EFTA01398983.pdf

Moore Customer Number Customer Name Type * High Risk * Moderate Risk Annual Client Update Due Date Auto Exempt Reason Exemption Reason Customer Owner MACK, MARGARET B. Client N Salvatore E. Moore CHRISTOPHER WILEY TRUST Client N Salvatore E. Moore Aresty, Patricia P. Client N Salvatore E. Moore Aresty, Jeffrey Client N N 4/26/2017 Moore Lozier, Kathleen K. Client N Salvatore E. Moore Doering, Julia E. Client N Salvatore E. Moore John L. Loeb Associates, Inc. Employee Pension Plan N 4/28/2017 Salvatore E. Moore Loeb Jr, John Client Y N 4/28/2017 Moore Katherine L.Karl Trust Client N Salvatore E. Moore Credit Shelter Trust UWO Leon Birnbaum Client N /2017 Salvatore E. Moore Karl, Katherine Louise Client N Salvatore E. Moore LAZAR & FAIGY FAMILY PARTNERSHIP LP Client N /2017 Salvatore E. Moore HELEN W KARL MD TR U/A/O 8/17/1998 Client N /2017 Salvatore E. Moore Friedman, Sidney J. Client N Salvatore E. Moore Moore, Devon O'Brien Client N Salvatore E. Moore The Leon and Frances Birnbaum Children's Trust of 2008 N 5/13/2017 Salvatore E. Moore Samuel D Rosner Trust Client N Salvatore E. Moore Horn, Esther Client Y N 5/16/2017 Moore Ann Myers Williams Revocable Trust Client N /2017 Salvatore E. Moore Fenner, Carla Client N N 5/18/2017 Moore MCGRATH, THOMAS J Client N Salvatore E. Moore Silver, Martin M. Client N Salvatore E. Moore Susan W Wiley Trust U/A/D 8/14/98 Client N /2017 Salvatore E. Moore Deutsche Bank Microcredit Development Fund Client EFTA01398983 N Y 5/20/2017 Salvatore E. Moore Wiley, Susan Client N Y 5/20/2017 Moore Rosenberg, Henry Client N Salvatore E. Moore Westfield, Kenneth C. Client N Salvatore E. Moore Gerald C. Meyers and Gladys F. Meyers Revocable Inter Vivos nt N N 5/24/2017 Salvatore E. Moore Meyers, Gerald C. Client N Salvatore E. Moore Trust Under Article 6 U/W/O Sigmund Sommer Client 5/25/2017 Salvatore E. Moore Holcombe, Carolyn Client N Salvatore E. Moore WFIF LLC Client N N 5/31/2017 Moore International Banking Security Association, Inc. Client 5/31/2017 Salvatore E. Moore Crossley, Trevor A. Client N Salvatore E. Moore Ronald Allen Luzier Rev Trust Client N Salvatore E. Moore LAURA WILEY TRUST Client N Salvatore E. Moore Krause, Margaret D. Client N Salvatore E. Moore The Luis Rodriquez Family Trust Client N Salvatore E. Moore The Crouse 1994 Living Trust Client N Salvatore E. Moore MCKELDIN, MARY JONES Client N Salvatore E. Moore Trust u/w/o Ulo Barad - Clause FIFTH (QTIP) Client 6/7/2017 Salvatore E. Moore ELGEE AVIATION, LLC Client N Salvatore E. Moore Birnbaum, Frances Client N Salvatore E. Moore MURRAY W. STEIN REV TR DTD 8/1/03 Client N 2017 Salvatore E. Moore Linda Brittain Tr Client N Salvatore E. Moore Reichmann, Louis Client N Salvatore E. Moore Marital Trust B fbo Lorraine Aresty Under Jerome Aresty 11/10/08 Client N N 6/13/2017 Salvatore Paauilo Enterprises, LLLP Client N Salvatore E. Moore Bridy, Joseph J. Client N EFTA01398984 6/14/2017 Salvatore E. Moore James Aresty Revocable Trust Client N Salvatore E. Moore Stuart, Nina Client N N 6/20/2017 Moore Schwartz, Alan E. Client Y Salvatore E. Moore Netri Private Foundation Client N