EFTA01518425.pdf

GHISLAINE MAXWELL -OAP HID ACCT. For the Period 4/1/13 to 4/30/13 TRADE ACTIVITY Note: S indicates Short Term Realized Gainkoss Trade Date Type Per Unit Realized Sett* Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 4/3 Sale PETROCHINA CO LTD ADR G129.6562 4,537.97 (35.000) 129.613 4,536.46 (4.536.46) 4/8 High Cost BROKERAGE 1.40 TAX 8JOR SEC .11 ESI SECURITIES COMPANY WASH SALE ADJUSTMENT 04/25/13 (ID: 71646E-10-0) 4/4 Sale PETROCHINA CO LTD ADR at 129.576 2,591.52 (20.000) 129.533 2,590.66 (2,590.66) 4/9 High Cost BROKERAGE 0.80 TAX &OR SEC .06 ESI SECURITIES COMPANY WASH SALE ADJUSTMENT 04/25/13 (ID: 71646E-10-0) 4/4 Sale STATOIL ASA SPONS ADR . 24.0634 4,937.10 (205.000) 24.043 4,928.78 (4,928.78) 4/9 High Cost BROKERAGE 8.20 TAX 8/OR SEC .12 ESI SECURITIES COMPANY WASH SALE ADJUSTMENT 04)25/13 (ID: 85771P-10-2) 4/5 Sale STATOIL ASA SPONS ADR . 24.0632 3,248.53 (135.000) 24.023 3,243.05 (3,243.05) 4/10 High Cost BROKERAGE 5.40 TAX 8/OR SEC .08 ESI SECURITIES COMPANY WASH SALE ADJUSTMENT 04/25/13 (ID: 85771P-10-2) Total Settled Sales/Maturities/Redemptions $16,298.96 ($16,298.96) $0.00 Trade Date Per Unit Settle Date Type Description Quantity Amount Market Cost Settled Securities Purchased 4/3 Purchase KIRIN HOLDINGS COMPANY LTD SPONS ADR (j) 16.1472 1,250.000 16.177 (20,221.50) *8 20,184.00 BROKERAGE 37.50 ESI SECURITIES COMPANY (ID: 497350-304) J.P.Morgan Account Page 13 of 18 Consolidated Statement Page 53 Confidential Treatment Requested by JPMorgan JPM-SDNY-00045652 Chase CONFIDENTIAL SDNY_GM_00314850 EFTA01518425