EFTA00168768.pdf

KYC Print Page I of 25 DB PWM GLOBAL KYC/NCA: PART A KYC Case 4 : 01195111 status : 6. Approved One sheet mug be established per relationship - list all accounts included in the relatlonshi 1. Relationship Details Relationship Name: EPSTEIN, JEFFREY RSATIONSHIP:0000OME Boolory Center: New `fa* Refabonship Manager: Paul Moms O New Mil Relatiorship O Existing PWM Relabonship ReLadonship to PWM: If edgily, please ixIcate snce when the relationship exists, provide reason for new proNe and attach old profile: Update of KYC 401133624 to add Darren IMyke as an authorized signer. Darren has been approved in KYC 01133377. See attached LOA to add O Client Referral 2 RM Prospect O Intermediary/FIM O Other Source (CIB, etc.) How Was the Oient(s) Introduced? How long has the Please provide details (e.g. name of referral source, how many years RM personal), has known dent, etc.): Jeffrey Epstein is RM personally known the a current client of the Bank. Wait to open a new account. Introduction details of Paul and Jeffrey: Jeffrey Epstein was a client client? of Pacts at JP Morgan. Paul and Jeffrey Epstein had a mutual friend/colleague who introduced then while Paul was at JPfitorgan. Over the cane of a few meetngs Paul was able to get Jeffrey to bring some of his funds over to Deutsche Bank Does Deutsche Bank pay a O Yes I• No retrocezezon or similar compensation to a third party for the Introduction of this (If Yes, describe): relationship? Lust all existing and new accounts involved in this relationship Legal Entity A unt Name / Number Opening Date (interded/acbial) AccouM(s) 1 A Hyperion Air Inc 10/16/2013 2 2 Hyperion Air Inc — Money Market 10/16/2013 3 e Hyperion Air LLC 10/16/2013 4 2 Hyperion Air LLC — Money Market 10/16/2013 5 p JEGE Inc 10/16/2013 6 2 JEGE Inc -- Money Market 10/16/2013 7 EI JEGE LLC 10/16/2013 B • ..4 JEGE LLC -- Money Market 10/16/2013 9 2 Plan D, LLC 10/16/2013 10 2 Plan D, LLC •• Money Market 10/16/2013 Who s the primary contact person for the RM? (Note: Preferred method of contact This person needs to have Harry Beller (indicate phone no., fax no., signatory rights and/or email address, etc.): information right for the accoLnC.): CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0000146 Tip/2824111 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0IN30000000D9Di&e... EFFA_00019021 EFTA00168768  KYC Print Page 2 of 25 One sheet must be established for each account to be opened 2. Account Ownership Summary Account Name: Hypenon Air Inc Acct. Number (dateibble). Account Manager. Paul Maris What is the purpose of the account (e.g. portfolio management, advisory account, custody services, longterm investment, payment/expense account)? Checking account to hold the hinds necessary for the costs associated with ownrig/runnog one of Jeffrey Epstein's airplanes Indicate fran where the assets we expected to arrive? O DB Group: Sane Booking Center (indicate account number): O DB Group: Other Booking Center (indicate DB location and account details): El Other Institution (Irdcate name & location): JPMagan. New Yak O Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular Mows and outflows for the accant (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging fran $1,000 to 510,000 I Currency I USD What is the expected volume of assets and awrency for the account approx. 90 days after openng? I What is the expected volume of assets and currency for the account approx. one year after openng? 1 100000 I Currency I USD Does/vi the dealt have Assets Under Management (AM) within DB under Eur. 3M? CI Yes El No Please list all parties related to the account. For each party: • Check If a source of wealth desa*Oon Is reared for the party. • Check the appropriate box to desate the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the "Other' column. • bury deur-tee the relationship between the parties in the last column. • Please drill down to the ubnatefundedying Beneficial Owner(s) egalbescricroon AcccuntialC Settlor of Ultimate Signatory—imitedfinancial Significant _egal GrantorfSetdorFounthrgather Inbtyof Source Molder OiwierTrust / 8enefioal or Full DOA Intermediary6harehddeYAepresentative Donor (please of Wealth Fabler of Owner POA FM) >e2S%) describe regured Foundation on-PIC other roles entity and/or Parties Opiate indicate related to ownership relationship this %) between account Parties) 1 L.d 2 