📄 Extracted Text (93,480 words)
U65 Palencia' Seniices hc
*UBS 299 Park Avenue
25th Floor
Business Services Account
New York NY 10171•CCO2 February 2014
APZ2C01146349 021 4 VI 0
Your $nandal Advisor:
SCOTT STACK MAN1LYLE CASKIEL
Phone 2 12821 40001800.308-3140 Account name: POT & KETTLE, LLC
Friendly account nam : TK TT Ltd
Questions about your statement?
Call jour Financial Advisor or the Account number:
Resourcetine at 800-762-1030.
account 029023679
;natant website:
www.ubscomIlinancialservices
Your investment objectives:
You have identified the following Value of your account Your account instructions
• Your account is currently coded for
investment objectives for this account If onlanuary 31 (SI on February 28 margin.
you have questions about these • Your account cost basis default closing
objectives, disagree with them, or wish to Your assets 0 00 5,838.70 method is FIFO, First In, First Out.
change them, please contact your
Your liabilities 0.00 0.00
Financial Advisor or Branch Manage:. You
can find a full description of the Value of your account $0.00 $5,838.70
alternative investment objectives in
Important information about your
statement at the end of this document
Your return objective:
Current income &capital appreciation Change in the value of your account
Your risk profile: February 2014 (1) Year to date ($)
Primary - Moderate
Investment eligibility consaderation - None Opening account value $0.00 $0.00
selected Deposits, including investment≤
transferred in 5,838.70 5,838 70
Closing account value $5,838.70 55,838.70
SONY GM 00025368
Member SIPC M270002001146349 922000063448 00002 0214 030579743 Y123679550000000 Page 7 a In
CONFIDENTIAL EFTA_00135988
EFTA01277221
Your Amends' Advisor:
UBS
Account name:
Business Services Account Friendly account name: SCOTT STACK MANLYLE CASIVEL
February 2014 Account number: 212.821.7000f 800-308.3140
Cash activity summary
Ste Account Ea, tho nrolgh foi *IS Is. &dances In your sweep Options are inductedIn the opening and
closing balances •due. FDIC Insurance applies only to deposits at UBS Sank USA, not to deposits at UBS AG.
Starrioid Erarch 01 bank deposits placed t hrough the UBS international Depose Account ccogan. SIPC
protection applies to money market sneer, field holdings but rot bare deposits. SeeImportant Infornanon
goerr your statement on the last two pages a' this dof ument for details.
February 2014 3) Year to date (1)
Opening balances $0.00 $0.00
Additions
Deposits and other funds credited 5,838.70 5,838.70
Total additions $5,838.70 35,838.70
Net cash flow 35,838.70 35,838.70
Closing balances $5,838.70 33,838.70
APZ20CO203I144350 P22000063448 C0002 0214 030579743 Yt23679550 OCKINEwGitoco25tne S of 14
CONFIDENTIAL EFTA_00135989
EFTA01277222
Account name: POT & IIETTLE, LLC
Business Services Account Your Financial Advisor
*UBS February :0.4
Friendly account name: P,T.L'I-L L_C
Account number.
SCOTT STACK MAN LYLE CASRIEL
212-821-70001800-308-3140
Your assets
Sane priC el, income and current values ShOnn may be approximate. As a its ut. gam and losses may nOl
be acurately reflected. See important inlormabon about your statement a the end ol tuts document for
more infornason
Cash
Cash and money balances
Cashard money balances may include available cah balances, UBS Bank USA deport account balances,
U8S AG Stamford Branch deposit accent balances and money market mutual fund sweep balances.
UBS Bank USA deposit account balances are insured by the FDC Wain em elt** limits, but ale not
protected by SIPC. UBS AG Stanford Branch deposit account banes roe not insured by FDIC and eee not
potected by 9PC. Money market sweep balances are protected by SPC but are not insured by the FDIC.
See the Important information about your statement a the endof this doer:nen' for details about those
bdances.
