EFTA01372051.pdf

0 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 December 1, 2018 - December 31,2018 SOUTHERN FINANCIAL LLC Portfolio Holdings (continued) U.S. DOLLA RS (continued) Adjusted Unrealized Awned Estimated Estimated Date Acquired Quantity Unit Cosi Cost Baas Market Price Market Value Gainless Interest Annual Income Yield FIXED INCOME (continued) Corporate Bonds (continued) ASSURANT INC FXD TO FLTG SUB NT Security Identdier 04621MK4 7000%03/271488/E OTD 03127/13 CALLABLE 03/27/28 Ej 110 000M oody Rating BA1 03129118 2,000,000 .000 101.9840 2,039.689 71 95.0000 1.900 000 00 139.689.71 36,555 56 140,000 00 7.36% Original Cost Basis: $2.040.006.00 FM ORGAN CHASE 8 CO DEPSHSREPSTG Security Identifier: 46625101A1 1113TH PFD SER 1FIXED TO FLTG RT BD 5.990% 04/23158 B1EDTD04/23J08Moody Rating BAA3S8 P Rating BBB• 06115111'.3.12 1,100,000.000 107.2550 1,179,799.94 98.6250 1.084 875.02 -94.924 92 11 348.44 65,894 18 6.07% Original Cost Basis. 31,192.500.00 06115/11 "al? 2,500,000 000 106 7730 2,669,316 47 98.6250 2.465.624 98 •203.69I.49 25.791 92 149,759 50 6.07% Original Cost Basis: 52.675.00010 Total Noncovered 3,600 000 000 3,849,116.41 3,550,500 00 •298,616.41 37,140.36 215.653.68 Total 3,600.000 000 $3,849,116.41 53,550.500 00 -5298.616.41 537,140.36 $215,653 68 SOUTHERN CALIF EDISON CO PREF SER E Securely Identifier. 842400FU2 6250% 0111162 81E DTD 011112 CALLABLE 02/0122@ 0.000M oody Rating BAA1S P Rating BBB• 01130/12 .-112 3.000.000 000 99.9060 2.997.192 40 95.2500 2.857.500 00 -139.692.40 78.125.00 187,500.00 6.56% Original Cost Basis: 52,992,564.97 GENERAL ELEC CO GTO FXD-TO.FLTG RT Security Identifier- 369604BM 4 NON•CUM ULATIVE PERPETUAL PREFERRED 4.000% 12/03/65 REG DTD 2103t6Moody Rating A3 S 8 P Rating BBB- 12103115 ' 2,469.000 000 88 0930 2,175,016.17 63.9000 1.577.691 00 597,325.17 4,389.33 98,760.00 6.25% Original Cost Basis: $2.175.0.6.17 Page 5 of 'U Account Number: Rated bade.* Cloaric llwe.d. Pit~ LIC,• wholly awned s:ceiresx:m Go paperless Every Yea Since 2007 MBAR WED COMMIMICATIONT subtielin el The Boded New York Mellon Corporation (WY Melon) MX MOO bbliivtom EXCELLENCE Persterst LLC. inesnber RNRA NYS. SW: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065649 CONFIDENTIAL SDNY_GM_00211833 EFTA01372051