Hyer°, ni O O O O O O O • O Air, Inc 0 -I Jeffrey 2 El 2 Epstein ❑ "r-i1 Do 2 5 O ID O O • 3 O El Heine BdIer O O O O Y2 O O O O • 4 O O Darren Indyke O O O O WI O O O O • CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(a) DB-SONY-0000149 U§192824112 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 I N30000000D9Di&e... EFIA_00019022 EFTA00168769  KYC Print Page 3 of 25 2. Account Ownership Summary Account Name: Hyperion Air Inc -- Money Market Acct. Number at avanable) Account Manager. Paul Mavis What is the purpose of the account (e.g. pat-Wio ma agement, advisory amount, custody services, long-term investment, payment/expense account)? Money account to hold the funds necessary for the casts assodated with owning/running one of Jeffrey Epstein's airplanes Indicate fran where the assets are expected to arrive? O OB Group: Same Booking Center (indicate account number): • OB Group: Other Booking Center (indcate DB lccabon and account details): R Other Institution (Indicate name & location): "Morgan. New Yak • PhYstal Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular flows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1,000 to $10,000 What is the expected volume of asseis ard annoy for the account approx. 90 days after opering? I I airrencY I USD What is the expected volume of assets and currency for the account approx. one year after 1200000 USD opering? I airrencY I Does/wi the dent have Assets Under Management (AuM) within DB under Eur. 3M? OYes Ig No Please Ilst all parties related to the account For each party: • Check if a source of wealth desaiption is reared for the party. • Check the appropriate box to desate the relationship of the party to this account (> I on be selected). • If none of the check boxes appty, ducnbe the party's relation to the account in the ',Other °Nunn. • Alway desate the relationship between the parries in the last column. • Please drill down o the ultimatthriderlying Beneficial Owner(s) egad Desaiption AocountOIC Senor of Ultimate Signatory—imitedfinancial Significant _egal GrentorfSetborFouningOther Entity°, Source Holder 3vmerTrust / Beneficial or Full POA IntermediaryiSharehdderRepresentative Donor (please 3f Wealth Founder of Owner POP. (AM) (>=25%) describe required Foundation Non-PIC other roles entity and/on Parties (indicate indicate related to ownership relationship Iris %) between account parties) 1 O 121 jeffrei Epstein O DO 21 21 O O O O O Hyperion n, i O O 2 2 ❑ O CI O O O O s Air, Inc 3 O O HanY Beller • O O • g O ID O O O Darren n O O 4 O O !novice '—' ❑ O 2 O O O O O CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(o) DB-SDNY-0000150 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 I N30000000D9Di&e... U§192824 113 EFIA_000 19023 EFTA00168770  KYC Print Page 4 of 25 2. Account Ownership Summary Account Name: Hyperion Air LLC Acct. Number (ifavallablO Account Manager. Paul Morris What is the purpose of the account (e.g. portfolio management, advisory octant, custody services, long•berm investment, payment/expense account)? Checking account to hold the hinds necessary for the costs assodated With owing/running one of Jeffrey Epstein's airplanes Indicate fran where the assets we expects to anive? O 08 Group: Same Rocking Center (indicate account number): 0 D8 Group: Other Booking Center (indcate DB location and account detads): 2 Other Insbtution (Indicate name & location): JPMagan. New Yak 0 Phystal Deposits (specify cash, securibes, cheque , ...): What is the expected size and frequency of regular flows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging from $1000 to $10,000 I USD What is the expected volume of assets and currency for the account approx. 90 days after opening? I I °smug' 1100000 I Currercy I USD What is the expected volume of assets and currency for the account approx. one year after opening? Doesfrall the client have Assets Under Management (ALM) within DB under Eur. 314? 