📄 Extracted Text (65,861 words)
U85 Financial Services enc.
*UBS
299 Park Avenue
25th Roor
Business Services Account
New York NY 10171.0002 October 2015
4Ne70057299491015 1r1 0
POT & KETTLE, LLC
1000 VENETIAN WAY
APT. 801
Account name: POT & KETTLE, LLC MIAMI BEACH FL 33139-1043
Friendly account name: PO1K PILE LLC
Account number
Your Rnandat Advisor:
Kort STACK MA LYLE CASREL
Pnc•ne
Questions about your statement?
Call your Financial Advisor or the Value of your account
Fasourceline at 800-762-1C00. on September 30 (5) on October 30(1)
account
Your assets 477 4.77
Visit our websItic Your liabilities 0.00 O.00
www.ubStOrrtlfinanCiakerviCeS
Value of your account 14.77 $4.77
Sources of your account growth
during 2015
Tracking the value of your account Vzdue of your account
at year end 2014 10.00
Your nvestment return
Dia:lendand
4e 48 interest income 34,77
Chive in
market value 3O00
Value of your accuse*
on Oct 30, 2015 14.77
00
Dec 2014 Sep 2015 io1s
SDNY GM 00025526
Member SIPC ANP200C000572•9449 NPVC0189609 C0002 1015 030070743 v123679550000000 Page 1 of 6
CONFIDENTIAL EFTA_00I 36I 46
EFTA01277379
Account name: POT de f.ETTLE, iLC
*DUBS Business Services Account
October 2015
Friendly account name.
Account number:
Kr"
Your Financial Advisor
• itYLE CASK'.
Your account balance sheet
Summary of your assets
Value on Percentage of
October 30 (1) your account
• Cash and money balances may include
A Cash and money balances 4.77 100 00% Your current asset allocation available cash balances. LISS Bank LISA deposit
B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch
deposit account balances and money market
C Equities 0.00 0 00% mutual fund sweep balances See the Important
information about yoor statement on the last
D Fixed income ace 0 00% two pages of this statement for details about
those balances
E Non-traditional 0.00 000%
F Commodities 0.00 000%
G Other 0.00 000%
Total assets 54.77 100.00%
A
Value of your account $4.77
Eye on the markets
Percentage change
Index October 2015 year to date
S&P 500 8.44% 2.70%
Russell 3000 7.90% 2.02%
MSC I - Europe, Australia & Far East 7.82% 2.53%
Barclays Capital U.S. Aggregate Bond Index 0.02% 1.14%
Interest rates on October 30, 2015
3-month Treasury bills: 0.08%
One-month LIBOR: 0.19%
Arn000300572995ONV7OCOr69609 CrOgol T015030579743 m2.3679SSOCOMMyGht000255!ige 2 of 6
CONFIDENTIAL EFTA_00136147
EFTA01277380
POT & KETTLE, tic
Business Services Account Account name: Your t5 vandal Advisor:
*UBS OcloLet 2015
Friendly account naene:POTKETTLE LLC
Account number.
SCOTT STACKMA:1O1E CASRIEL
Change in the value of your account UBS Bank USA Business Account APY
October 2015($i Year to date (I) Interest period Sep 8 - Oct 6
Opening account value $4.77 $0.00 Opening UBS Bank USA Business balance Sep 8 $4.77
Dividend and interest income 0.00 4.77 Closing UBS Bank USA Business balance Oct 6 $4.77
dosing account value $4.77 $4.77 Number of days in nterest period 29
Average daily balance $4.77
Dividend and interest income earned Interest earned $0.00
Annual percentage yield earned 0.00%
For proposes of this statement, tad:rimy of interest and cling:tend Income has been determined Fran a US
to rippling peradhe. Based upon the residence of the account holder, account type, or product type,
some interest ardor dvidend payments may not be subject to United States (US) anchor Puerto Rico (PR)
income tares The dent month)/ statement is not Intended to be used and cannot be retied upon for tar
imposes. Clients should refer to the applcatle tar reporting forms they receive from (IBS sena''', such as
Your investment objectives:
the Forms 1099 and the Farm 480, for tar reporting information It is the practice of UBS to file the
You have identified the following investment objectives for this account If you have questions
4301}CaUe lag reporting forms With the US internal Revenue Senate and PR Treasury Department. and in
such forms accurately classify diadem:1s andicr interest as tar cerrpt or tack.* income. Ileac consult yap about these objectives, disagree with them, or wish to change them, please contact your
inchrclual Its preparer. Financial Advisor or Branch manager You can find a ful description of the alternative
investment objectives in important information about your statement at the end of this
October 2015 (1) Year to date (I)
document
Prior year adjustment 0.00 4.77 Your return objective:
Current income &capital appreciation
Your risk profile:
Cash activity summary Primary Moderate
Investment eligibeity consderation • None selected
See Account acUity the monthlot details &Mance: In your Sweep Options are includedin the opering and
Closing maws value. FDIC insurance apples only to deposits at UBS Bank USA. not I0C:ea:Kits at UBS AG.