0penng balance Closing balance Pnce per :haze Average DalclenlIntetest Dais
wiring on Feb I (t) on Feb 28 (S) on Feb 28 (S) rate period period Cep remount IS)
UBS BANK USA BUS ACCT 0.00 5,838.70 250,000.00
Your total assets
PEKlmaQeof Cost Estimated Unrelated
Pau. on Feb 28 (SI your account basis (5) annual income (S) gain or loss (S)
Cash Cash and money balances 5,131.70 100.00% 5,839.70
Total $5,838.70 100.00% $5,838.70
Account activity this month
Foe more Information tout tee priceiealue shown for restricted secuaties, see important inFermat:6n about
your statement a the endof this cbcunent
Your Quantity/ Cash Cash and
Date ActiMty Description expense code face rate moevaiue amount (3) money blame (S)
Ian 31 Cash and money balance 10.00
Feb 27 Deposit FEDERAL FUNDS DEPOSIT BY POT AND KETTLE AT 5,838.70 5,838.70
CHASUS33
Feb 28 Closing cash and money balance 15.838.70
SONY GM 00025370
APZ20CO2001146351 PZ200-0‘1448 00002 0214 030579743 Y123679550 CCM,/ Page 9 of 14
CONFIDENTIAL EFTA_00135990
EFTA01277223
UBS
Account name: POT &KETTLE, LLC
Business Services Account Your iq mental Advisor.
Friendly account name. TK SCOTT STACK MANLYLE CASRIEL
February 2014 Account number: 212.821.7000f800-308.3140
Account activity this month (Contrived
0ae Actmty Descoptica Amount (S)
Money balance octivitin Mn 31 BalanCe forward $0.00
Feb28 Deposit UBS BANK USA BUSINESS ACCOUNT 5,838.70
Feb 28 Closing U.S Bank USA Business Account $%838.70
The UBS Brant USA Business Account Is your pnmary sweepoption
APZ20:02031146352 FZ2000063448 C0002 0214 033579743 Y12367%50 COMSpiyorke,002/3ym 10 of 14
End of statement for account number Y1 23679 55
CONFIDENTIAL EFTA_00135991
EFTA01277224
Important information about your statement
LEIS Fiuncial Senates tic. (the F im or UBS Anemia' sae you the fin statemerd on Which the error or The Fins together with certain aftEwes, ha also wan held you choose one of the following
Services} is a marker of all ',incise' seos canna* problem appeared. purchased applorental protection. The *thrum imestrnent °brollies'
and options exchages. LES Fe-erxial Seesaws and U3S - Provide your name ad accont raiser 0f any) amount payable to al eligible there, cobras& Erin • Pock. CurrentImam.. lin-slim es seekng the
Bank USA at rdrect subsiiares of LES AG and — Desoto the *nor or he wander you ere are this protection is 5500 million as of December 10, 2013. generation of income crib..
affiliates of LES Sege-tin U.C. The Fist's Ii ernial about and ratan as chat as wit can why you • Achim CapdalAppreciation: Investments waking
statement is available upon feast. The Fin's excrete believe t is an error or whys.* need more klaPct to the pokyconditions ad rata growth of prncjaal rather than the eversion ol
off ices ye a: iionnation the firm is further protected kr up to $1.9 million n the income.
— Proud. the does amount of to suspected error. aggregate for all you accounts held n a poorer • Produce Combination oilman. and Capital
Laski/not Sauces FE. capacity. A ha ccpy of he poky waxing as ineilable Appreciation taiesiments seeking both the generaticn
1200 Harbor Esubvarn The km or Cad Issuer 'rho iniessigne your complaint upon request. ol mane and gat/the' prit011.
Weehawken. to 07086 and we correct any error promptly.
The SIPC protection and the supplement' protection Overall rills profdes
Ibis statement represent the ant official record of yew Please make all checks payable to the Fain or the both do not apply to.
