EFTA01518426.pdf

GHISLAINE MAXWELL -OAP HID ACCT. For the Period 4/1/13 to ♦/31/13 Trade Date Per Unit Sett 'e Date Type Description Quantity Amount Market Cost Settled Securities Purchased 4/22 Purchase ABB LTD SPONS ADR fa 21.171 13,761.15 BROKERAGE 650.000 21.211 (13,787.15) 4/25 26.00 ESI SECURITIES COMPANY (ID: 000375-20-4) 4/22 Purchase ASTRAZENECA PLC SPONS ADR Q 51.2958 4,360.13 85.000 51.336 (4,363.53) 4/25 BROKERAGE 3.40 ESI SECURITIES COMPANY (ID: 046353-10-8) 4/22 Purchase SAE SYSTEMS PLC SPONS ADR fa 22.9474 11,244.23 490.000 22.987 (11,263.83) 4/25 BROKERAGE 19.60 ESI SECURITIES COMPANY (ID: 05523R-10-7) 4/22 Purchase BAYER A G SPONS ADR fa 101.72 9,663.40 BROKERAGE 95.000 101.76 (9,667.20) 4/25 3.80 ESI SECURITIES COMPANY (ID: 07273D-30-2) 4/22 Purchase BHP LTD SPONS ADR fa 63.825 1,914.75 BROKERAGE 30.000 63.865 (1,915.95) 4/25 1.20 ESI SECURITIES COMPANY (ID: 088606-10-8) 4172 Purchase BOC HONG KONG HOLDINGS LTD SPONS ADR @ 66.3638 220.000 66.404 (14,608.84) 4/25 14,600.04 BROKERAGE 980 ESI SECURITIES COMPANY (ID: 096813-20-9) 4/22 Purchase BRITISH AMERICAN TOBACCO PLC SPONS ADR 0 150.000 107.325 (19098.78) 4/25 107.2852 16,092.78 BROKERAGE 6.00 ESI SECURITIES COMPANY (ID: 110448-10-7) 4/22 Purchase DEUTSCHE POST AG SPONS ADR fa 22.5416 16,229.95 720.000 22.582 (16258.75) 4/25 BROKERAGE 28.80 ESI SECURITIES COMPANY (ID: 25157Y-20-2) 4/22 Purchase GDF SUEZ SPONS ADR fa 20.8377 7,918.33 BROKERAGE 380.000 20.919 (7,949.37) 4/25 15.20 TM 8/OR SEC 15.84 ESI SECURITIES COMPANY (ID: 36160B-10-5) 4/22 Purchase GLAXOSMITHKLINE PLC SPONS ADR @ 50.5905 245.000 50.63 (12,404.47) 4/25 12,394.67 BROKERAGE 980 ESI SECURITIES COMPANY (ID: 37733W-10-5) JP Morgan Account Page 14 of 18 Consolidated Statement Page 54 Confidential Treatment Requested by JPMorgan JPM-SDNY-00045653 Chase CONFIDENTIAL SDNY_GM_00314851 EFTA01518426