EFTA01398972.pdf

Vrablic Customer Number Customer Name Type * High Risk * Moderate Risk Annual Client Update Due Date Auto Exempt Reason Exemption omer Owner AGP Holdings One LLC Client N Rosemary Vrablic Hals Realty Associates LP Client N Rosemary Vrablic Affordable Equity Partners Inc Client N Rosemary Vrablic Relsure America Inc Client N Rosemary Vrablic Higgins, Matthew T. Client N Rosemary Vrablic TZP Capital Partners I DLT (AIV) LP Client N /2017 Rosemary Vrablic Rockpoint Growth and Income Real Estate Fund I LP (DE) Y 4/21/2017 Rosemary Vrablic AEP Financial Services LLC Client N Rosemary Vrablic 85 Tenth Avenue Associates LLC Client N Rosemary Vrablic Lone Star Fund VI (U.S.), L.P. Client Y Rosemary Vrablic Oak Plaza Associates (Del) LLC Client Y Rosemary Vrablic Ross, Stephen M. Client N Rosemary Vrablic Trans Union Interstate Pipeline LP Client N /2017 Rosemary Vrablic KSE UK, INC Client N Y 5/13/2017 blic EIF United States Power Fund IV LP Client N /2017 Rosemary Vrablic Desnick, Ahuva Client Y N 5/20/2017 blic Desnick, James Client Y N 5/20/2017 blic Related General II LP Client N Rosemary Vrablic The Related Companies LP Client N Rosemary Vrablic The ABEN Liquidating Trust Client Y Rosemary Vrablic DBX Holdings One LLC Client N Rosemary Vrablic Washington Park Fidelco LLC Client N Rosemary Vrablic Altchek, M.D., David W. Client N Rosemary Vrablic Institute for Community Living Inc Client N EFTA01398972  6 2 2017 Rosemary Vrablic MEI-GSR Holdings, LLC Client N Rosemary Vrablic Goldsmith, James Client N Rosemary Vrablic Kanders, Warren B Client N Rosemary Vrablic Gator St. Andrews LLC Client N Rosemary Vrablic Gator Hillside Village, LLC Client N Rosemary Vrablic Abrams, Stephanie Client N Rosemary Vrablic Haros, Nicholas Client N Y 6/20/2017 blic Ingram, Terese Client N N 6/23/2017 blic 16 West 12 Holdings LLC Client N Rosemary Vrablic MX Holdings One, LLC Client N Rosemary Vrablic GEH Air Transportation LLC Client N Rosemary Vrablic Lewin, Jeffrey Michael Client N Rosemary Vrablic Ashken, Ian Client N Y 7/5/2017 blic Jacobs Private Equity, LLC Client N Rosemary Vrablic Newamco, LLC Client N Y 7/5/2017 blic New Castagna, LLC Client N Rosemary Vrablic SMR 2014 Irrevocable Trust III Client N Rosemary Vrablic SMR 2014 Irrevocable Trust II Client N Rosemary Vrablic Chartouni, Fouad Client N Rosemary Vrablic Gellert, George Client N N 7/14/2017 blic Smith, Marla Client N N 7/18/2017 blic Macandrews Deluxe Holdings LLC Client N Rosemary Vrablic Railroad Properties, LLC Client N Rosemary Vrablic Infinity 1200 Ocean Drive, LLC Client Y Rosemary Vrablic Edward Ingram, Benjamin Client N 8/2/2017 Rosemary Vrablic EFTA01398973  Clinton Group Inc Client N Rosemary Vrablic Butenhoff, Kimberly Client N Rosemary Vrablic Sobel, Peter Client N Y 8/15/2017 blic AL Infinity, LLC Client Y Rosemary Vrablic Sobel, Jonathan A. Client N Rosemary Vrablic Isaac Franco Alaska Trust Client Y Rosemary Vrablic