0 Yon (71No Please list all parties related to the account For each party: • Check if a source of wealth desalt:tin is reaWed for the party. • Check the appropriate box to desate the relationship of the party to this account (> 1 can be selects). • If none of the check boxes apply, desaibe the party's relation to the account in the ',Other slum. • Alway desate the relationship between the parries in the last column. • Please drill down to the ultinatefurdedying Beneficial Owner(s) egaiDescrOttn AccountOIC Settlor of Ultimate Signatory—imitedfinancial Significant _egal GrentorfSetborFounangOther Entity,' Source Holder DwnerTrust / Beneficial or RI POA Intermediag6harehdderRepresentative Donor (please af Wealth Founder of Owner POP. (AM) (>=25%) descnbe *eelared Foundation Non•PIC other roles entity and/or Parties Onacate indicate related to ownership relationship this %) between account parties) Hyper°, O O 1 IZ Mr, LLC ni O O O O O O O 2 2 O 21 jeffreY Epstein O O O g g O O O O . 3 0 0 Ha" Wier • O • • g D O 0 0 0 Darren n O O 4 O O !novice '—' ❑ O 2 D D O O O CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000151 UM92814114 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 I N30000000D9Di&e... EFIA_00019024 EFTA00168771  KYC Print Page 5 of 25 2. Account Ownership Summary Account Name: Hyperion Jr LLC -- Money Market Act Number (loyal/at/O Account Manager. Paul Monis What is the purpose of the account (e.g. portfolio ma agement, advisory accent, custody services, long-term investment, payment/expense account)? Money account to hold the funds necessary for the costs assodated with owning/running one of Jeffrey Epstein's airplanes Indioate from where the assets are expected to acme? O 08 Group: Same Booking Center (indicate account number): O 08 Group: Other Booldng Center (inflate DB Iccabon and account details): 74 Other Institution (Indicate name & Iccation): 3PM:igen. New Yak • PhYsizal DePosits (specify ash, sethrities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to $10,000 What is the expected volume of asses and currency for the account approx. 90 days after opening? I I airmlice I USD What is the expected volume of assets and orrency for the account approx. one year after 1 200000 Currency opening? I I USD Doesfwil the client have Assets Under Management (ALM) within DB under Eur. 3M? Dyes g No Please Ilst all parties related to the account Ea each party: • Check if a source of wealth desaiction is reeked for the party. • Check the appropriate box to desate the relaticoship of the party to this account (> 1 can be selected). • If none of the chedc boxes apply, describe the party's relation to the account in the "Other' °Nunn. • Alway desate the relatIcaship between the parties in the last column. • Please dull down o the ultinatedinderlying Beneficial Owner(s) egaiDescription AocountOIC Settlor of Ultimate Signatory—imitedfinancial Significant _egal GrentorfSetborFouningOther Entity,' Source Holder 3vmerTrust / Beneficial or Ful PO* IntermediaryiShareholderAepresentative Donor (please of Wealth Founder of Ovate! POP. (FIM) (>=25%) descnbe *ecliAred Foundation Non-PIC other roles entity and/or Parties (indicate indicate related to ownership relationship thus %) between account parties) 1 21 HYrenDr Air, LIC N O O O O O O O O O 2 O O HaITrY Belle O O O • FA • m O O • Jeffr • • 3 O 21 Epsteeyin I.m in N O O O O O Darren M M 4 O O ❑ n ❑ O O O lq O O O I ndylce '—' CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000152 UM92814115 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... EFIA_00019025 EFTA00168772  KYC Print Page 6 of 25 2. Account Ownership Summary Accost Name: JEGE Inc Acct. Number (lava/al. Account Manager Paul Moms What is the purpose of the account (e.g. portfolio management, advisory account, custody services, longterm investment. payment/expense account)? Checking account to hold the funds necessary for the costs assodated with ownro/running one of Jeffrey Epstein's airplanes Indrate tram where the assets we expects to arrive? O 08 Group: Same Booking Center (indicate account number): 0 08 Group: Other Booking Center (indcate DB Iceabon and account detads): 2 Other Institution (Indicate name & Iceation): 3PM:igen. New Yak 0 Phystal Deposits (specify cash, seasities, cheques, ...): What is the expected size and frequency of regular flows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging from $1000 to $10000 What is the expected volume of asses and currency for the account approx. 90 days after openrg? I I airmnel I USD 100000 What is the expected volume of asses and currency for the account approx. one year after opening? 