EFTA00168742.pdf

KYC Print Page I of 26 DB PWM GLOBAL KYC/NCA: PART A rA KYC Case * : 01133377 Status : 6. Approved One sheet must be established per relationship - list all accounts Included in the relationshi 1. Relationship Details Relationship Name: EPSTEIN, JEFFREY RELATIONSHIP. Booking Center. New Yost Relationship Manager: Paul Morris 2 New PWM Relationship O Existing PWN Relationship Relationship to PWM: If masung, please indicate since when the relationship toys, provide reason for new profile and attach old profile: 4 Dent Referral O RH Prospect O IntermedlayifIM • Other Source (C1B, etc.) How Was the Chent(s) Introduced? How long has the Please provide details (e.g. name of referral sane, how many yews RM personally ha known client, etc.): Darren Indyke Is UN personaly known the the in-house lawyer for Jeffrey Epstein, who Is a current c=ent of the bank. Darren has worked edenswely with Paul here at CO client? while we've opened accotat for Jeffrey Easter and he was a prevous client of Paurs ‘‘nen he was at JPPlorgan. He met Paul at 3PM through Jeffrey Epstein Does Deutsche Bank pay a O Yes 12 No retrocession or similar compensation to a third party for the introduction of this (If Yes, desarbe) relationship? Lst all existing and new accounts Involved in this relationship Legal Entity Account Name / Number Opening Date (Witendedfactua0 Account(s) I w ,4 The 2007 Jeffrey E. Epstein Insurance Trust a3 10/16/2013 2 HBRK Associates, Inc 10/16/2013 Fit 3 2 HBRK Associates, Inc — Money market 10/16/2013 4 71 Darren K. Indylce FtLC 10/16/2013 2 Darren K. Indyke FtLC — Money Market 10/16/2013 6 2 Darren K. Indyke FtLC-Attorney Trust Account 10/16/2013 7 2 Darren K. Indyke FtLC-Attorney Trust Account — Money Market 10/16/2013 8 e New York Strategy Group, LLC 10/16/2013 9 2 New York Strategy Group, LLC — Money Market 10/16/ 013 Who Is the primary contact person for the RN? (Note: This Preferred method deselect person needs to have Darren Indyke (Indicate phone no., fax no., signatory rights and/or e-mail acetate, etc): Information right for the acourils.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(0) DB-SDNY-0000122 https://dbforcepb.my.salesforce.com/servletiservlet.Integration?lid=0 I N30000000D9Di&e... 11MP/2814°85 EFIA_00018995 EFTA00168742  Kl"C Print Page 2 of 26 One sheet must be established for each account to be opened 2. Account Ownership Summary Account Name: The 2007 Jeffrey E. Epstein Insurance Trust X3 Acct. Number Ofavaiebel Account Manager. Pate Morns What Is the purpose of the account (e.g. pordolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account to hold funds for this trust Indicate from where the assets are effected to arrive? O DB Group: Same Booking Center (indicate account number): • DB Group: Other Booking Center (indicate DC locaton aid account details): RI Other Institution (Indicate name & location): JPMorgan. New York, NY O Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular Inflows and outflows for the account (indicate estimated number and volume a month)?: Roughly 10 inflows and outflows per month ranging from $1,000 to $10,000 What is the expected volume of assets and currency fa the account approx. 90 days after 100300 1Currency 1 USD opening? What is the expected volume of assets and currency for the account approx. one year after 1 150000 Currency opening? I I USD Does/will the client have Assets Under Management (AuM) within DEt under Eur. 3M? O Yon 0 No Please list all parties related to the account. For each party: • Check if a source of wean descripaon is required for the party. • Check the appropriate box to descrte the relationship of the party to this account (> I can be selected). • f none of the check boxes apply, descnbe the party's relation to the account In the 'Other column. • Always describe the relationship between the pestles in the last column. • Pease drill down to the ultimate/Le-deriving Beneficial Owner(s). Legal Discripoon AccounbPIC Settke of Jibmate Signator&meee Financial ignificant _egal Grantor/SettlorFouridingbther Entrtyof Source Holder 0wnefTrst/ Beneficelor Full 'OA Intermedars hareholderRonsentative Donor ;please of Wealth Powder of Tourer POA (FIN) >=25%) iincrke requred Foundation -PIC 3ther roles tity std/or Parties indicate ndlcate *elated to ership relationship this ) )etween aCCOLMIt 'arms) The 2007 Jeffrey E. 1 (2) Ei Epstein gi O O O O • lo O O O Insurance Trust #3 2 nn Jeffrey Epstein ❑ O O g O O O O • • D Grantor; 3 0 El Darren D D O O 2 O O • • • Trustee:; Indyke D D Richard O ❑ O O • 4 Cahn O 121 O O O O