LES Frincial Semmes account. Other wads, root financial irektion ideated on the front of this • Certain &uncial asses controlled by (and included A • Conservative' Seeks to manlier, ndi31peel* with
official tar docuinents. containing conflict-9dt; should low risk and volatility to the accord overal, teenif
stakinent haddkcnto ages. accrue fees accounts your account value) but hell away from US$Fine-6P that means the accost does not generate signif 'cant
not be relied span If Ku believe there is an error or may be subject to marterunce fees, changes for late Services (e.g.. certain cash al UBS Bat (il cain at
mission, please report it immediately n wiling to the income a returns and may not keep pace with
papitrit for searnes purchases and charges for unpaid LES AG Starnaid bunch (I) insurace proICIS, inflation.
Enrich Manager of the °lice laving your account. amounts in car =cuts. Accounts that we transferred including variable enmities, and (i4) shares of mutual
to other rotations may be subject to a transfer tee. finds where such shares are registered diet A the • Moderate: Wang to accept went fist to principal and
Alkur al figures shown as rdended to be accurate. name of the account holder on re balm ad records tolerate some votatety to seek hgher returns.
statement data shouli not be used for tar purposes Rely UBS Sweep Cation, of to applicable issuer a transfer agent); • Aggress*: Wiling to accept high ink to pinta aid
sae& onyerend tax forms, de., form 1038 Sae. UBS offers options for sweepng cash bine; Winces high volatility to seek high returns over time.
10425, etc.)whinpretargyour tax return. The Fim to bat deposits at UBS Bark USA and WS AG Slanted • Certain rwelmert contracts or niestment interest
required by low to report to ihe IRS all to able &Elena. brads (Bank Sweep Programs), money maks intuit pg., limited partneshix and pirate placement) the Statement liouseholdre
retort** rantrable dvidends and eatable niereet beds (Mor*Fu-ds) ad theInternationalDepost we rot *peered raider tie Securities Act of 1%3; We may consolidate at related account statements with
eared an acuities held in you accent, net proceeds Accant 00Alfor customers withalInterutional ad the same address n the sane envelope. Accounts may
en safe trareactexe, and cost basis ere certain covered Amuse Management Account. Through te Bank be related tor this purpose berate they haw owners
parks. Sweep Pregame, cash balances re swept to U26 Sark • Commodities contacts (et, ',reign exchange and who also maintain pia award relationships with other
USA up to at rad:4W pmt ad then to LES AG psi:usenet.' ortreds). ndudeg futures contact clients at the sane address. This practice's known as
Communications with the Finn Stanford Brandt or a Money Fund. Deposits at UBS ad corneas otticn contracts. • househtiling ' II you prefer to recele individual
. Please re-confirm any oral cormarcatorts in sung Bak USA are FDIC mired in accordace with FCC statements inaikd in separate envelopes — you Tay
to further protect your r4its. robing your rght rubs. For awe namation pease vet werwldicgov. The SIPC protector and to suppkimental protection do decline householding by oiling your Snakier Adana.
radar the Seasick klieg& Protection Act (SPAS Deposits at UBS AG SlantedBurch and tun of not apply to these assets rent theyotherwise appear
Money Funds aro rot inured by the FCC on you steerntrits. IM SEC pidiedien ad the Friendly accept name
• If thefinancial nstitution cn the tcp left of re hens The Friendliacoart name reflects Wormation that you
sortkenentalprotedion der not protect agarct changes aimed on the Firm's onlne senses webste. t e a
of this statement is noel% finance' Senses, U3S %tour the OA, arvailabk tower balances we swept to in the maim yaw of you investments (whether a a
Pi-areal Services caries yo.r account a cleanng depose accounts al UBS AG New Yak Branch and UB5 result of market mosement, issuer balktUptCy customizable thiclrurnr chasm by you to assia you
broker by anargenunt with the retested intlilution AG Cayman Bunch Thew deposits are not insured by otherwise} ash sow recordkeeping It has res legal effect on your
We Stormed you d the relanianthig when you the FCC. Balances Fold at to Carman Brach want. You can charge yew hiendk account names
opened this accost. h this case. your kegs and are tempera* exposed to the swereir risk of the More information is avalable won request You may through Onfre Services or by contacti-gwurFrancial
secureswe located a LES financial Servicesand rot Cayman blonds, and dire is no gwantee Cr other obtan mere infoonasion Lots Set. Easing the 5WC Athisor.