Salvatore E. Moore WEBSTER, GINGER L Client N Salvatore E. Moore Werdiger, Solomon Client N Salvatore E. Moore THOMAS R KARL TRUST Client N Salvatore E. Moore Lorin, Naima Client N N 6/22/2017 Moore Eisenberg, David Client N Salvatore E. Moore Deutsch Esq., Alvin Client N Salvatore E. Moore Monastir Properties Client N Salvatore E. Moore Stitzer, Parker Brown Client N Salvatore E. Moore Kevin Roache Revocable Trust as Amended and Restated in May nt N N 6/29/2017 Salvatore E. Moore Liskin, Joyce Client N N 6/29/2017 Moore Raubvogel & Jonas TTEES UWO L. Raubvogel Client N /2017 Salvatore E. Moore Dana, William B. Client N Salvatore E. Moore Betts, Bertha Client N N 6/30/2017 Moore Belleclaire Hotel LLC Client N Salvatore E. Moore McDonnell, Peter H. Client N Salvatore E. Moore Russell, Greg Client N N 7/11/2017 Moore Elizabeth H. Hall Living Trust Client N Salvatore E. Moore Unterberg, Ruth Client N N 7/11/2017 Moore Mary J. Mckeldin Credit Shelter Trust dtd 10/1/11 N 7/12/2017 Salvatore E. Moore Finaldi, Jr., Arnold E. Client N Salvatore E. Moore Arconti, James J. Client N Salvatore E. Moore EFTA01398985  Williams Latham, Rhonda A. Client N Salvatore E. Moore Brittain, Kate L. Client N N Salvatore E. Moore Stuart, Eve Client N N 7/20/2017 Moore Rucker, Bernetta Client N N Salvatore E. Moore BETTS, ELIZABETH GLYNNE Client N N Salvatore E. Moore Eadan, Batsheva Client N N 7/22/2017 Moore Horn Family LLC Client N 7/22/2017 Moore Zuckerman, Charlotte Client N N Salvatore E. Moore THE INN AT WALL STREET, LTD Client N Salvatore E. Moore Karl, Helen Client N N 7/27/2017 Moore Latham Realty LLC Client N Y Salvatore E. Moore HB-47 Holdings, LLC Client Y Salvatore E. Moore Shimmie Horn Life Insurance Trust FB0 Issue Client 7/29/2017 Salvatore E. Moore Horn, Shimmie Client Y N 7/29/2017 Moore Reichmann, Andre Client N N Salvatore E. Moore Hamlin Capital Management, LLC Client N Salvatore E. Moore Kuppermann, M. David Client N N Salvatore E. Moore Batmimpea Inc Client N 8/3/2017 Moore Birnbaum, Leon Client N 8/8/2017 Moore Dana, Hope Client N N 8/9/2017 Moore Morrison, James M Client N N Salvatore E. Moore Taylor, Kathleen M Client N N Salvatore E. Moore Elinor Myers Rees Trust Client N N Salvatore E. Moore CAITLIN S. FUCHS TRUST Client N N Salvatore E. Moore Jan 0 Stein Rev Tr U/A/D 8/1/03 Client N N Salvatore E. Moore Kuniko Matsui Bratt Revocable Trust Client N EFTA01398986  824/2017 Salvatore E. Moore Fishman, Alicia Client N N 8/29/2017 . Moore Stevenson Dec of Trust Ray Client N N Salvatore E. Moore The Brian P. Convey 2016 Irrevocable Life Insurance ent Y N 9/12/2017 Salvatore E. Moore Singh, Alok Client N Y 9/12/2017 Moore Hobbs, Kate H Client N N 9/14/2017 Moore D'Agnes, Christopher M. Client N N Salvatore E. Moore Lifschitz, Sang Nyo Client N N Salvatore E. Moore Demeo, Carol Zipse Client N N Salvatore E. Moore Matthew H. Kustel 2012 Irrevocable Trust Agreement N 9/23/2017 Salvatore E. Moore Samuel J. Kustel 2012 Irrevocable Trust Agreement N 9/23/2017 Salvatore E. Moore Stitzer, Howard T. Client N Y Salvatore E. Moore Epstein, Danielle A. Client N Y Salvatore E. Moore Liskin, Stephen Client N