EFTA01372052.pdf

Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 December 1, 2018 - December 31,2018 SOUTHERN FINANCIAL LLC Portfolio Holdings (continued) U.S. DO LLA RS (continued) Unrealized &rim/ ed Estimated Date Acquired Quantity Unit Cam Coat Buie Market Price Market vlue Win Loa Annual Income Yield EQUITIES (continued) Common Stocks (continued) APPLE INC COM Security Identifier: AAPt Dividend Option: Cash CUSP:037833130 12107/17 214,000.000 189.8140 36,340,223.40 157.7400 33,756,360.08 -2.583,863.32 624,880.00 1.85% 06/20118 50,000.000 188.7940 9,339,697.00 157.7400 7,886,999.80 1,452,697.20 146,000.00 1.85% 10/15118 40,000.000 219.0180 8,760,702.00 157.7400 8,309,600.12 4,451,101.88 116,800.00 1.85% Total Covered 304,000.000 54,440,622.40 47,952,960.00 -8A87,862.40 887,680.00 Total 304,000.000 554,440,622.40 547,952,960.00 46,487,662.40 $887,680.00 SIOGBIWEC INC COM Security Identifier BNB Dividend Oplion: Cash CUSP: 09062%133 02/14/12 ' ' 2,095.000 110.2720 231,019 65 300.9200 630 427 40 399.407 75 CalTENECORP DEL COM Security Identifier:CNC Dividend Option: Cash CUSIP: 61358111 09108/14 15,550.000 63.6450 989,679.75 115.3000 1 792.915 00 803.235 25 KARYOPHARM THERAPEUTICS INC COM Security Identifier: KPTI Dividend Oplion: Cash CUSP. 48576U95 07112/18 25,000.000 18.6840 467,108.00 9.3700 234 250 00 -232,856.00 Total Common Stocks $62,968,800.98 $59,255,745.18 43,712,855.80 $1,395 573 01 Preferred Stocks (listed by expiration date) GMAC CAP TR 1 GTO TR PFD SECSSER2 CPR- Snarly Identifier. ALLY PRA 8.125% FRED ORTLY ATY•02/15/2040 CALL CUSP:38180208 ANYTIME ©25 W/30 DAYS BEGINS 02/5!5 Dividend Option: Cash 02122112 80.000.000 23.5350 1,882,773.60 25.3500 2,028,000.00 145,226 40 163,568 48 8.06% To:al Preferred Stocks $1,882,773.80 $2,028,000.00 $145,226.40 $163,568.48 TOTAL EQUITIES $64,851,374.58 561.283.745.18 43,567,629.40 $1,559,141.49 Unrealized Accrued Edimated GA Bala Market Value Gain Loss Interest Annul Income TOTAL U.S. DOLLARS 596,699,411 89 $91,481,243.09 45,218,168 80 $428,061.41 $3,202,482.83 Page 7 of Account Number: NIG-023804 Rated Ewefiere MISR Meech Pin UM. • wholly sword Etch:Flom Go paperless abut t.Ptivtor 4 Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 FRULIDICE subsidurey of The Bakal Ni. Yore Mellon Comeration (BNY MAW PCISrat LLC. motto( AURA. NYSE SIPC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065651 CONFIDENTIAL SDNY_GM_00211835 EFTA01372052