EFTA01277005.pdf

IRS Financial Services tic. Private Wealth Management *UBS 299 Park Avenue 26th Floor Business Services Account New York NY 10171.0002 February 2019 ANP70036969670219 • 0 MAX FOUNDATION Account name: MAX FOUNDATION BOSTON MA 02114-3252 Friendly account name: MAX FOUNDATION Account number. Your linens:WI Advisor- SCOTT STACKMANitYLE CASK EL Questions about your statement? call y0ur fir-Jan:re' AdvJiOr Of ti e Value of your account Resourcetine at on January 31 (3) on February 28 (1) account Your assets 977.23 977.53 VIsItour webs's.: Your liabilities 0.00 0.00 www.ubitOnYlinanCiakerviCeS Value of your account $977.23 $977.53 Items for your attention Help protect ycJitelf lion, liaw and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth ?new. annuakreditrepottcom. Tracking the value of your account duriag 2019 Value of your account at year end 2018 5976.91 Your nestment return 7.238.2 Dividend and interest income 50.62 5,238.2 Change in 8239.2 market value 50.00 Value of yow account 1,2433 - 5761 977.7 977.5 on Feb 28., 2019 $977.53 • • • Dec 2014 Dec 2015 ON 16 DeC 2017 OeC 2018 len 2019 Feb 2019 SDNY GM 00024992 Member SIPC ANP700CQ0C0696967 NP7000064143 00001 0219 00CC00000 550000000 Pegs 1 of 6 CONFIDENTIAL EFTA_0O1356 I 2 EFTA01277005 SUBS Business Services Account February 2019 Account name: 11.1.1.11O,: Friendly account na Account number: MA>. F0MDATICN Your igRandal Advisor. SCOTT STACK MAIIIYI.E CASFCEL Your account balance sheet Summary of your assets Value on Percentage of February 28 (1) your aCC0Uat Cash and money balances 977.53 100.00% • Cash and money balances may include A Your current asset allocation available cash balances. 1-IBS Bank VSA deposit B Cash alternatives 0.00 0.00% account. VBS roc inured Deposit Program Bank accounts, VBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances See the important information D Fixed income 0.00 0.00% about tour statement on the last two pages of this statement for detais about those balances. E Non-traditional 0.00 000% F Commodit ies 0.00 000% G Other 0.00 0.00% Total assets 2977.53 100.00% A Value of your account $977.53 Eye on the markets Percentage change Index February 2019 Year to date 58,8 500 3.21% 11.48% Russell 3000 3.52% 12.40% MSC I - Europe, Australia & Far East 2.56% 9.32% Barclays Capital U.S. Aggregate Bond Index -0.06% 1.00% Interest rates on February 28, 2019 3-month Treasury bills: 2.40% One-month LIBOR: 2.49% AnI000020006969681410003C64143 00231 02'9 00C030000'n 23661550030NY Gii000249089e 2 of 6 CONFIDENTIAL EFTA_00135613 EFTA01277006  Business Services Account Account name: MAX FOUNDATION Your PI nandal Advisors *UBS FA' e 2.0*0 Friendly account name:MAX FOUNDATION Account number. SCOTT STACK MANIYLE CASNEL Change in the value of your account Cash activity summary February 2019 (1) Year to date (S) See /WOW,' activity the month for dela Is Balances In your Sweep Options are inducedin the openng and closing balances vise. FDIC insurance *poet to deposits at UBS Bank USA and an banks participating in the UBS FCC insured Deposit Frown. I does not apply to deposits at UBS AG. Parlous Barth. SrfC Opening account value $977.23 $976.91 Protection applies to money market sweep fund holdings but not bare deposits Soeimportant information abou your statement on the tat two Pars ci this document for deals Dividend aid interest income 0.30 0.62 February 2019(S) Year to date (S) dosing account value $977.53 $977.53 Opening balances $977.23 $976.91 Additions Dividend and interest income earned Dividend aid interest income 0.30 0.62 For purposes of INS statement, tenability of inkiest and dradend Income has been detemined frem a US Total additions $0.30 $0.62 tar reporting penpedise. Bared upon the residence of the account holder. account type, or product type, some