N 9/29/2017 Moore Catino, Isabelle McDonnell Client N N Salvatore E. Moore Barad Elias, Cindy Client N Y Salvatore E. Moore Eye Fund I, LLC Client N Y 10/7/2017 Moore Oussani, Rita C. Client N N Salvatore E. Moore Camp Otterbrook Trust Client N Y Salvatore E. Moore SANFORD JACOBI POWER OF APPOINTMENT TR Client N 18/2017 Salvatore E. Moore Rodriguez, Luis Client N N 10/18/2017 . Moore Gerald Z. Barad 2014 Family Trust Client N 19/2017 Salvatore E. Moore Cindy Barad Elias 2014 Family Trust Client N 19/2017 Salvatore E. Moore Pearson, William Client N N Salvatore E. Moore Willis Larry & Willis Viola Trust Client N 21/2017 Salvatore E. Moore Horn, Michele Client N Y 10/25/2017 Salvatore E. Moore EFTA01398987  Aresty, Adam J. Client N N 10/25/2017 Moore Huntsman, Daniel Client N N Salvatore E. Moore O'Shea, John Client N N 10/28/2017 Moore Margo Collins Arneberg Client N N Salvatore E. Moore Hannon Boulder Family LP Client N N Salvatore E. Moore S.P.L. MANAGEMENT, INC. Client N N Salvatore E. Moore SOUTH WILLIAM STREET ASSOCIATES, LLC Client N 1/2017 Salvatore E. Moore HB Hotel Management LLC Client N Y Salvatore E. Moore Kathleen King Trust Client N N Salvatore E. Moore E.H. Management Client N Y 11/7/2017 . Moore MARY MCKELDIN LIVING TRUST DTD 3/4/14 Client N 8/2017 Salvatore E. Moore JESSIE L FIEDLER REV TR DTD 5/22/01 Client N 8/2017 Salvatore E. Moore Hamilton, William P. Client N N Salvatore E. Moore Daniel W. Sullivan 2004 Trust Client N N Salvatore E. Moore Walker, Carolyn W Client N N Salvatore E. Moore Webster, Ralph Client N N 11/14/2017 Moore Roger Collins Revocable Trust Client N Y Salvatore E. Moore Betts, Katherine H. Client N N Salvatore E. Moore JONAS CLOJO LLC Client N Y 11/16/2017 • Moore Ernst, Paul Client N N 11/18/2017 • Moore Borg, Abraham Client N N 11/22/2017 • Moore GLAUBINGER, LUCIENNE M Client N Y Salvatore E. Moore Shimmie Horn Life Insurance Trust FB0 Spouse Client 11/28/2017 Salvatore E. Moore Betts, William W. Client N N Salvatore E. Moore Helen W. Karl C/F Thomas R. Karl Client N 29/2017 Salvatore E. Moore The Shimmie Horn Life Insurance Trust Client N EFTA01398988  9/2017 Salvatore E. Moore Horn Family Trust Client N Salvatore E. Moore AML LLC Client N 11/29/2017 Salvatore Karl, John Client N N 11/29/2017 Moore Wiley, Christopher Client N Salvatore E. Moore Hope, Sandra Client N N 11/29/2017 Moore Deutsch, Davida Client N N 11/29/2017 Moore Moore, George M. Client N Salvatore E. Moore Carnarvon, Jean Client N Y 12/1/2017 Moore Williams, Ann Myers Client N N Salvatore E. Moore MP INVESTORS I DELAWARE LLC Client N Salvatore E. Moore Creative Team, Inc. Client N N Salvatore E. Moore Lorin, Jean Claude Client N N Salvatore E. Moore Parks, Hannah Client N N 12/6/2017 Moore Sandra Oster Interiors LTD Client N N Salvatore E. Moore Angus Theatricals, Inc Client N N Salvatore E. Moore The 2014 Marc S. Goldberg Charitable Remainder Unitrust N 12/7/2017 Salvatore E. Moore Hannon, Vivien G Client N N Salvatore E. Moore Fishman, Nelson Client N N 12/9/2017 Moore Lawrence Economic Consulting, Inc. Client N /2017 Salvatore E. Moore HOPPIN, CHARLES S Client N N Salvatore