ex trathEng broker. ad youmat make a reborn obligaton of LES AG to repay be biarces while co the Brochure, by contacting9PC a 202-371-8300or by
of any error or *Tuition to both firms. UBSCaymarns Bridis books. usitng the SSC **tam ar YAW/.140‘041 ACCOST overview
• Paw etre, accoentipondir Net of assets and
ANaccount slate-nateshall be deemed complete ad Deposes a U35 Bat LEA and eachUBS AG Each are Dividend ReiWetblbeee Program (DPP)
accurate i not objected to ih Yeti* within 60 days. not protected by SIPC. Money Fund shires aw protected Thence reflected is an swage price. You may obtan • Asset Inclas amiable cash balances, varies for
by SIPC. See -U3S Financial Services Arrant Protection' the actual price Iran yors Financial Adana. Orly as* restricted sear* kw I, and Global line Deposits,
• /lean diect customer complaints or iNUiin to tie bobw tire are purchased under DPW; partial shares wit be urrealired mars to market, and caftan meets not held
Fim'sClint Relations Patinae at 201.352.1699 soli ad tot cash w6 be detailed St your account. The by the Fins Does not include unpriced S.CUitifill assets
a-toll-free at 800-3569103, 8:CO A.M. to 6:00 P.M. Upon yak retest, banes in the Bank Sweep 6viderd reinvestment price applied by he O-er may al the end of the primand twirl statement periods, or
ET Monday through Fridaw a in *gig to LES Po:gransor OA may be withdraws and shares of a differ from the market price at which theta:1W shires prorate iwestrrents, invested stock options aid
Financial Senses lx., Client Relations Depatnent, Money Fund my be liquidated, and the proceeds ye sold knosable stock options
P.O. Box 766 Union City, NJ 07087. returned so you <caviar aorta accord. • Eiatatities Includes debt boraces, orienting rrurgn
Caleklieu loans. credit the, too avant balances.
Riser formation about available sweep options, • Casb/rroney balances Tool of uninvested available
• ki case of wren or 04,0Ens about an electronic nearing ores rawest rates and yetis, e astable at
I2n Male units may be held in bar account. If you are
funds transit( (EFT), bi puymm or UBS Visedebit entitled to a palul unit a a result o'er:tido-4 Panall cash balances. plus UBS Bak USA deposit Wares LIBS
card tiansactiorts, call 62-1008 or cote to UBS wwwitecomreseepyiekt, from your Frahcit Advisor or otherwise, the Firm VA either sell panel wit at AG Stain ford french deposit balances and money market
Frunciathenices Fic„ 1000 Herber Blvd, 6th floor, orgy calling BOO-762.1000. rivulet peke a accept an amount &omitted by a mitual fund sweep terraces at to cbse of he
Weakineen NI 07086. Min RIVINESA Senits registered clear, agency, awlcredit yar scare. statement period. Noricormlocity kee credit balances in
UBS Financial Services aware protection your accost we rot segregated from other balances
Cal or write as soon as you cart if you tit yaw The is a member of the Searilbs Vivea0I Protection Investment objectives and the Fora may use any of these funds in the ordinay
statement or receipt is wog o 4 you need more Corporation (SIPC), vrnich worth wasities accounts of The a-hemmer, obscures rd risk profile we speak to course of Wariness. These funds we payable iron
informal en about a turn* on the flattnient or its members up so 5500,000 including S2K000 for each account and may ray between Please Seise the your darned. This total is included., the anent period
rOtWO. The Finn or Card Issuer In elPfciable)nou dams kr cash). The SIC asset protection "mks *WV to Finn promote, in won; of any sirkant donee in you. closi-g value.