Stanford &Sikh or bank deposits gated Ihrouch the UBS internat0ncl Pep's( Account mogam. SIPC
potection applies to money market cvieep fund hddings but not bark deposits. See important iNarrnanon
aboot your stetement on the last tv,o pages of this document for CetalS Your account instructions
October 2015 (I) Year to date (S) • Your account cost basis default closing method is APO, first In, First Out
Opening balances $4.77 $0.00
Addittons
Dividend aid interest income 0.00 4.77
Total additions $0.00 $4.77
Net cash flow $0.00 $4.77
Closing balances $4.77 $4.77
SDNY GM 00025528
allP7C00300S729951 NP7003169609 00002 1015 030579743 11123679S50020300 Page 3 of 6
CONFIDENTIAL EFTA_00136148
EFTA01277381
*UBS
Yournotes
-------,----,„„„,,,..
CONFIDENTIAL EFT,00136109
EFTA01277382
POT & KETTLE, LIC
Business Services Account Account name: Your PI Randal Advisor:
UBS October 2)';
friendly account name:P0TKETTLE LLC
Account number.
SCOTT STACKMANYLYLE CASRIEL
Your assets
Some prices, income and current values Sheen) may be appiOxinlene. AS a rtf t. Om and tresses may rot
be &moiety reflected. See Aportant intOrMabOn about your statement a the end of the clacurnem for
mote Infornanon.
Cash
Cash and money balances
Cash and money balances may include avalanle cash balances, UBS Bar* USA depot account balances,
UBS AG Stardord Branch Ceront account balances and money mantes mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the CDC vet he n applicable limits, but are not
potected by StPC UBS AG Stanford Branch deposit account balances are not insured by FDIC rod ate not
protected by StiC Money market sweep batances are protected by PK but are not insured by the FDIC.
See the Important information about your statement * the end of this document for details about those
balances.
Coning &lance Closing balance Price per :nme Average Duidend Interest Days In
Hddng on Oci I ($) on Oct 30 (I) on Oct 30(1) rate period period Cap mount (1)
LES BANK USA BUS ACCT 4.77 4.77 250,000.00
Your total assets
Percentage of Cost EStrnated Unrealized
value on Oct 30 (S) your aCCOunt bash (S) annual incomes) gan or loss (5)
Cash Cash cad money banal 4.77 100.00% 4.77
Total 54.77 100.00% $4.77
SDNY GM 00025530
ANP7C003005720953Ne7003l$9609 00002 101S 030579743 Y173679$50000000 Page S of 6
CONFIDENTIAL EFTA 0[)13615[
EFTA01277383
*UBS
Your notes
6,6, 6.66.,,,”666,666,666666.6 ,6,66666,a6,.6, 6.66,66g6G. G. .02.6,66. 6 al 6
. ots.,...........
CONFIDENTIAL EFT,00B6151
EFTA01277384
Important information about your statement
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SDNY_GM00025532
CONFIDENTIAL EFTA _00B6152
EFTA01277385
Important information about your statement (Centellied)
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ℹ️ Document Details
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e77d30c4fbb3a3d9b67eaed2f6ee224def0cc09103272633f072089208047570
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EFTA01277379
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112
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