Kanders CCP Holdings LLC Client N Rosemary Vrablic SMR 2014 Irrevocable Trust II FBO Kimberly Ross Client 8/26/2017 Rosemary Vrablic SMR 2014 Irrevocable Trust II FBO Jennifer Ross Client 8/26/2017 Rosemary Vrablic Arclight Energy Partners Fund V LP Client N /2017 Rosemary Vrablic Infinity Lifestyle Brands, LLC Client Y Rosemary Vrablic AEP Feeder Fund V-B, LLC Client N Rosemary Vrablic The Bollag Family Trust Client N Rosemary Vrablic Rockpoint Real Estate Fund V Offshore AIV LP Client 9/1/2017 Rosemary Vrablic Chocolas LLC Client N Y 9/1/2017 blic Rockpoint Real Estate Fund V LP Client N Rosemary Vrablic Silver, Morton F. Client N Rosemary Vrablic Zises, Selig A Client Y N 9/6/2017 blic The Juliana Meryl Jacobs Trust Client N Rosemary Vrablic 225 Fourth LLC Client N Y 9/6/2017 blic Sugar & Plumm Upper West, LLC Client N Rosemary Vrablic Thomas A. Berkenkamp Insurance Trust Dated 7/11/02 N 9/11/2017 Rosemary Vrablic Marla S. Smith Insurance Trust Dated 7/11/02 Client 9/11/2017 Rosemary Vrablic Carve Designs Holdings LLC Client N Rosemary Vrablic Kanders Carve LLC Client N Rosemary Vrablic Desnick Descendants Irrevocable Trust Client Y EFTA01398974 4/2017 Rosemary Vrablic Jordan Desnick Minority Trust Client Y Rosemary Vrablic Michelle Desnick Minority Trust dtd 8/14/89 Client 9/14/2017 Rosemary Vrablic Infinity NYY2,LLC Client Y Rosemary Vrablic Infinity Brands, LLC Client Y Corporate/PIC/Other Entity Accounts See Owner/Signatory's mary Vrablic Infinity Wooster Street LLC Client Y Rosemary Vrablic YGE Branding, LLC Client Y Rosemary Vrablic SCP Baseball, LP Client Y Rosemary Vrablic 355 Greenwich, LLC Client N Rosemary Vrablic Karlton, Fredric N. Client N Rosemary Vrablic 500 West 30th LLC Client N Rosemary Vrablic AGS Ventures II LLC Client N Rosemary Vrablic The Related Companies, Inc. Client N Rosemary Vrablic Love 300 LLC Client N Y 9/26/2017 blic Kassin Brothers LLC Client N Rosemary Vrablic Lang, Barry Client N N 9/27/2017 blic Barry Lang Living Trust Client N Rosemary Vrablic Infinity Equity Ventures LLC Client Y Rosemary Vrablic Desnick, Jordan Client Y N 9/28/2017 blic Lone Star Fund VIII (Bermuda) LP Client Y /2017 Rosemary Vrablic Lone Star Fund VIII (US), L.P Client Y Rosemary Vrablic Bollag, Michael Client N N 9/28/2017 blic Comsup Minerals Ltd Client Y Rosemary Vrablic Comsup Ltd. Client Y N 9/28/2017 blic Comsup Commodities Inc Client Y Rosemary Vrablic Estate of Freda L Hartfield Client N EFTA01398975  Rosemary Vrablic Simon, Herbert Client N Y 9/29/2017 ablic Westbury Management Group LLC Client Y Rosemary Vrablic Fund and Subscription Finance Client N Rosemary Vrablic Kanders & Company Inc Client N Rosemary Vrablic Aretsky, Kenneth Client N Rosemary Vrablic Personal Care Group Inc Client N Rosemary Vrablic Capitol News Company, LLC Client Y Rosemary Vrablic Perpetual Air, LLC Client Y Rosemary Vrablic Zivile, Mituzaite-Berley Client N Rosemary Vrablic Palisades-Calistoga