E. Moore Rees, Jenifer I. Client N Salvatore E. Moore Lazar & Faigy, Inc. Client N N Salvatore E. Moore Ashford Realty Corp Client N Salvatore E. Moore Crouse, William Client N N 12/14/2017 Moore CG BAR PARTNERS LLC Client N 12/16/2017 Salvatore E. Moore EFTA01398989  Presbyterian Homes Foundation Client Y N Salvatore E. Moore Kahn, Herbert Client N N 12/19/2017 Moore Lemmo, Amelia L. Client N N Salvatore E. Moore Kirby Jonas 2012 Trust F/6/0 Sarah Lendri Purcell N 12/20/2017 Salvatore E. Moore Kirby Jonas 2012 Trust F/6/0 Adam Purcell Client 12/20/2017 Salvatore E. Moore Donald Lee Jonas 2012 Trust F/6/0 Sarah Lendri Purcell N 12/20/2017 Salvatore E. Moore Estate of David Kupperman Client N N Salvatore E. Moore Parks, Monica Client N 12/20/2017 Moore Estate of Genia Horn Client N Salvatore E. Moore BCE Management LLC Client N N Salvatore E. Moore LEON BIRNBAUM AND FRANCES BIRNBAUM GRANTOR TRUST DATED Client N N 12/20/2017 Salvatore E. Moore Onethirty 12 LLC Client N Salvatore E. Moore Childs, John W. Client N N 12/20/2017 Moore Sommer, Jack Client N Y 12/23/2017 Moore Fishman, James Client N N 12/27/2017 Moore Trotman, Arthur Client N N 12/27/2017 Moore Paradise Waits LLC Client N Salvatore E. Moore MP INVESTORS DELAWARE LLC Client N Salvatore E. Moore DOV B ELIAS LIFE INSURANCE TRUST Client N 28/2017 Salvatore E. Moore Lorin, Cedric Client N N 12/29/2017 Moore Reichmann, Charles Client N N Salvatore E. Moore Epstein, Dasha Client N 1/3/2018 Moore Rees, David P. Client N 1/4/2018 . Moore Gandall, Warren Client N N 1/4/2018 . Moore Moffat, Laura Client N N 1/9/2018 . Moore The 1988 Abbassi Living Trust Client N N EFTA01398990  Salvatore E. Moore Schiel, Bernhard R. Client N N Salvatore E. Moore Read, Carol V. Client N N 1/17/2018 Moore Joseph Parsons Trust Client N N Salvatore E. Moore Fiedler, Jessie L Client N N Salvatore E. Moore UB LLC Client N Y 1/20/2018 Salvatore UB-EDISON LLC Client N Y 1/20/2018 Moore MASTERSON, BEAUMONT Client N N Salvatore E. Moore Hobbs, Margaret M Client N N Salvatore E. Moore Aresty, James Client N N 1/23/2018 Moore Williams, Scot A. Client N N Salvatore E. Moore Jelke, John Client N Y 1/24/2018 Moore Gerald L. Harp Family Trust Client N N Salvatore E. Moore Charlotte Harp Irrevocable Trust Client N 5/2018 Salvatore E. Moore Moore III, Paul Client N Y 1/25/2018 Moore Jerome Aresty Trust Client N Salvatore E. Moore TANNER, ESTELLE N. Client N N Salvatore E. Moore Rees, Richard K. Client N Salvatore E. Moore Mary Elfnor Rees Living Trust Client N N Salvatore E. Moore Muscato, David M Client N N Salvatore E. Moore Kustel, Karen Client N N 1/26/2018 . Moore Rees, James N. Client N Y 1/27/2018 . Moore Horn, Aaron Client Y N 1/29/2018 . Moore Ray, Franklin Client N N 1/30/2018 . Moore Pultz, Priscilla Hite Jennings Client N N Salvatore E. Moore Kahn-Czyz, Laura Client N N Salvatore E. Moore EFTA01398991  STEPHEN M BRITTAIN TRUST Client N N Salvatore E. Moore Garland, III, Charles S. Client N N Salvatore E. Moore Milligan, Roger Client N N 2/1/2018 •ore PERRY, NICOLE HAWES Client N N Salvatore E. Moore Fiedler, Carol B. Client N N Salvatore E. Moore Trust FBO Joyce