interest ancior dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR) Net cash flow Income teats The dent monthly( PaterneM is not intended lo be used and cannot be retkO upon for tat $0.30 $0.62 purposes. Clients should refer to the applicade tar reporting forms they receive from UBS annual'', such as the forms 1099 and the Parrs 493. for lac reporting information It is the practice of UBS to file the Closing balances $977.53 $977.53 apelicatie tac repOrling forms with the US inteml Revenue SemCe and PR Treasury Peoaement. and in such forms accurately classify ctudenct anyce interest as tar eterrpt or tarts income. Pleae consult your Ind vclual tax preparers UBS Bank USA Business Account APY February 2019 (3) Year to date (1) Interest period!an 8 - Feb 6 Taxable interest 0.30 0.37 Opening UBS Bank USA Business balance Jan 8 5977.23 Total currant year $0.30 $0.37 Closing UBS Bank USA Business balance Feb 6 5977.53 Prior year adjustment 0 00 0.25 Number of days in nterest period 30 Total dividend & interest $0.30 $0.62 Average daily balance 5977.23 Interest earned $0.30 Annual percentage yield earned 0 37% SDNY GM 00024994 amP7C00?0C0696969 NP7003064I43 COCCI 02'9 COCO:00000 Y12366I 550000000 Page 3 of 6 CONFIDENTIAL EFTA_00I 356 14 EFTA01277007 SUBS Business Services Account February 2O19 Account name: MAX FOUNDATION Friendly account name:MAX Account number: TION Your Il Bendel Advisor. SCOTT STACK MANY LYLE CASRIEL Your investment objectives: You have identified the Following investment objectives for this account if you have questions about these objectives. disagree with them, or wish to change them, please contact yote Friancial Advisor or Branch Manager. Youcan find a ful description of the altemanve investment objectives in Important information about your statement at the end of this document Your return objective: Capital a pprox tion Your risk profile: Primary - Moderate Investment eligibility consderation - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out ANP7C0020006)5970 NPVC0064I 43 COCO' 0219 COCO3C000 S50 COgfty_OM_000249tAge 4 of ti CONFIDENTIAL EFTA _0013561.5 EFTA01277008  Account name: MAX FOUNDATION Business Services Account Your financial Advisor. *UBS February :0 0 Friendly account n Account number. • ON SCOTT STACKMAN LYLE CASRIEL Your assets Some pnces, income and current vdues ShOwn may be fppioxinme. AS a restet, gams at fosses mai iv' be accurately refkcled. 54t Aporuntudosmafron Stour your statement a the end of ths dxurneM fOr more informaton. Cash Cash and money balances Cash and money balances may Mu* avalable cash balances, UBS Bank USA depost account balances, UBS Bank USA and al UBS roc Insured Program Bank deposit acCOuNtafaXes are insured b7 the FDIC within UBS FDIC insured Rogan Balk &lances. UBS AG Stamford Branch ceposit account baances and rroney at:phut:dein% but ale not protected by 9FC. UBS AG Stanford Branch deport acc our* balances ale not insured market mut utf fund sweep balances. by FDIC and are not protected by 51K. Money market sweep 0...dances are protected by SIPC but at rot Insured by the FDIC See the Important information shout or statement at the end of this document for detain about those bedances °beano belernee Cloung bderxe Nice per shart Average °nit:fend Interest Days n tscldng on Feb I (6) on Feb28 (3) on Feb 28 (t) rate period period cep row' (S) uBS BABA USA BUS ACCT 977.23 977.53 250,000.00 Your total assets Percentage of Cost Estimated uniesired Yaw on Feb 28 (s) your account basis (S) annual InCCme (51 oan or km (3) Cash Cash and money balances 977.53 100.00% 977.53 Total 3977.53 100.00% 3977.53 Account activity this month For more information about the pricelvalue shown for restricted swuntres, see important Information about your statement at the end of this Occurrent Your Comte)", Cash