Resort, L.P. Client N 20/2017 Rosemary Vrablic Patroon, LLC Client N Y 10/31/2017 ablic 509 Madison Avenue Associates, LP Client N 1/2017 Rosemary Vrablic Walsam 160 Lexington Avenue, LLC Client N 8/2017 Rosemary Vrablic Milber 219 Mamaroneck LLC Client N Rosemary Vrablic 45 E 22, LLC Client N Y 11/8/2017 ablic Walter & Samuels, Inc Client N Rosemary Vrablic 22 Ericsson Owner LLC Client N Rosemary Vrablic Infinity LW 12th Street, LLC Client Y Corporate/PIC/Other Entity Accounts - See Owner/Signatory's emary Vrablic 1960 East 5th Street, LLC Client Y Rosemary Vrablic Stallion 44, LLC Client Y Rosemary Vrablic MISS AMERICA PROPERTIES, LLC Client Y Rosemary Vrablic Franco, Isaac S. Client Y Rosemary Vrablic I Like Ike, LLC Client Y N 11/10/2017 IC/Other Entity Accounts - See Owner/Signatory's ACU Rosemary Isaac Franco 2001 Grantor Retained Annuity Trust Client 11/10/2017 Trust Client—See ACU for Grantor or EFTA01398976 Trustee Rosemary Vrablic Infinity Sports Licensing, LLC Client Y Rosemary Vrablic Infinity S Kingswood LLC Client Y Rosemary Vrablic Infinity AL Holdings, LLC Client Y Corporate/PIC/Other Entity Accounts - See Owner/Signatory's emary Vrablic Isaac Franco 2008 Irrevocable Trust Client Y 10/2017 Rosemary Vrablic Isaac Franco 2002 Grantor Retained Annuity Trust Client 11/10/2017 Trust Client—See ACU for Grantor or emary Vrablic Infinity Entertainment, LLC Client Y Corporate/PIC/Other Entity Accounts - See Owner/Signatory's emary Vrablic I Like Ike Kingswood, LLC Client Y Corporate/PIC/Other Entity Accounts - See Owner/Signatory's emary Vrablic IUC 701 Times Square LLC Client Y Rosemary Vrablic Bestin Worldwide Limited LLC Client N Rosemary Vrablic Silverstein, Larry A. Client N Rosemary Vrablic Zeckendorf, William Lie Client N Rosemary Vrablic Gerald and Joan Colangelo Family Trust Agreement Dated •4 Client N N 11/21/2017 Rosemary Vrablic Cella Bella, LLC Client N Rosemary Vrablic Orland Oil & Gas LLC Client N Rosemary Vrablic Bollag Descendants POT Trust Client N Rosemary Vrablic Ingram, Jonathan Client N Rosemary Vrablic Walsam 130 Mad LLC Client N Rosemary Vrablic FR XIII Charlie AIV LP Client N Rosemary Vrablic 229 Cherry Street LLC Client N Rosemary Vrablic New Park Row LLC Client N Rosemary Vrablic The Kanders 2012 LM Investment Trust Client N 1/2017 Rosemary Vrablic SP Investment Corp Client N Rosemary Vrablic TZP Holding Vehicle I SP LLC Client N 12/1/2017 Rosemary Vrablic EFTA01398977  TZP Holding Vehicle I SP (PIV) LLC Client N 1/2017 Rosemary Vrablic TZP Capital Partners I SP (AIV) LP Client N 1/2017 Rosemary Vrablic TZP Capital Partners I SP (PIV-AIV) LP Client N 1/2017 Rosemary Vrablic TZP Holding Vehicle I DLT LLC Client N Rosemary Vrablic TZP Holding Vehicle I DLT (PIV) LLC Client N 1/2017 Rosemary Vrablic TZP Capital Partners I DLT (PIV-AIV) LP Client N 1/2017 Rosemary Vrablic Kanders MK LLC Client N Y 12/1/2017 blic MK-K LLC Client N Y 12/1/2017 blic Mediterranean Properties