Trustee:; CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(a) DB-SONY-0000123 UM92814086 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0IN30000000D9Di&e... EFFA_00018996 EFTA00168743  KYC Print Page 3 of 26 2. Account Ownership Summary Account Name: The 2007 Jeffrey E. Epstein Insurance Trust X3 -- Money Market Act Number ("evadable. Account Manager. Paul Morris What is the pirpose of the account (e.g. portfolio management, advisory account, custody senAces, long-term investment, payment/expense account)? Money market account to hold funds for the insLrance trust Indicate from where the assets are emected to amve? O DB Group: Same Booking Center (indicate account number): • DB Group: Other Booking Center (indicate DB location and account details): 2 Other Institution (Indicate name & location): JPMorgan. New York, NY O Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular Inflows and outflows for the account (indicate estimated minter and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1,000 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after' 200000 I Currency I USD opening? What is the expected volume of assets and currency for the account approx. one year 250,000 I Currency I USD after opening? Does/will the client have Assets Under Management (AuM) within DB under Eur. 3M? Dyes El NO Please list all parties related to the account. For each party: • Chedc if a source of wealth description Is required for the patty. • Chedc the appropriate box to descrte the relationship of the patty to the account (> 1 can be selected). • If none of the check boxes apply, describe the patty's relation to the account In the 'Other column. • Always describe the relationship between the pasties in the last column. • Please drill down to the ultimate,isterlyeg Beneficial Owner(s). Legal Description AccounUPIC Senior of Jemate Signatory Limseci Financial Significant egal Grantor/Settlorfounding• the Lnytrof Source Holder Ownefrust / Beneficialior Full POA IntermediayShareholderRimmsentative Donor (please of Wealth Founder of Owner POA (Flm) (>=25%) 1escrte requeed Foundation Nan-PIC Other roles tity and/or Parties (l ls:I:ate ndicate related to ownership relationship this %) between account Jarties) The 2007 Jeffrey E. 1 I2 E) Epstein gl O O O O O O O O O Insurance trust #3 2 O El EpsteJeffreyn O O 2 O O O O O O O grantor; Darren O O O • 3 O O Indyke O O • O • O Trustee:; Rchard O O O 4 El Cahn O 0 O O O O O Trustee:; O CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(a) DB-SONY-0000124 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 I N30000000D9Di&e... U§192824°87 EFIA_00018997 EFTA00168744  KYC Print Page 4 of 26 2. Account Ownership Summary Account Name: HEAR Associates, Inc Acct. Number (ifavaitabiek Account Manager. Paul Moms What is the ptspose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account to hold funds for daily a for the company. Indicate from vita the assets are expected to amve? O DB Group: Same Booking Center (indicate account number): • DB Group: Other Booking Center (indicate DB location and account details): 74 Other Institution (Indicate name & location): JPMorgan. New York, NY O Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular Inflows and outflows for the account (indicate estimated lumber and volume per month)?: Roughly 10 inflows and outflows per month ranging from $1,030 to $10,000 150000 I Currency What is the expected volume of assets and currency for the account approx. 90 days after opening? I USD 150000 Currency What is the expected volume of assets and currency for the account approx. one year after opening? I l a' Does/will the client have Assets Under Management (AuM) within DB under Eur. 3M? 0 Yes 2 No Please list all parties related to the account. For each party: • Check if a source of wealth description s required for the party. • Check the appropriate box to descrte the relationship of the party to the accowit (> 1 can be selected). • If none of the check boxes apply, describe the patty's relation to the account In the 'Other' column. • Always desate the relationship between the parties in the last column. • Please drill down to the ultimate/ix-4Omq Beneficial Owner(s). Legal Description Account, IC Settlor of JIbrrete SignatorNimeed Anandal Significant Legal GrantorfSettlorfounding3ther Lnutrof Source Holder Ownearust / Beneficiaor FiA t•CiA IntermediarySharetioker Representative Donor ;please of Wealth Founder of Owner POA (FIM) (>=25%) describe requted Foundatko 'Ion-PIC other roles entity and/or Parties (Indicate nocate related to ownership relationship iliS %) ertl.4.44n aCCOLOIt Heal( 1 2 El