Liskin U/A Sixth Client N 18 Salvatore E. Moore Fishman, Elizabeth Client N N Salvatore E. Moore Irrevocable Trust for the benefit of Karen Aresty Kustel N 2/1/2018 Salvatore E. Moore Irrevocable Trust for the benefit of James Aresty N 2/1/2018 Salvatore E. Moore Neese, Jr., Clifford J. Client N N Salvatore E. Moore ERNST FAMILY TRUST Client N N Salvatore E. Moore Bone, Timothy F. Client N N Salvatore E. Moore Karam, Robert M. Client N N Salvatore E. Moore Beard, Frank H. Client N N 2/13/2018 •ore Hamilton, Jo L. Client N N 2/14/2018 •ore Miller, Benjamin Client N N Salvatore E. Moore Marc S. Goldberg 2011 Declaration of Trust Client 2/14/2018 Salvatore E. Moore Ferriss Family Trust Client N N Salvatore E. Moore Wiener, Lawrence A Client N N Salvatore E. Moore Artuso, John D. Client N N 2/22/2018 •ore Wiener, Susan R Client N N 2/23/2018 •ore D'Agnes, Michael R. Client N Y Salvatore E. Moore 2015 Frank Hoffman and Denise O'Neil-Hoffman Revocable N N 3/1/2018 Salvatore E. Moore ROBIN C HEAVEN TRUST Client N N Salvatore E. Moore Say Living Trust Client N Y Salvatore E. Moore ROBERT E. KRAFT TRUST DATED 5/23/94 Client N EFTA01398992 N 3/2/2018 Salvatore E. Moore Abbassi, H. Mohammad Client N N Salvatore E. Moore John W Karl Trust Client N N Salvatore E. Moore Horn, Jacob Client N N 3/3/2018 Moore Frain, Richard Client N N 3/3/2018 Moore Alicia Fishman Trust Agency Client N N Salvatore E. Moore Smith, Robert Client N N 3/8/2018 Moore Nicole M. Fagan Trust Client N N Salvatore E. Moore Cunniffe, Maurice Client N N Salvatore E. Moore Fagan, Nicole M. Client N N Salvatore E. Moore Aresty, Benjamin A. Client N N Salvatore E. Moore Cupps, William Client N N 3/16/2018 Moore Reynolds Hastie, John C Client N N Salvatore E. Moore Donald Gregory Harp Trust Client N N Salvatore E. Moore Carolyn V. Pankey Family Trust Client N N Salvatore E. Moore James Aresty 2011 Irrevocable Trust Client N 1/2018 Salvatore E. Moore Anderson Living Trust Client N N Salvatore E. Moore Marjorie S Daitch Revocable Trust Client Y /2018 Salvatore E. Moore WASATCH PEAKS, L.P. Client N N Salvatore E. Moore Frances Birnbaum 2011 Irrevocable Trust Client N /2018 Salvatore E. Moore Aresty Solomon, Rachel Client N N Salvatore E. Moore Rousseau, Douglas E Client Y N Salvatore E. Moore Rees, Elinor Myers Client N Salvatore E. Moore Rabbi Trust A/U Hamlin Capital Management, LLC Deferred nt N N 3/27/2018 Salvatore E. Moore The Kenneth C. Westfield Family Trust Client N /2018 Salvatore E. Moore The Carl and Dianne Corson Trust Client N N 3/28/2018 Salvatore E. Moore EFTA01398993  Moore, Daniel S. Client N N Salvatore E. Moore Lynnabeth 0 Mays Trust Client N N Salvatore E. Moore William Paul Hamilton Living Trust, As Amended and Restated 2013 Client N N 4/5/2018 Salvatore Swensen, 3. Scott Client N N Salvatore E. Moore Smyrnios, Dimitrios Client N Salvatore E. Moore CLAT, GOLDBERG Client N N 4/19/2018 Moore Shimmie Horn Insurance Trust FBO Issue Client N /2018 Salvatore E. Moore KUPPERMANN, POLA Client N N Salvatore E. Moore Solomon Werdiger 2014 Irrevocable Trust Client N Y 12/19/2018 Salvatore E. Moore For internal use only EFTA01398994