Inc Client N Rosemary Vrablic The Mahler Trust Client N Rosemary Vrablic Ward Capital, LLC Client N Rosemary Vrablic 2011 M&T Bollag Family Irrevocable Trust Client N •/2017 Rosemary Vrablic DZB 2014 Irrevocable Trust Client N Rosemary Vrablic Chaparral Five, LLC Client N Rosemary Vrablic Sunny Hill, LLC Client N Y 12/5/2017 blic English village LLC Client N Rosemary Vrablic Berlman, LLC Client N Y 12/5/2017 blic Kanders LM LLC Client N N 12/5/2017 blic JEMY 9604, LLC Client N Y 12/5/2017 blic Lillie, James Client N N 12/5/2017 blic Jacobs, Lamia Client N Y 12/5/2017 blic DZB, LLC Client N Y 12/5/2017 blic Kanders SAF Investment Trust Client N Rosemary Vrablic Menands Park LLC Client N Rosemary Vrablic Kurt W. Butenhoff and Kimberly A. Butenhoff Joint Life ust Client N Y 12/5/2017 Rosemary Vrablic Brookview Court Apartments LLC Client N EFTA01398978 12 5 2017 Rosemary Vrablic Glarus LLC Client N Y 12/5/2017 blic Kanders IMI, LLC Client N Rosemary Vrablic Colonie East LLC Client N Rosemary Vrablic Sterling Management Corp Client N Rosemary Vrablic Bogota Associates Client N Rosemary Vrablic 85 Tenth First Mezz Associates LLC Client N 5/2017 Rosemary Vrablic 85 Tenth Senior Mezz Associates LLC Client N 5/2017 Rosemary Vrablic 85 Tenth Junior Mezz Associates LLC Client N 5/2017 Rosemary Vrablic TZP Capital Partners I LP Client N Rosemary Vrablic Meister, Keith A. Client N Rosemary Vrablic Jacobs, Brad Client N Y 12/6/2017 blic The Article SECOND Trust u/a/d 11/22/12 for Issue of Ellen ent N N 12/6/2017 Rosemary Vrablic The Ponds LLC Client N N 12/7/2017 blic The Kanders 2010 Family Trust Client N Rosemary Vrablic SMR Trust No. 1 for Kimberly Ross and Jennifer Ross 12/7/2017 Rosemary Vrablic SBIDF, LLC Client N Y 12/7/2017 blic Palm V Associates LP Client N Rosemary Vrablic Power Love Associates LP Client N Rosemary Vrablic IRE-NG 1715 E. 13th Street, LLC Client Y Rosemary Vrablic S Franco Realty, LLC Client Y Corporate/PIC/Other Entity Accounts - See Owner/Signatory's emary Vrablic ISF Parkway LLC Client Y N 12/8/2017 blic Franco Realty Group, LLC Client Y Rosemary Vrablic Community Organizations, LLC Client Y Rosemary Vrablic Gator Newport News Partners II, LLLP Client N 8/2017 Rosemary Vrablic Gator Hampton Partners, LLLP Client N EFTA01398979 12/8/2017 Rosemary Vrablic 469 Avenue S LLC Client Y Rosemary Vrablic Infinity PLR 44, LLC Client Y Rosemary Vrablic TF Associates Client N Y 12/8/2017 blic SP Investment Vehicle LLC Client N Rosemary Vrablic Katzoff, Stuart Client Y N 12/23/2017 blic Katzoff, Gerald Client Y N 12/23/2017 blic Milber Holding LLC Client N Rosemary Vrablic Cole, Jeffrey E. Client N Rosemary Vrablic Homestead Village Associates I LLC Client N /2018 Rosemary Vrablic Industrial Associates Client N Rosemary Vrablic Kanders Aviation Llc Client N Rosemary Vrablic Community Cares Local Development Corporation Client 1/4/2018 Rosemary Vrablic LSF6 Affiliate Finance (U.S.), LLC Client