Associates, 2 O O O O O O O O O Inc Ca 2 O 2 Rai:hard hn O O O 121 2 O O O O O O 3 O (0 Bell ❑ O O 0 O O O O O O CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000125 UM92814088 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0I N30000000D9Di&e... EFIA_00018998 EFTA00168745  KYC Print Page 5 of 26 2. Account Ownership Summary Account Name: HUM( Associates, Inc -- Money market Acct. Number (ifavaitabie): Account Manager. Pad Morris What is the pirpose of the account (e.g. portfolio management, advisory acorn, custody seMces, long-term investment, payment/expense account)? MOney market account to hold funds for the company and earn interest Indicate from where the assets are expected to aMve? O DB Group: Same Bodang Center (ndicate account number): • DB Group: Other Booking Center (indicate DB location and account details): IZ Other Insbtution (Indicate name & location): JPMorgan. new York, NY O Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular Inflows and outflows for the account (inircate estimated ranter and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1,000 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after 1 100000 I Currency I USD opening? What is the expected volume of assets and currency for the account approx. one year after 1 150000 opening? I CbrrencY I USD Does/will the client have Assets Under Management (AuM) within DB under Bur. 3M? afizs El No Please list all parties related to the account. For each patty: • Chedc if a source of wealth description s required for the patty. • Chedc the appropriate box to describe the relationship of the patty to the account (> 1 can be selected). • If none of the check boxes apply, describe the patty's relation to the account in the 'Other column. • Always describe the relationship between the pasties in the last column. • Please drill down to the ultimate/underlying Beneflcial Owner(s). Legal Description AccountPIC Settlor of Jltimate Signatorydmeed Fnandal Significant Legal Grantor/Settlorfounding3ther Lnutrof Source Holder Ownearust / Benet-crater FLA DOA IntermediaySharehoker Representative Donor ;please of Wealth Founder of Owner POA (FIN) (>=25%) iescribe requted Foundation Von-PIC other roles entity and/or Parties (Indicate nocate related to ownership relationship iliS %) account (names) Heal( I 2 El Associates. 2 O O O O O O O O O Inc Ca 2 O El Rai:hard hn O O O 121 El O O O O O 3 O (0 Bell Blieller O O O 0 2I O O O O O CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000126 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... /I/192824°89 EFFA_00018999 EFTA00168746  KYC Print Page 6 of 26 2. Account Ownership Summary Account Name: Darren K. Indyke PLLC Acct. Number (ifavailable) Account Manager. Paul Morris What is the propose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Checking account for the daty use of the this law firm Indicate from where the assets are expected to arrive? O DB Group: Same Bookilg Center (indicate account number): • DB Group: Other Booking Center (indicate DB location arid account details): Other Insolation (Indicate name & location): JPMorgan. New York, NY O Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular Inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging from $1,030 to $10,000 150000 I Currency I USD What is the expected volume of assets and currency for the account approx. 90 days after opening? I Currency I USD What is the expected volume of assets and currency for the account approx. one year after opening? I 75°°° Does/will the client have Assets Under Management (AuM) within DB under Cur. 3M? 0 Yes 2 No Please list all parties related to the account. For each party: • Check if a source of wealth description Is required for the party. • Check the appropriate box to desorte the relationship of the patty to the accoirit (> 1 can be selected). • If none of the check boxes apply, describe the patty's relation to the accorxit In the 'Other column. • Always desate the relationship between the parties in the last column. • Please drill down to the ultimateirriderlymg Beneficial Owner(s). Legal Discripttin AccounUPIC Settler of Jibmate Signatory Limited Financial Significant .egal Granta/Settlorfounding a the intrtrof Source Holder Ownerrust/ Beneficial's' Full POA IntermedioyShareholderetexesentative Donor (please of Wealth Founder of Owner POA (Flm) (>=25%) 1esorte requted Foundation Non-PIC Dther roles and/or Parties (Indicate Y ndicate related to ownership relationship this %) Sehyeen account ,times) 1 O 0 lndDarren O O O 2 O O O O a yke Darren K. 2 2 0 Indyke El O O • O N N O O O