1 I CurrencY I USD Doestrall the dent have Assets Under Management (ALM) within DB under Eur. 3M? ElYm RI No Please Ilst all parties related to the account For each party: • Check If a source of wealth desolation is reeked fo the party. • Check the appropriate box to desate the relationship of the party to this axount (> 1 can be selects). • If none of the check boxes apply, describe the party relation to the exeunt in the "Other' column. • Alway devote the relationship between the parries n the last column. • Please dull down to the ultimate/underlying Beneficial Owner(s . _egaiDesoiption Accoun.IC Settler of Ultimate Signatorwimitetinancial Significant Legal Grantor/SedlorEourdindOther Entity,' Source Molder OwnerTrust I Beneficial x Full oCiA MermedaySharetiolder Representative Donor (please of Wealth Founder of Owner POA ,FIM) (>=25%) describe *attired Foundation Non•PIC other roles entity and/or Parties (indicate nelicate related ownership elatiorship ), this 3$) 0etween account ,awes) 1 P g lEGE' i nc O ❑ O O O O O O O O Jeffrei 2 O Q Epstein M O M I21 O O • O O Harry 0 0 3 0 0 Selier ri i--1 0 El 0 O • • 0 Darren 4 O O lndyke • O • • O O O • w O CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(a) DB-SONY-000015S UM92814116 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0IN30000000D9Di&e... EFIA_00019026 EFTA00168773  KYC Print Page 7 of 25 2. Account Ownership Summary Account Name: JEGE Inc -- Money Market Acct. Number (a' avagab1O Account Manager. Paul Morris What is the purpose of the account (e.g. portfolio management, advisory smut, custody services, long-term investment, payment/expense account)? Money account to hold the funds necessary for the costs assodated with owning/running one of Jeffrey Epstein's airplanes Indate from where the assets are expected to arrive? O DB Group: Same Booking Center (indicate account number): 0 DB Group: Other Booting Center (inflate DB locabon and account details): g Other Institution (Incicate name & location): JPMorgan. New Yak 0 PhYsjoal Deposits (specify lash, searibes, cheques, ...): What is the expected see and frequency of regular flows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to $10,000 What is the expected volume of asses and currency for the account approx. 90 days after opening? I I eurrencY I USD What is the expected volume of assets and currency for the account approx. one year after 1200000 Currency opening? I I USD Doestrall the dent have Assets Under Management (ALM) within DB under Eur. 3M? 0 Ye @No Please list all parties related to the account For each party: • Check if a source of wealth desoictian is reared fo the party. • Check the appropriate box to desate the relationship of the party to this account (> 1 can be selects). • If none of the check boxes apply, describe the party relation to the account in the ',Other column. • Alway describe the relationship between the pates n the last column. • Please dull down to the ultimate/underlying Beneficial Owner(s . _egaiDesaiption Accoun.IC Senior of Ultimate Signator&mitediFinancial Significant Legal Grantor/SettiorPourdindOther Entty7f Source Holder OwnerTrust / Beneficial ar Full tiOA MemedaySharenolder Representative Donor (please of Wealth Founder of Owner POA FIM) (>=25%) describe &fired Foundation Non•PIC other roles entity and/or Parties (indicate nclicate related ownership elatiorship o this 3$) aetween account rties 1 P g JEGE' I nc O ❑ O O O O O O O O Jeffref 2 O Q O O O E O O Epstein M O M Harry 0 0 3 0 0 Bel/er ri ,--1 0 Iii 0 O • • 0 Darren 4 O O • O • • g O O • • O lndyke CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(a) DB-SONY-0000150 UM92814117 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0IN30000000D9Di&e... EFIA_00019027 EFTA00168774  KYC Print Page 8 of 25 2. Account Ownership Summary Account Name: JEGE LLC A . Number Ofavadab1O Account Manager. Paul Malls What is the purpose of the account (e.g. patfolio management, advisory accent, ustody services, long•berm Investment, payment/expense account)? Checking account to hold the hinds necessary for the costs assodated with owrmg/running one of Jeffrey Epstein's airplanes Indite fran where the assets we expected to arm.e? O 08 Group: Same Booking Center (indicate account number): 0 D8 Group: Other Booking Center (indcate DB Iccabon and account details): 2 Cther Institution (Indicate name & location): )PMagan. New Yak 0 Phystal Deposits (specify cash, securibes, chequin, ...): What is the expected size and frequency of regular flows and outflows for the account (indicate intimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging from $1000 to $10,000 I Currency I USI) What is the expected volume of assets and currency for the account approx. 