EFTA01373823.pdf

Lapidus, Lilia Judith — Salesforce - Unlimited Edition Page 2 of 12 Request Primary Officer Change Request New Relationship Export Documents Generate Key Relationship Report Launch NAO Wizard View Documents From Launch ALAT Process Repository View NAO Cases View Loan Covenant Details Launch Due Diligence • Classification Potential Unconfirmed New Investor Revenue Status Client Investor http://pwm.intranet.db.cominew/filehandier. php? Satisfaction Status getrilerusidocs/investorStatusAddendum 10_24_07.pdf Definitions Industry • DB Is TrusteerCo- Trustee Revenue D (< $25K) * DB Tier Employee? Forbes Reg 0? Ranking • DB managed PIC • Bearer Shares? Segment • Financial Profile (KYC Information) • Net Worth $2 MM - 5 MM Investment (Individual) Objective Investable Assets $1 MM - 2 MM Risk Tolerance 'Estimated Annual $150,000 Sophistication Income (Individual) 'Estimated Annual Source Of Income Gross Income (Entity) •Estimated Annual • Source of Wealth Salary / Earnings; Investment; Net Profit (Entity) (Individual) Inheritance / Gifts • Description of Ms. Berta Ruth Bronstein de Lapidus WeatthlEntity is the widow of Mr. Enrique Lapidus. Assets Their two daughters are Lilia Judith and Analia Lapidus. Mr. Lapidus was a client in DB Suisse until he passed away last year. His wife and daughters are receiving the proceeds of his account, around 1.5 MM USD in the account in NY. Mr Enrique Lapidus founded Cosilap S.A, an Argentine construction company 30 years ago. They developed several residencial https://dbforcepb.my.salesforce.com/0016000000wduzR/p?retURL400 I 6000000wduzR?s... 4/10/2018 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0068203 CONFIDENTIAL SDNY_GM_00214387 EFTA01373823