PLLC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000127 https://dbforcepb.my.salesforce.com/servlet/serviet.Integration?lid=0IN30000000D9Di&e... /I/192814°9° EFIA_00019000 EFTA00168747  KYC Print Page 7 of 26 2. Account Ownership Summary Account Name: Cowen K. Indyke PLLC -- Money Market Acct. Number (loveable): Account Manager. Paul Morris What is the pLrpose of the account (e.g. portfolio management, advisory accent, custody seMces, long-term invesonent, paymentfemense account)? Money market account for the company to hold funds and earn interest Indicate from where the assets are expected to arrive? O DB Group: Same Booking Center (indicate account number): O DB Group: Other Booking Center (indicate DB locaton and account details): El Other !nu:coition (Indicate name & location): JPMorgan. New York, NY O Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular Inflows and outflows for the account (indicate estimated rornber and volume per month)?: Roughly 1-3 inflows and outflows per monthr anging from $1,030 to $10,000 What is the expected volume of assets and currency fce the account approx. 90 days after 1 100000 I Currency I LISO opening? What is the expected volume of assets and currency fce the account approx. one year after opening? 125000 I Currency NW Does/will the client have Assets Under Management (AuM) within DBunder air. 3M? Yes 5 No U Please list all parties related to the account. For each party: • Check if a source of wealth desolation is required for the party. • Check the appropriate box to decree the relationship of the patty to the accent (> 1 can be selected). • If none of the check boxes apply, describe the patty's relation to the accent In the 'Other' column. • Always desate the relationship between the parties in the last column. • Please drill down to the ultimate/ix-40ring Beneficial Owner(s). Legal Discription AccounflPIC Settlor of Jibmate Signatory Limited Financial Significant .agal Granta/Settlorfoundin the Lnotrof Source Holder Onneffrust/ BenefKialor Ful POA IntermediayShareholderctexesentative Donor please of Wealth Founder of Owner POA (FIFO (>=25%) requeed Foundation Non-PIC then roles envy nd/or Parties (Indicate ndicate related to ownership elationsto this %) account ) 1 El 0 IndDarren O O O 2 O O O O a yke Darren K. 2 2 0 Indyke El O O • O N N O O O PLLC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000128 https://dbforcepb.my.salesforce.com/servlet/serviet.Integration?lid=0IN30000000D9Di&e... UM92814°91 EFIA_00019001 EFTA00168748  KYC Print Page 8 of 26 2. Account Ownership Summary Account Name: Darren K. Indyke PLC-Attorney Trust Account Acct. Number (ffavarOble). Account Manager. Paul Mons What is the pLrpose of the account (e.g. portfolio management, advisory account, custody services, long-tam investment, payment/expense account)? Checking account for clients escrow. Funds are placed here to earn interest Indicate from where the assets are expected to arrive? O DB Group: Same Booking Center (ndicate account number): O DB Group: Other Booking Center OrKlicate DB location and account details): 2 Other Instartion (Indicate name & location): JPMorgan. New York, NY O Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular Inflows and outflows for the account (Indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging trap $1,030 to $10,000 What is the expected volume of assets and currency for the account approx. 90 days after 50300 I Currency I USD opening? What is the treated volume of assets and currency for the account approx. one year after 75000 I Currency I USD opening? Does/will the client have Assets Under Management (AuM) within DB under air. 3M? 0 Yes El No Please list all parties related to the account. For each party: • Check if a source of wealth description Is required for the party. • Check the appropriate box to desate the relationship of the patty to the account (> 1 can be selected). • If none of the check boxes apply, describe the patty's relation to the account in the 'Other column. • Always deserts the relationship between the parties in the last column. • Please drill down to the ultimatefirdedymg Beneficial Owner(s). Legal Disruption AccounUP1C Settler of Jibmate Signatory Limited Financial Significant al Granta/Settlorfounding a the intrrvof Source Holder Ownefrust / BenefKiabor Full POA IntermedioyShareho aresentative Donor (please of Wealth Founder of Owner POA (Flm) (>=25%) iesate required Foundation Nan-PIC other roles awry and/or Parties (Indicate ndicate related to ownership elationster this %) Oetitmen account parties) Darren K. 1 E 2 Indyke 2 O O • O O O O ❑ O PLLC