EFTA01277061.pdf

*UBS UBS FMancial Services Inc. 299 Park Avenue 25th Floor Business Services Account New York NY 10171.0002 October 2015 ANP700360577I 1015 srl 0 MAX FOUNDATION 116 EAST 65TH STREET NEW YORK NY 10065.7007 Account name: MAX FOUNDATON Friendly account name: MAX FOUNDATION Account number. Your Nnancial Advisor: SCOTT STACKMANLYLE CASRIEL Phone Questions about your statement? Call your Tina Dag Advisor or t1:e Value of your account Resourceline at on September 30 (5) on October 30(5) account Your assets 5,238.24 5,238.24 1fisitourwebsite: Your liabilities 0.00 0.00 www.ubSCOMIlinanCiakervi(e5 Value of your account 35,238.24 $5,238.24 Items for your attention r Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditreport.com. Tracking the value of your account during 2015 Value of your account S at yea. end 2014 $7,238.24 Net deposits end '.22-3 vvithdravaki -52,000.00 Your ovestromt return S 2382 5.238 2 Change in 40 market value $0.00 Value of your account on Oct 30.2015 8%238.24 Dec 2014 Sep 2015 Oct 2015 SDNY GM 00025208 Member SIPC ANP70002000605771 NPI000093358 00001 1015 001%00000 Y123661550000000 Page 1 of 6 CONFIDENTIAL EFTA 00135828 EFTA01277061  Account name: Your A asocial Advisor. 41aUBS Business Services Account October 2015 Friendly account name: ' Account number: • SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of October 30 (B) your account , Cash and money balances may include A Cash and money balances 5,238.24 10000% Your current asset allocation available cash balances. VEIS Bank LISA deposit B Cash alternatives 0.00 000% account balances, VBS AG Stamfogl Branch deposit account balances and money market C Equities 0.00 0 00% mutual fund sweep balances See the Important information about your statement on the last D Fixed income ace 0 00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets 55,238.24 100.00% A Value of your account 55,238.24 Eye on the markets Percentage change dex October 2015 Year to date S&P 500 a 44% 2.70% Russell 3000 7.90% 2.02% MSC I - Europe, Australia & Far East 7.82% 2.53% Barclays Capital U.S. Aggregate Bond Index 0.02% 1.14% Interest rates on October 30, 2015 3-month Treasury bills: 0.08% One-month LIBOR: 0.19% anC0020C0605772NP70C0058358CCC0I T0I500C03C000 Y12.366ISS0COMpitGitoco2521Ve 2 of 6 CONFIDENTIAL EFTA_00135829 EFTA01277062  Business Services Account Account name: MAX FOUNDATION Your Mandel Advisor: UBS Friendly account name: MAX FOUNDATION Account number. SCOTT STACKMAULYLE CASRa Change in the value of your account UBS Bank USA Business Account APY October 2015(Si Year to date (S) Interest period Sep 8 - Oct 6 Opening account value $5,238.24 $7,238.24 Opening UBS Bank USA Business balance Sep 8 $5,238.24 Withcfrawals and fees, Closing UBS Bank USA Business balance Oct 6 $5,238.24 including investments transferred Number of days in nterest period 29 cut 0 00 -2,000.W Average daily balance $5,238.24 Closing account value 85,238.24 $5,238.24 Interest earned $0.00 Cash activity summary Annual percentage yield earned 000% See Account activity this month for dnaIt Balances in your Sweep Don ons are indudedin the cperirq and closing tidances 'glue. FDIC insurance aptlies only to deposits at UBS Bank USA, nor to deposits at UBS AG. swim Branch or bank deposits oared thr000 the LIB'S intemationa Depose Account program. SIPC Your investment objectives: protection applies to money market sweep fund hdclIngS but ml bank deposits. SeeImportant inbrignotion abOutput Stettnielt On the 1w two pages cir this document for aetals You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your October 2015 (1) Year to date (S) Financial Advisor or Branch Manages You can find a ful description of the alternative Opening balances 15,238.24 $7,238.24 investment objectrres in important information about your statement at the end of this document Subtractions Your return objective: Checks and bill payments 0.00 -2,000.00 Capital appreciation Total subtractions $0.00 -$2,000.00 Your risk profile: Primary - Moderate Net cash flow $0.00 -$2,000.00 Investment eligibility ccosderatan • None selected Closing balances 15,238.24 $5,238.24 Your account instructions • You account cost basis default closing method is FIFO, First In, First Out SDNY GM 00025210 AtIP7C0020C0605773 NV7003059352 C00PI 1015 00C030000 Y12366I 550 000000 Page 3 of 6 CONFIDENTIAL EFTA_00135830 EFTA01277063 *UBS Yournotes rerma...n............,sca....rms."...., ,,,, 0,,02m• as CONFIDENTIAL EFT,O0133831 EFTA01277064  Business Services Account Account name: MAX FOLR1DA110N Your Financial Advisor: *UBS October 23! 5 Friendly account name: MAX FOUNDATION Account number. SCOTT STACK MAW LYLE CASRIEL Your assets sane paces, income and current vaues Sheer(' May be EppiOximale. AS a incur. gains rid losses may ocil be acculalely reflected. Set Aporunt infosenabon about your statement a the end of the otcumeM fOr more infornason. Cash Cash and money balances Cash and money balances may include avalrolecah balances, UBS Bant USA cbroat account balances, UBS AG Stallard Branch &pont account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vat n applicable limits, but are nor protected by StPC 085 AG Stanford Branch deposit account balances an not insured by FDIC and re not protected by SIPC Money Market sweep balances are protected by SVC bin at. not insured by the FDIC. See the Important information about your statement at the end of this doctrrent for det arts about those trances. Operengtdence Cloung turaxe Pn re per share Average DoldenclIMertsl Oafs in Hddng on Oct I(1) on Oct 30 (1) on Oct 30(S) rate period period capamount (S) UBS BANK USA BUS ACCT 5.23824 5238.24 250.000.00 Your total assets Perentageol cost FSbmred Unrealized Value on Od 30 (5) your aCCOunt basis ($) annual income (Si oath Or 1055 (5) Cash Cash and money balances 5,23824 100.00% 5,238.24 Total $5,238.24 100.00% $5,238.24 SDNY GM 00025212 ANP7C00201:0605775 NP7003058358 00001 1015 000030000 Y12366155000000) Page 5 of 6 CONFIDENTIAL EFTA_00135832 EFTA01277065 *UBS Your notes ..,,,,,....,,..........,.....,....... G. .ozpme 6 ol 6 End ot ...en,. account numb.' CONFIDENTIAL EFT,00135833 EFTA01277066  Important information about your statement URS Fria/cielSeves flo Oie Fini or URS Finaxial Sarre. 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USS %oncial Servies atout probat The Fan is avant« of the Mantes rase Protection pnxpal f en* the :hi genozon of narre • Cota Rase h tketaniwg the coP bais of the searnies Clent 'aidons Chipartment. PO Box 766 Unun City NI • Redvice Co ntbaetton of «opte and Ceptilageeonce e duded n tia statenent, Mete Mkaad ore et. 07087 Coteau. (WO. 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