hew horn's° ro later tan 60 days after the Fim all account that you hold n a palkular <abases'. Maxie' situacn or nvestmert objectives. kr each
SDNY_GM_00025372
CONFIDENTIAL EFTA_00135992
EFTA01277225
Important information about your statement (con inued)
Undfig adoration you would tusk recede h the mallet Prices ore - •Dslekte an to date may include return of — h nide cc, to oneirrisscni received n connector
Fer Matedinformation at the Fr es ending places °bland from various third party sources vinith tw mild. income a both wash the sale or cletnbUion of a-ruey contracts
and discheses, refer to your Client Relatorrthip Delve to be relitle, but we do not etaralee hear - Ira see' represents the initial orterng and vet investment tat lilies to our <lents, we
Agennern or Accatt Agreement aid the General accuracy. pee per unit and may not reelect p.r ton basis anctor our affair* weir retsina sharing
Tim,. at Conditions UBS Staten-own of Credit traction — We gentraty um the dogleg price wean avdabea compost:a from many of the instance
available in Agreements andoixioxtrel at the mean of the bid and ask prices fa lined • Restricted nanties Rented searnen generally companies undenttire; the arruity contracts,
rata comlarroiraderangag se:train and cplors a on& NJ prices fa OTC we rot currenty engine nor publk sale. UBSFireyeal athletes of the turn* carpats or sponsors of
senates. Services tees the market price of the unrestricted slock tetra imestment mats we distaste.
Utast, - Less ant& waded securities may be priced using of the sane issuer as an mputed value for the - air edits ako receive trading cantata and
Your natement Remit smother. end other was held valuation model or the mon recent pet we restricted stock for propene of this 'Women on. To other cornea-eat° from ennui knit and
in the accant at the end of the staternere period. You obtained and may not reflect an actual matt rice the tent that redrined sparkles are eegbn la sale, nuance cement whose prodxls we distribute
may ark for deity a defy paid searees at ant time. or wee the vale recehed may be stIonantial& less than the - Wyatt.* an anal fee from UBS Bak LEA and
You may receive sectaries used as loan collateral after - Certain position may appear withrti a pace and heated value drown LES AG Stanford Branth of up to szs per accost
Dying any balance due on tem. k -y *curium will Pow as *price was rot available' if we re writhe to the bat under the UBS Bak Swoop
tramilerred to the hen citing the atatanent period are unfie to obtain a pnce for a wanly • En. bestireeted) inert. current yields end rates. Fragrant
lined at ticket value as of the end of the strata - Deposits or starts dendninated 6currencies An estinate of mall intorno is bawd en sweet
period. ocher than U.S. dollars are reflected at the ethinge dividend ad interest rates, assuning tie stakes will Activity
• Cast bast h damning the cost basis of the rate as of the statement date. be held for <ne yea from statement date or trill hbrmatit regudrig <attars and otter charges
stories included in this statement, where indicated - Fcr semen watt eating in noniconformng MIlisity. This tint easy again., accuracy iscuricd in connect on with he <nu:knot wades,
wih the ntorbee UPS Fa-tealSett has relied derienonalant price ant quaty (face vela) may rd continued mono are not gueranteed iidudny option transactions ha berencluded at
eninformation <bland from sources other thanIRS have been adsted to taciliUle prat tuaion. - Estimated anal name at hart yield fee atirrnthons povously furrohnl eo you, at will be
Festal Senices. including tif°munch ten anothe- To obtain current quotatiens, when babble, contact certain types of stakes could include a Man of pronged to yOu ramptly at rawest.
I km a that sums,. have peovided to your Finaxial par Financial Adder. detainor capital gate h %Nth case the est
Actor. The Finn does not nett:bre& verify a income (rd current yeti would be emanated. Short allies
gaunt the Kandy or valley day information • Private arrestante and druclaired product - Estimated areal tome rd writ yield and the f yeu am engaged in short tern a security, you may
provided by sates otter thin teiSFivricial Service. hivate niestrren sautes (ixbdrig *ea actual itene at yieli might be kwer a higher hair a charge doe to certainbra-rowing costs for that
patipation acqam and real estate instalment mat than theist:matedamounts. funicular security.