IDandyrren O O O 2 2 ke O O O O O CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000129 U§192824092 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0IN30000000D9Di&e... EFIA_000 19002 EFTA00168749  KYC Print Page 9 of 26 2. Account Ownership Summary Aomunt Name: Darren K. Indyke PLC-Attorney Trust Account — Money Market Acct. Number Of arsiaNe): Account Manager. Paul Morris What is the pLrpose of the account (e.g. partfollo management, advisory account, custody services, long-tom investment, payment/expense account)? Money market account for clients escrow. Funds are placed here to earn interest Indicate from where the assets are expected to aMve? O DB Group: Same Booki-ig Center (ndicate account number): • DB Group: Other Booking Center (indicate DB location and account details): IZ Other Insbtution (Indicate name & location): JPMorgan. New York, NY O Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular Inflows and outflows for the account (indicate estimated timber and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1,030 to $10,000 What is the expected volume of assets and currency fry the account approx. 90 days after 175000 I Currency I USD opening? What is the expected volume of assets and currency for the account approx. one year 1 100000 I Currency after opening? I USD Does/will the client have Assets Under Management (AuM) within DB under Cur. 3M? Oyes 2 No Please list all parties related to the account. For each party: • Check if a source of wealth description Is required for the party. • Check the appropriate box to desate the relationship of the patty to the accoint (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the accoixit In the 'Other' column. • Always desate the relationship between the parties in the last column. • Please drill down to the ultimate/inderlyng Beneficial Owner(s). Legal Description AccouniPiC Settler of Jibmate Signatory Limited Financial Significant .agal Granta/Settlorfounding a rho intrtrof Source Holder Ownefrust / BenefKialor Full POA intern edl Shazehode.*opresentative Donor (please of Wealth Founder of Owner POA (Flm) (>=25%) desate requted Foundation Nan-PIC otter roles and/or Parties (Indicate ndicate related to ownership relationship this %) Setween aCCOLIM ,arties) 1 O 0 IndDarren O O O 2 O O O O a yke Darren K. 2 2 0 MdYke El O O • O N N O O O PLLC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-00001W https://dbforcepb.my.salesforce.com/servlet/serviet.Integration?lid=0 I N30000000D9Di&e... /I/JP/2814°93 EFIA_00019003 EFTA00168750  KYC Print Page 10 of 26 2. Account Ownership Summary Account Name: New York Strategy Group, LLC Acct. Number (ff aragoAfef. Account Manager. Paul Monis What is the ptspose of the account (e.g. portfolio management, advisory accoult, custody senAces, long-term Investment, payment/expense account)? Checking account for the daily needs of the company Indicate from where the assets are expected to aMve? O DB Group: Same Booking Center (rdicate account number): • DB Group: Other Booking Center (indicate DB location and account details): Other Instation (Indicate name & location): JPMorgan. New York, NY O Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular Inflows and outflows for the account (Indicate estimated mayber and volume per month)?: Roughly 10 inflows and outflows per month ranging from $1,030 to $10,000 125000 I Currency What Is the expected volume of assets and currency for the account approx. 90 days after opening? I USD What Is the expected volume of assets and currency for the account applox. one year after 150000 I Curl enc.,' I USO opening? Does/will the client have Assets Under Management (AuM) within DB under air. 3M? °Yes@ No Please list all parties related to the account. For each patty: • Chedc if a source of wean description s required for the party. • Chedc the appropriate box to desate the relationship of the patty to ths accoird (> 1 can be selected). • If none of the check boxes apply, describe the patty's relation to the accorn in the 'Other column. • Always describe the relationship between the parties In the last column. • Please drill down to the ultimate/Lndedymg Beneficial Owner(s). Legal Description AccounUPIC Settled of Jlbmate Signatory Limited Financial Significant eget Granta/Settlorfounding a the Lnutrof Source Holder amethyst/ Beneficialor Full POA intern edl Shazehoderqreseritative Donor (please of Wealth Founder of Owner POA (FINI) (>=25%) Oescrte requted Foundation Nan-PIC Dther roles ty and/or Parties (lIntOicate ndlcate related to ownership relationship this %) Setween account woes) New York