Cash and Ode A(Ilvity otgnplsOn Menie (Ode Fat vat* Nicentalue (3) amount money balance (5) Jan 31 Cash and money balance 9077.23 Feb 7 Interest 'SS BANK USA BUSINESS ACCOUNT AS OF 0.210919 .30 977.53 Feb 28 Closing cash and money balance 5.977.53 SDNY GM 00024996 ANP7C0020C0696971 NP7003064I 43 COCCI U219 000:00000 Y123661S50000060 Page 5 of 6 CONFIDENTIAL EFTA_00135616 EFTA01277009  Account name: MAX FOUNDATION *UBS Business Services Account February 2O19 Friendly account name:MAX Account number: TON Your lq nandal Advisor SC TT STACK MANI YI F CASRIFI r Account activity this month (contrived) Date Aanety Descrolico Amount (S) Money balance activities Mn 31 Balance forward $97723 Feb 7 Deposit UBS BANE USA BUSINESS ACCOUNT AS OF 02)0019 0.30 Feb 28 Closing UBS Bask USA Easiness Account $977.53 The UBS eau USA Business Ac mum Is you' pnmaty sweepoption ANP7C0020C06969,2 NP7000064143 COON 0219 DOC030000 Y1 2366i S50 ONMAYGM00024909e 6 i f 0 End of statement for account number - CONFIDENTIAL EFTA 001;5617 EFTA01277010  Important information about otti• statement • ISS inertial Mikes Int (the fern of UBS Financiel her Iran you ro later than 60 days alto the Fern capacity. A lul ccpy of the poky wining is mailable an a roans and may not keep pace with Sent«), k a mentor oil all principal acuity, commodity sent you the fist et atentent on which the trace or •pon request. inflation and <poren exchanges. OBS Financial Soon°, and LBS Problem append. • moderate ailing to accept some risk to pincPal and Bare USA are ndren subskkaries of 1.65 AG and - Provideyou- narre and accost renter X my> Reiter the StK votentonna the sinaereental tolerate lane «toady to seek returns affiliates of LOS Setae:es LLC. The Ferns (Canna: — Desoke the WO' or the trader you se nure protection apay to: • Awroysne: Wiling to accept high udt to pencoal and stamren is entitle upon n-quest Ire fern's sower« about. and explain as clearly as you can why you • Cenan «uncial assets controlled by (and «bend en high volatility to seek high returns over time. offices an believe a is an ma a why you need non your account value) but herd away Men LBS Finantal • Inwitment &Tern Consideration: I seamed a infantekin. Sown Fa ~reek certain (i) nsurarce Produces, portion of the ponfolb fa that «came may made ,BS innel 5«wees — Provade the doter amount of the suspected era. including valabb nab«. and (i0 shred of rredual complex arameges, tinted liquidity and Tex« 1200 Nita Boulevard finds registered in the none of the aciant holds< on %%Artie& Weehawken. W 07086 The Firm a Card bsuer vnl iwettgete you' candant the bode oe the barer or torn« 'mere/ and val correct ay error prompt For alleged «roes • Inentment contacts or emmirreem entered, kg, Statement shoutesholdiege NS Mennen: represents the on& official wad of your nvolvn9 UBS Mra•debn cad transaction 4 we take pannienhos and private placements) tral an We IT2/ consolidate al re'sed accoutre statements with le35 F runnel Services account Other raced,, &MP more than 10 bus nets days to di this, we will credit not registered under the Securities An of 1933; the sane address in the same mrektoe, e g. beause offKd Me documents, contanng eating data should you moss for the amount you thank is in error, so that • Corrrooddies corwacts (<9„ foreign excitor:as and they have omtes who abo maintain prr, account not be relied upon II you besove then is In «ror or you wit hove the use d the money (bang Co tint n pactus metal contracts). nastng futs« enacts relations/in min other Pores a the sane ad&ess. d Omaasaan plain report it immediately in wrung to the takes us to ccennete as immegat and con nudity wilco contracts. and you prefer to mere nolinduel statements mailed we Branch Manager of the office servilt rat account. • Deposit Ulocats Incept certificates of *mil) at LBS 5.11.1/110 envelope., you may decline has eickIng by Please make all cheeks payable to the Fein or the Bat USA, WS AG U S. bathes and balm in the calling your Financial Adieux Athos). al f gores shown are intended to be actuate, Mental finance, ticketed on Pe Moot el this FDIC Mured Deposit Program. stateenrt tails thoutcl not be used for Ise imposes Rely isimment In addition to regular sawn lees accounts The SIP( protection and the Supplemental pretender do Friendly account name ode& on year'end ear lams, ti e , Form 1099. 