N /2018 Rosemary Vrablic Gator Newport News Partners, LLLP Client N 1/2018 Rosemary Vrablic Blau, Jeff Client N Y 1/11/2018 blic Gator Kietzke LLC Client N Rosemary Vrablic Kroenke, Josh Client N N 1/12/2018 blic Kroenke, Whitney Client N Rosemary Vrablic Carson Valley Center, LLC Client N Rosemary Vrablic Nevada Land III LLC Client Y Rosemary Vrablic SK Baseball Holdings LLC Client Y Rosemary Vrablic The Elyse Franco 2016 Trust Client Y Rosemary Vrablic TKG Cranston Development, LLC Client N Rosemary Vrablic Kroenke, E. Stanley Client N Rosemary Vrablic Lone Star DDD Land and Cattle Company LLC Client N 1/12/2018 Rosemary Vrablic EFTA01398980  Kanders GMP Holdings, LLC Client N Rosemary Vrablic LW 12th Street Holding, LLC Client Y Rosemary Vrablic XPO LOGISTICS, INC. Client N Rosemary Vrablic Aaventura Investment Partners, LLC Client N 5/2018 Rosemary Vrablic FILS 9604, LLC Client N N 1/25/2018 ablic Ferrer & Poirot, G.P Client N Rosemary Vrablic Silver-Park Co Client N Y 2/6/2018 ablic Silver, Thomas Client N N 2/6/2018 ablic NE 1ST AVENUE DEVELOPMENT LLC Client N Rosemary Vrablic FIRST RESERVE FUND XIII, LP Client N Rosemary Vrablic AQL Hartwell LLC Client Y Rosemary Vrablic Seminole Housing LLC Client Y Rosemary Vrablic Gator Flower Mound, LLC Client N Rosemary Vrablic The Estate of Stuart Goldsmith Client N Rosemary Vrablic Kassin, Albert 3. Client N Rosemary Vrablic The Shenandoah 2008 Trust Client N Rosemary Vrablic Reno Soccer Investors LLC Client N Rosemary Vrablic FR XIII Foxtrot AIV LP Client N Rosemary Vrablic APOGEE 801 LLC Client N Y 3/23/2018 ablic IRE 353 Newbury LLC Client Y Rosemary Vrablic Butenhoff, Kurt Client N N 4/5/2018 ablic 3DM Partners, LLC Client N Rosemary Vrablic Kushner, Murray Client Y N 4/25/2018 ablic M.Kushner Investment Fund, LLC Client Y Corporate/PIC/Other Entity Accounts - See Owner/Signatory's emary Vrablic Rockpoint Growth and Income Real Estate Parallel Fund II- alpha LP Client N Y 4/27/2018 Rosemary Vrablic EFTA01398981  Rockpoint Growth and Income Real Estate Fund II LP Y 4/27/2018 Rosemary Vrablic Infinity Biscayne Preferred LLC Client Y Rosemary Vrablic The Isaac S. Franco 2012 Trust Client Y Rosemary Vrablic The Elyse Franco 2012 Trust Client Y Rosemary Vrablic Gator Greatwoods, LLC Client N Rosemary Vrablic Infinity-Seven Bleecker, LLC Client Y Rosemary Vrablic Rockpoint Growth and Income Real Estate On-Shore Fund I LP nt N Y 5/2/2018 Rosemary Vrablic SLO Promenade DE LLC Client N Rosemary Vrablic 2770 Broadway Owner LLC Client N Rosemary Vrablic TKG VAN DORN PLAZA, LLC Client N Rosemary Vrablic Berley, David I. Client N Rosemary Vrablic IL MULINO USA, LLC Client Y Rosemary Vrablic Altitude Sports & Entertainment, LLC Client N /2018 Rosemary Vrablic Riverside 7 Hills LLC Client N Rosemary Vrablic Perpetual Aviation, LLC Client Y Rosemary Vrablic LSF8 Affiliate Finance (US) LLC Client Y 5/18/2018 Rosemary Vrablic For internal use only EFTA01398982