EFTA01373824.pdf

Lapidus, Lilia Judith — Salesforce - Unlimited Edition Page 5 of 12 Customer Team Dearla Oliveira Mauricio Pretelt Team Role Investment Officer Team Role Secondary Client Manager Cases Case Record Type KYC -Onshore Type Case Subject KYC Annual Call Note Contact Name Lilia Judith Lapidus Date Opened 3/1/2018 Status 6. Approved Owner Approved KYC Description Case Record Type KYC -Onshore Type Case Subject KYC Annual Call Note Contact Name Lilia Judith Lapidus Date Opened 5/8/2017 Status 6. Approved Owner Approved KYC Description 1 . ase 1.ecord 1 ype Administrative Change Type Case Subject Contact Name Lilia Judith Lapidus Date Opened 7/18/2016 Status Completed Owner Administrative Requests Please recode to Mauricio Pretett, as current PO has left the Bank. This Relationship is within Description Mauricio's Target Region. Case Record Type Administrative Change Type Case Subject Contact Name Lilia Judith Lapidus Date Opened 2/17/2015 Status Completed Owner Administrative Requests Description Please recode to Jaime Badia, as current PO has left the Bank. Case Record Type KYC -Onshore Type Case Subject KYC Annual Call Note https://dbforcepb.my.salesforce.com/0016000000wduzR/p?retURL400 I 6000000wduzR?s... 4/10/2018 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0068206 CONFIDENTIAL SDNY_GM_00214390 EFTA01373824