EFTA01518427.pdf

GHISLAINE MAXWELL - OAP MD ACCT. For the Period 4/1/13 to ♦/31/13 Trade Date Per Unit Sett 'e Date Type Description Quantity Amount Market Cost Settled Securities Purchased 4/22 Purchase HSBC HOLDINGS PLC SPONS ADR O 52.0603 2239453 430.000 52.12 (22,411.73) 4/25 BROKERAGE 17.20 ESI SECURITIES COMPANY (ID: 404280-40-6) 4/22 Purchase ISRAEL CHEMICALS LTD ADR 42? 12.2857 18,858.55 1.535.000 12.316 (18,904.60) 4125 BROKERAGE 46.05 ESI SECURITIES COMPANY (ID: 465036-20-0) 4122 Purchase KIRIN HOLDINGS COMPANY LTD SPONS ADR (a 16.29 600.000 16.32 (9,792.00) 4/25 9,774.00 BROKERAGE 18.00 ESI SECURITIES COMPANY (ID: 497350-30-8) 4/22 Purchase MTN GROUP LTD SPONS ADR @ 17.36 10,242.40 590.000 17.39 (10,260.10) 4125 BROKERAGE 17.70 ESI SECURITIES COMPANY (ID: 62474M-10-8) 4/22 Purchase MUENCHENER RUECKVERSICHERUNGS - GESELLSCHAFT 850.000 19.544 (12,703.73) 4125 ADR @ 19.5142 12.684.23 BROKERAGE 19.50 ESI SECURITIES COMPANY (ID: 626188-10-6) 4/22 Purchase NESTLE S A SPONS ADR REPSTG REG SH @ 69.878 290.000 69.918 (20,278.22) 4/25 20,264.62 BROKERAGE 11.80 ESI SECURITIES COMPANY (ID: 641069-40-6) 4/22 Purchase NOVARTIS A G ADR @ 72.4726 17,39142 BROKERAGE 240.000 72.513 (17,403.02) 4/25 9.60 ESI SECURITIES COMPANY (ID: 66967V-10-9) 4122 Purchase LUKOIL OAO SPONS ADR @ 58.6381 25,507.57 435.000 58.678 (25,524.97) 4/25 BROKERAGE 17.40 ESI SECURITIES COMPANY (ID: 677882-10-4) 4122 Purchase TELEKOMUNIKASI IND SPONS ADR @ 48.82 976.40 20.000 48.86 (977.20) 4/25 BROKERAGE 0.80 ESI SECURITIES COMPANY (ID: 715884-10-8) 4122 Purchase PETROCHINA CO LTD ADR (a 122.7321 15.95517 130.000 122.772 (15,960.37) 4/25 BROKERAGE 5.20 ESI SECURITIES COMPANY (ID: 71646E-10-0) JP Morgan Account Page 15 of 18 Consolidated Statement Page 55 Confidential Treatment Requested by JPMorgan JPM-SDNY-00045654 Chase CONFIDENTIAL SDNY_GM_00314852 EFTA01518427