5498. my be Wart to rnantonme feet charges for bee not apply to these ails own if they otherwise appear eke Friendly account name is a cumartmek sniderume 10425.etc )when 00'Pr9 yea tao return The Fen 6 paynn for securibas purchases and charges for aped on rta-r statements the WC protection and the chosen by you to assist you with your ncacenong regured by Law totem to /rte RS altduble dradends rants n cash accounts Accounts that are rendered supplemenalpeotection do not prole« >prat changes has no legal *fetal an you' account is nor intended to reportable nontauble dvickods and taxable inte« to other nsteuldni may be subta to a vendee lee. en the market vat* of you investments (whether as a reflect any strategy, pnxIstre<Onyhand1605. caned on «mein held n you account net proceed, emit of martet movement issuer bankluptcy or immanent objective a ride profile notated rat your on sae traneaction, and cost basis onmean corned UBS Sweep Options Wien« moults ad es not a mom.* a guarantee that wenh smear« UkS often options for tanking cash balances to bak or any financialresullt can or vell be achieved. All depose ascents at non-Sedated banks and aff'bated Dividend Reinvestment Progreso (DR P) investments invoke the reek of lass nixing the riskot Carremiatioets with the Firm banks and nay ~et nuked lads (Money funds) The price reflected is an average price. You may Man loss of the ernie investment. You can change your • Please rooniem my oral («emendate:ins in wring Depose account at UPS Bane USA and non.aff aired the &dual price Iran your enamel Advises. Or. whore Fiend/ account names through Ordne Services or by to further amid your rips, irading your nits barks pankinat rig the ORS FlaCihated Deposit taves so purchased under DRIP. pool Mires will be contact rig 'oaf Kati& Adds«. tuder the Steurdiat n estor Protection Act (SPA) Program are FDIC innured n accordance FOK rules sold and the cash wit be drnoeited res you amen The • If the ban ill reittution al Me top left of the Iran For more slamalun, please visa mine fdope. Depose dividend renvesOren price applied tyke ewer may Account overview of to slammed is not IS:Sinnin Strikes, LES mounts al LOS AG Slattern Branch and duns ol offer from the mark« pr ice at Much One partial shoes • Vakte of your a«ountoportrolo. Net of assets aid Financial Seniak con« your aeon as creanng Money Funds are roe Wind by the MC. are sold lie:Mthet Mk« by artangnnl weh the iterated an • Amts Includes available cash balances, valor for We :tamed yw d this relabonshi, kken you Rank deposits se not protected by WC Morey had Cedeinlieu shoes are protened by SlfC. See CBS Fanal Senices restricted security (got ), and Global Time Deponiet, <paned this ann. h ths case, you li ds and On& whole urns maybe held in pa account. If you are inchied mores to rerak«, and mean moos not held stuees ae located at OBS I «uncut Seines and apt Accoint Nano' below, ernelled to a fend Ise as of a Stand waxed the :talon; broker, and you mat mi • a repot by the Fem. Does not male awed securdedassels or oilstone, the rem yell either sell partial units et al Dete Ord of the prior and CuYallt smiernent paods, ce of ant enpr a omission to both finos tan yourrecant balances in the bark deposits may be madet price or accept an