EFTA01521025.pdf

GHISLAINE MAXWELL For the Period 1/1/12 to 1/31/12 INFLOWS & OUTFLOWS Type Quantity Per Unit PRINCIPAL INCOME Settle Date Selection Method Description Cod Amount Amount Amount 1/26 Misc Receipt TRANSFER FROM SANFORD BERNSTEIN 131.20 1/26 Mitre Receipt TRANSFER FROM SANFORD BERNSTEIN 3,601,249.61 1/27 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL (2,400.000) 30816 HKD EXCHANGE RATE 7.768100000 DEAL 01/24/12 (33123) VALUE 01/27/12 (ID: OHKDPRAA-4) 1/30 Interest Income CITIGROUP CAPITAL XIII 7 7/8% PFD @ 0.492188 10,000.000 0.492 4,921.88 PER SHARE (ID: 173080-20-1) 1/31 Misc Receipt TRANSFER FROM SANFORD BERNSTEIN 49.36 1/31 Misc Receipt TRANSFER FROM SANFORD BERNSTEIN 42.50 Total Inflows & Outflows $3,683,207.17 TRADE ACTIVITY Note: L indicates Long Term Realized Gain/Loss S indicates Short Term Realized GaintosS Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 1/4 Sale CHEVRON CORP 0 109.5908 12.712.51 BROKERAGE (116.000) 109.528 12,705.30 (11,819.95) 885.35 S 1/9 High Cost 6.98 TAX 8/OR SEC .25 J.P. MORGAN SECURITIES LLC (ID: 16676410-0) 1/4 Sale TIME WARNER INC NEW 0) 36.08 10.463.20 BROKERAGE (290.000) 36.019 10,445.59 (10.196.64) 248.95 S 1/9 High Cost 17.40 TAX 8JOR SEC .21 J.P. MORGAN SECURITIES LLC (ID: 887317-30-3) 1/4 Sale WELLS FARGO & CO 0 28.25 13,503.50 BROKERAGE (478.000) 28.189 13,474.56 (13,224.13) 250.43 S 1/9 High Cost 28.68 TAX 8JOR SEC .28 J.P. MORGAN SECURITIES LLC (ID: 949746-104) JP Morgan Page 23 of 50 Confidential Treatment Requested by JPMorgan JPM-SDNY-00048378 Chase CONFIDENTIAL SDNY_GM_00317576 EFTA01521025