h aicitirt although WS Sirs:rind Services general& warts) and swami pod cu are generally highly — An entate of a-runced ncome (divdend ands
tette this tamaten as egret...a, the firm Anvil Certain strixttred Knish have not been interest) divded by the curter market Open mkt
ekes not provide any sentences that the idamatir registered wih the Securities and Excha- valciaverage balance it based on the Iset dividend Regrling oar or • sooditilkanceeled* ceders that
vet "Cost basis" and 'Ifirealued gar/loss' it Comeasion a under ani nate securities laws. We or Merest payment made by the issuer and were not theafted by the steamer( date, open buy ad
accurate as a the date of this statement. As such prote ethmited vanes for pwae investmem aeries the seostieteposts will be held for one sed stop orders are redxed by the mount of dividends
please dome re& on the nit:motion to make wait es and structured products for idormatiord year born the statement date or until manly. a rig-its on an eitividercet a tripes tie unless
puchace a tale decisions, later aspen.% a purposes only. Accuracy k me guaranteed. Accuracy ad continued weld we not gawked intruched otherwise by ya.P. You are tearable for
otherwise. Accounts Wandered to to Fim may ▪ Thee values maydiffer tastatiaby born prkes if eiders that re testate due coyote litre lo caxel
reflect gint loss infametkn only for the period of any, at rand, a vete nresanent security a • Ann riot held by UBS 'rancid Service& Certain elating open orders.
tine they at held a the Frm More Natural structured rota may be to4-n or sold and do assets re rot held by the Fin and nee nth the
rikneaten cane,e atedby yotr Fermin Advisor. not necessarilyrepresent the Ma you may receive Fern's possesses, or ccenrol. These assets de Privacy
upon rquidatiOn. depleted on you statement fa informational To cbtai, a copy of at cunt Chad FeremyNceice:
• Um-edited gansflowes Wien data is ▪ Thal prlyebrnates of %ale are as of a certab purposes only. Position, rid values presented re please contact sour Freesia Achisor or visit err weeniee
eninated tweaked suing lases we Uneaten Ice dale a-4 are &maid to UBS Femeciel Services on Footed by the issui-g hen US$ F rancial Services at ttwailRefigEsthiaURRIER,
YeSviclraI searSy lots. The transient data for requite bass by in independent vitiation Jim. not revertible for the ntamaion and does not
rxfreetal lab may or may not reelect - Issuer, general partner or spomor estimated vaLes, guarantee es accuracy these assets are rot weaned UBS Rutin Services a rot a bet The WA, Busies
charges sector acuity reterganizal en tots ory, are unwind to the Fran by the mar, by SIC or the tem% supplementalSIC coverage. SMACK Account RSA and IRMA ore brokerage accounts
Diridend and otareenwelmmi lots rd systematic genmal pater or spereor and may be calculated which provide access eo barking services rid products
prate lots are each canbined to display one based on deferent irdonnation tan that used by • Revenue shoring and additional compensation. through arrangements art Alined bat at other
averaged lot. The • Trade date • meanpresents the It'dpanel Sterne their estinated values. — In addition lo commiseons on sales and 12b1 fees thrtipaly banes, ad provides access to nsurace and
aigrul transaction wade date. - You can obean additive inearnaten regrading recent n ea-racoon with the distribution of stay pralacte lead by tenant thirdiparry
the methodology used to determine the tit* of mutual Ittids to our c fonts we nuke our Alfas insurance ecmpa-as through Murano agency
• Callable securities Bat and ;referred stock that value ad tie date of the H.:email," that is the receive mania, Sharing Parente horn distributors subsdiswies of UBS Financial Services Inc.
the est tots for ea& reit-plan wil be selected basis forte tint by contact lag your Fivitial ado advisers of the mAki funds that we sell.