awn determined by • prom iwestownis, tatted stock options and • As~ad n the account anseernents, ~must willtkawn, and shoes of a Money Fend may be registered dean, agency. rotcredit you accost leducIded, and the proceeds teemed to you or your ervercirsek nak options readyusof any errors a fraud iiwoheig checks • Liatiaides Includes debi[ balances, outserdna margin reflected en yea sun« within 30 myr after e was wanes moist Investment objectives mailed or mele available. loa-n. credit Ins shoe account balances. rivestetert objectives and nsl. profile se 'pectic to • Casheeoneyealanm Total d uninvested sealable • Please dew« customer complaints a Fadret irecnnxion about available sweep options, soh account and may vay between your acans. Fines C lent reborn; oxen interest rates and yields. 5 available al cash balances, plus depose balances et affiliated and X Please advice the Finn promptly n writing of at, 8:00 A.M. to 6Ø P.M. ventiVaincorrissattOyelcts, from your Franca) Advisor nonieff dated Dale, end encnty make ~vat Mid or at Python thinp in yet fnacra siluabon sweep batman at the close of tie statement period ET Monday throug r . or in writing Deprim to LOS cr by tarn° 8:P762.1003 investment daedives For each mean hat you Muncie' Stet« H., Clime Relations Noncorremodity free crank balm« in you roost ae choose ane of the I ollowng incimmtne dinners: not segregated Man ocher balances ad the Fart may PP. Box 766 Lerion Cdr. NI 070e7 UBS Fitanokel Serrekets an protection • Peodxe Current Oconee investments seeking the The Finn °member of the Searilit, Investor Protection use any al those hits tithe Ordinary can dis • All 51KentaftS shall be deemed cowl«. and accurate generation of :tarn any business These funds sur payable gaon your demand. not cbekted to n days Corporation (SIP(), whch intern returtier customers ol is morabars se to 16000RO (etbdirg 1250030 for • Achieve CaetraMPOrMation. Peremnierds seekna Ten total is nided in the carat prod closing vain • the at tfiif or from anode growth of priegal rarer than the generation tt the LI Cal dams for rah) Ernlanatory brochure available upai Mane. Lending information • case of errors e< xxisi eons itxut an el«tronic repot a al www Roc org the WC asset protection • Podia Den',anion ofincome and capes lines apply to all accounts OW you hold n a panoular For cleared nicanation on the Insis lendng procl GCS fund; trans'« (P1). ' Visa•debit Appreciation' Investments seekingboth the generation ad Muhours, refer to you Clyne Retnionohni cad Vernaceons, tall or write to OBS capacty. The Finn, together with mtan affiliates. Ito abe ixona and Tomb of principal Agreement cr Mon Maternent and the General Pnancial Smite, lad, 6th floor, Tennis arid Conditions LES Stalmant of Credit Practices Wet-Kenton hu 07086, Attn ReAkt1SA antes Pinhead supplemental insisame. The marinm ante payable to all elighle clients, collectively undo Omni risk twoMa atairdok flare., erO$ .0,40iXlooney the prolktion is $500 mdbon as of Decenter to, 2016 • Conniw6w. Seeks to marten 'newt princpal, with at YØ (A pos./stn.', Cal a mite as con as you can, if you 'hit your low nik and volalarly to the account overall, ~at if statement a ratite is wrong or 4 you need more Subled to the policy catkin and melarens, cash at the Fern is hither protected for up to Il 9 million in One that means the mount don not general* significant Sam-Mon above a transfer on the statenare or receipt the Firm or Cod ewer (as speakable) mum aggregatefor alyotr zooram herd ri a partKula SDNY_GM_00024998 CONFIDENTIAL EFTA 001;5618 EFTA01277011  informatimi about your statement (Continued) Important Your assets - For certain skunks racks; in non-ccolcemng • Est. (estimated) income. current yields and rates — We grime <Ctliper6b1C41 heel WS BM. USA, CBS Your Itaterreni Monies