90 days after openrg? I What is the expected volume of assets and currency for the account approx. one year after opening? 1 100000 I Currency I USD Does/wil the client have Assets Under Management (Ala) within DB under Eur. 3M? ElYes 2 No Please Ilst all parties related to the account For each party: • Check if a source of wealth desaipton is reeked fo the party. • Check the appropriate box to desote the relationship of the party to this accent (> 1 can be selected). • If none of the check boxes apply, desaibe the party relation to the account in the "Other' column. • Alway descrte the relationship between the parties n the last column. • Please drill down to the ulomate/undebying Beneficial Owner(s . _egaiDesatition Accouna)IC Senor of Ultinate Signatorwimitetinancial Significant Legal Grantor/SettiorFourdindOther Entity,' Source Holder OwnerTrust I Benefidal ar Full POA MermedwyShareholder Representative )onar (please of Wealth Fender of Owner POA ,FIM) (>=25%) describe *erlared Foundation Non•PIC other roles entity and/or Parties (indicate ndicate related ownership elatiorship b this 3$) aetween account mites) Harry ri O O 1 O O Belier 1--, ❑ O 5 O O O O O JEGE, 5 O • 2 2 2 O • El El • O O LLC ri OD 3 0 21 i Epstein n ❑1--1 ❑ 10 El • • • • 0 Darren 4 O O • El • • 2 O O • • O lndyke CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000155 U§192824118 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... EFIA_000 19028 EFTA00168775  KYC Print Page 9 of 25 2. Account Ownership Summary Account Name: JEGE LLC -- Money Market Acct. Number Of avallabiO Account Manager. Paul Morris What is the purpose of the account (e.g. portfolio management, advisory aomint, custody services, long-term investment, paymentfeapense account)? Money account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indkate fran where the assets are expected to arrive? O DB Group: Same Booking Center (indiate account number): . DB Group: Other Booking Center (Indcate DB lccation and account details): 2 Other Institution (Inflate name & baton): 3PM:igen. New Yak • PhYsjcal Deposits (specify ash, searibes, cheques, ...): What is the expected size and frequency of regular flows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to $10000 Currency What is the expected volume of asses and currency for the account approx. 90 days after openrg? I I I What is the expected volume of asses and currency for the account approx. one year after 200000 Currency USD opering? Does/wil the client have Assets Under Management (ALM) within DB under Eur. 3M? OYes No 0 Please Ilst all parties related to the account For each party: • Check If a source of wealth desalt:4:On is reeked fo the party. • Check the appropriate box to desate the relaticostip of the party to this account (> 1 can be selects). • If none of the chedc boxes apply, describe the party relation to the exeunt in the ',Other colurnrL • Alway describe the relationship between the pates n the last column. • Please dull down to the ulbmatefunderlying Beneficial Owner(s . _egaiDesoipttn Accoun.IC Setuor of Ulbmate Signator&mitediFinancial Significant Legal Grantor/SettiorFourdin Entity,' Source Holder OwnerTrust / BerefiClal or Full tiOA MemedaryShareholder Representative Donor (please 3f Wealth Founder of 0vmer POA ,FIM) (>=25%) describe *alLired Foundation Non•PIC other roles entity 3nd/or Parties (indicate nclicate related ownership elatiorship ), this 3$) Oetween account carves) JEGE, 2 O O 1 IZ 2 O O O O O O O LLC Jeffrei 2 O Q Epstein M O M 2 O O s O O Harry 0 0 3 0 0 Belier ri ,--1 0 2 0 O • • 0 Darren 4 O O Inl O El • O O O • I. O lndyke CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(a) DB-SDNY-0000156 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... U§192824119 EFIA_00019029 EFTA00168776  KYC Print Page 10 of 25 2. Account Ownership Summary Account Name: Plan D, !IC Acct. Number (favaaable) Account Manager. PaLi Moms What is the purpose of the account (e.g. petiole management, advisory account, custody servces, longterm investment, payment/expense account)? Checking account to hold the funds necessary fa the costs assodated with ownag/running one of Jeffrey Epstein's airplanes Indicate fran where the asses we expected to acme? O D8 Group: Same Booking Center (indicate ac