metal& by lot Iran among all seo.reies of that Advisor. Theseanoints are based on two defence Iniestment nsurace. at ruttyproducts:
eat held how name or in nominee nor lot or - Chid party esenveed vitas my be reflected as rsetaxnenrs 0 ten amantol saki by UBS of a Not IDIC inured • No bank gement* May tae vela
clients. Cdl bathe hecnnaten s cbtaned from third •Not eked' h wow I sit atm. wee n pannold mutual fund I ami& to our clients, and CO
parties and es accuracy isnot guaranteed. Other call rdependent telethon tent has not stippledor is the asset wined apalioalr rnutual hind I amilis RUA. Rescue. Management decant, Business Senices
knives maybes' which cat affect yaelet complete ulnae to assign a vibe, when we become aware shares held at the ern Account 85A, IRMA and international Resource
hfcmiaten Mete provided upon request that a materialevent ha °coated that may call a — We and as afMate also recta nemeeking and Management Accost are registered service marks of
pettily reported vela it question. or when a ormtus processing lees in consideration for UBS Fruncial Services he
• Certificates of deposit (CDs) CDs are FDIC tired value would be highly speottive due to the nacre turner agent rarvios that we pray& to the
tp to 5293,000 n prrePal and accrued interest per of the sentity. mutual fads. Thew feel gentle are Pad from Visa *hate is a registered seeds* mad of visa
depostor and pee depose:6y toned:at rs accordence - When neither an suer, general panne or sponsor imestor arts h the mutual fund and are a freed International. CBS Via Sagan cede cards at UBS
wt RAC rules. *stinted rake ha a Otiosity estimated nate if dela amount based ar tie number of accounts at yea debt cards are eaten by UBS Bark USA with
parted the value of the tardy will be dinette the brokeridealer holdngmaul lards el that fund permission from Wes U.S A Incorporated.
• Preenralue Prove divined for securities and other ban itspurchaseprice.
inducts may be higher or lower than ditto that UBS Fireendal Services Inc Pm 204102
SDNY_GM_00025373
CONFIDENTIAL EFTA_00135993
EFTA01277226
SUBS
UBS Financial Services nc
299 Park Avenue
25th Floor
Business Services Account
New York NY 10171.0002 March 2014
ANP70064825870311xt YI 0
Pelt p. vrtii 11r
Account name: POT & KETTLE, LLC
Friendly account name: POIKETTLE U.0
Account number.
Your Nnancial Advisor-
SCOTT STACKMANILYLE CASFIEL
Phone 212.821.700Y800.308-3140
Questions about your statement?
Call yo,ri Finandg Advisor Or the Value of your account
ReSoiateline at 800-762-1C00, on February 28 (V on March 31(1)
account 029323679
Your assets 5,838.70 5,588.70
Visit our website: Your liabilities 0.00 0.00
www.ubstomlfinancialservices
Value of your account $5,838.70 $5,588.70
Items for your attention
• If you use UBS Online Services, consider
changing your User Name and Password
regularly to protect your personal data.
Not enrolled? Go to Sonrats of your account growth
ubs.cornionineservices
Tracking the value of your account during 2014
Value of your account
at year end 2013 1O00
Net deposits and
5.838.7 5,5897 withdrawals $558a70
• Your nvesmtenI return
Change in
market Moe 50.00
Value of your account
on Mar 31, 2014 $555.70
Feb2014 MN 2014
SDNY GM 00025374
Member SIPC ANP70005006482587 NP70C03C0496 C0002 0314 030579743 Y123679550 100000 Page 7 of I8
CONFIDENTIAL EFTA 00135994
EFTA01277227
Account name: Your R sandal Advisor
*UBS Business Services Account
March 2014
Friendly account name-
Account number:
SCOTT STACK MANLYLE CASRIEL
212-821.7030/800-308-3140
Your account balance sheet
Summary of your assets
Value on Percentage of
March 31 (3) your account
Cash and money balances may include
A Cash and money balances 5,588.70 10000% Your current asset allocation available cash balances, UBS Bank USA deposit
B Cash alternatives a co 0.00% account balances, UBS AG Stamford Branch
deposit account balances and money market
C Equities a co 0.00% mutual fund sweep balances See the Important
information about your statement on the last
D Fixed
ℹ️ Document Details
SHA-256
89b3acb5abbfda135414fbd28368c124e9d72265186c022efe58cd4fc0033cdd
Bates Number
EFTA01277221
Dataset
DataSet-10
Document Type
document
Pages
158
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