recueibes and other ands held denomnatonk price ard wryly (lace oath may An est mak of imial more is bated on anent AG Surrlond Branch and nonaffiliated bads n the account al the end of the Slaternent period YOU have been adjusted to facilitate proper valuthth chide. and Menem rates, assuning the triunes will Moods our cash sweep laWaTh This may ask for delivery of folk Paid securities al ant tire. To obtain anent guotthons. when avail:15k, contact be held for one yea- from statement date or wail compensation may be per account fee or You man remise mule's used as loan collateral alter yes &uncut Ai:loser. mataity. The estimate is calf a guideline, accuracy may be a percentage of aimage dab deposit ming any balance do on them. Any securities and cortriued norm are not guaranteed bermes transterred to the Fm, ding the surimme pored are • Private investmante and structured products. — Estimated arrhul mom and curetl yield for laid at market value as of the end of the stamen Private nwstmene warms (ix Ising them titan types of securities could include a met an of Activity period PankiPal Ca program and real estate inmenent trust princPal or capital gait in which case the est Information regasing commissions and other cargos • Bost basis. In deteannirg the cost base of the seriaises) and strut tired prodths are generally highly income (rd current yielo) would be overstated. incurred n CCereCttOn well the exisoson of trades, seamen included n this statement where indicated third Cerian 'buttered modris ham not teen — Estimated annual mom and orient yield and the incluangopticn tram-actions has been minded on will the number 'I,' URSFiurcial Services Ms relied registered with the Somities and &charge xeual income and yield mile be lower or thither carotin...ions previously furnished to you, ed wit be on information obtained from sources other than UBS Commission or side, any state Securities laws. We than the eshinged snorts Provided to you promptly on regime Snancial Sersices. kluding inIcernaticn horn nabs,. pow& evirnated values for ',note swesirram — An estimate of atnualizod income (denderd race Inm or that you man has:wooded. your Snacks& wakes rod structured products for Mormal mud interest) dirded by the current market Short sidling Amato the Sim does nal indepeklently way o Ferrous only Acoracy 6 not guaranteed elatef average balance a based on the last divdend II you are engaged n shot "Ong a unsay, you man guarantee the korai or vatcleyorary information - Thew values may differ a/wantfay icon peon, it or fluent plyiVent made by the issuer and incur a charge doe to retain Ixeroving costs for the provided by sources other than U3S Financial Secede any. at which a private .ristnie A security or mums toe seorneideposts will be hell for the pan Oita-security. addition, although LBSFnincial Semmes generalbi structured praise may be boodm or sold and do year from the statement date curia maturity. updates the rdomatith as it is received, the f Pm rot rhwessiikr represent the yam you may rectae Accuracy and continued mkt re not guaranteed Orin orders dos not monde any assurances Mr the infomarion goon liepidaten. Regaidng open co tgoosaitcancellee orders that valet "Cott base ind "Urvealced ged loss" is - Tied pry Monies of value re at ascertain • AMU not held by WS Financial Services, Caters were riot arieuted by the stamen date, open buy and karate as or the date of this statement. As such. date and are supplied to UBS SnareSikes:ices on a itself are not held by the lion and not width the sel stop orders re reduced by the mom of divdervh please do not rely on this nlaroution to crake regular base by an independent valurion lima Fin's possession or control. These assets are Or nyhtS on an roodoklerds or evirsthis date unless prchase or sale decisions, for to pa-