general partner or mentor estimated abbot, guarantee OS &curdy. These asses we rot proceed UBS Financial Services a rot a bark The RNA, Business
charges ander 'acuityreorganizea ewes ry, aro wooled to the F rrn by the roux, by SOP or the finis supplemental SIC coverage Services Account SSA and IRMA we brokerage accounts
Dividend and °termnwerrent lots ad systematic gennal pener or sponsor and may be calculated which provide access so barking services a-Idproducts
pachne lots are each canbined todisplay one based on Mewl information Iran that used by • Revenue shoring and additional compensation. though am/agenda wish affiliated bats and other
averagedlot. Ike • Trade date • coins presents the IMOparties laded* their estimated values. — In addtion to commissions on sees and 12b1 fees thrdpaly banks, and provides access to nsura-ce and
aigrul transaction wade date. - You can aeon addiorna Neonate" regarding received n caveman red the distribution of menus, protea blued by asthma:Mid-pry
the methodology used to determine the &int* of mutual teas to our we ander our fl aw insurance companies through i-aurame agency
• Callable securities Bads ands:referred stock that value ad the date of te Haman:6 that is the receive revenue taring Pagrenh *Ten distributors subsidise's of UBS financial Services Inc.
Me Meats for erg redemption wit be selected basis for dm ea nate by contact g your Fivncial ado athiscrs of the mAulfunds that we sell.
mpasely by lot Iran among all semis-also( tat Advisor. These anents are based on two deferent Iniestment nsurace. at relyproducts:
issue held hour name or in nominee nee lot ox - Thid party estimated views may be reflected as ccetcOnentt- amount ol sales by UBS of a Not ODIC Mined • No bank guarantee May toe Vela
clients. Call Setae Ydermati:n i dataned from third •Not tread' in we I sit aims. rife n pekula mutual fund famik, to our <lints; and CO
parties and as accuracy snot gturanteed. Other call ?dependent solution tam Ns not suppled or is the asset value of apnioalr mutual fund I amitis RYA. Rescue. Management Accost Business Senices
leases maybes' which mid affect yeeld complete rattle to assign a watt Men we become avare shares held at tie Irm Account 85A, BMA and alternation& Resource
edonnatir will be provided upon request that a material event ha owned that may call a — We and CU" Miele also recewe nemorking and Management Attar* we registered service marks of
peemusy reported sets Ma question, °token a embus proceseing lees in consideration for UBS Fruited Services he
• Oartificates of depose (mfrCDs are FDIC inured value would be highly specuLative due to die nave transfer agent serves that we provide to the
Lp to S295,000 n pritioal and accrued interest per of the secutty mutual fads. These lees generally are pad from Via Seratue is a regieered service mark of Visa
deposior ad pee deposits:6y institutes h accordance - When neither al suer, general pew or sponsor imestor assets in the nutual fund and are a fried International 18$ Via Senatese cede cards and UBS
wain RAC rubs. *stinted vats nee a Orderly estimated woe if Jolla mount based an the nutter of accounts at yea debt cards we ismed by UBS Bark USA with
mast the value of the warty MIbe different the broker-dealer holdng matte lads ot that fund peanssion from Vim U.S A Incorporated.
• Preenralua Eras dirt/n*4Se securities and fi ner ban itspurchasePrice. fangs.
products may be higher or lower than the price that UBS Bimodal Services Inc Pie POI 402
SDNY_GM_00025643
CONFIDENTIAL EFIA_00136263
EFTA01277496
1.18S Financial Services Inc
SUBS 299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 March 2014
ELLMAX, LLC
1000 VENETIAN WAY
APT. 801
Account name: ELLMAX, LLC MIAMI BEACH FL 33139-1043
Friendly account name: ELLMAX LLC
Account number:
Your Financial Advisor:
SCOTT STACKLIANULYLE CASRIEL
Phone
Questions about your statement?
Call your Finan:ig Advisor or the Value of your account
ResourceLine at 800-762-1000. on February 28 (1) on March 31(1)
account
Your assets 87,974 09 87,949.23
1AsItour websIte: Your liabilities 0.00 0.00
Nvww.ubstornIfinancialservices
Value of your account $87,974.09 $87,949.23
Items for your attention
. if you use UBS Online Services, consider
changing your User Name and Password
regularly to protect your personal data.
Not enrolled? Go to Sources of your account growth
ubs.com/onineservices
Tracking the value of your account duriag 2014
Value of your account
S Thousands at year end 2013 low
Net deposits and
88.0 87.9 withdrawals 187,949.09
4 Your 0v4S01140 return
Dividend and
interest income 10.14
Change in
market value SO 00
Value of year *mare
Feb 7014 Men 2014 tire Mar 31.2014 487.949.23
SDNY GM 00025644
Member SIPC Pegs 13 of 18
CONFIDENTIAL EFTA_00136264
EFTA01277497
Account name: EL Your li nodal Advisor:
*UBS Business Services Account
March 2014
Friendly account name:FL
Account number-
SCOTT STACK MANIME CASRIEL
Your account balance sheet
Summary of your assets
value on Percentage of
March 31 (3) your account
Cash and money balances may include
A Cash and money balances 87,949.23 10000% Your current asset allocation available cash balances, UBS Bank USA deposit
B Cash alternatives 0.00 0.00% account balances, UBS AG Samford Branch
deposit account balances and money market
C Equitres 0.00 0.00% mutual fund sweep balances See the Imponant
information about your statement on the last
D Fixed income 0.00 0.00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 387,949.23 100.00%
A
Value of your account
ℹ️ Document Details
SHA-256
163021f0e7b9ea77d7301a84063cc5d57cfd6976125aeb93049c657719bb03f9
Bates Number
EFTA01277491
Dataset
DataSet-10
Document Type
document
Pages
158
Comments 0