EFTA01444553.pdf

EFTA01444553 EFTA01444554 1 Deutsche Asset & Wealth Management DBTCA Deposit Account Opening Application TM Private Wealth Premiurr, "' Banking Services Q Consumer Debit Caiii # TM Private Wealth Premium Business Accounts Private Wealth Premium Elite Personal Accounts Q Checking Acct. # Eli^ 13 ' Q Elite Checking with Interest Acct. # Q Joint Applicant Deb ;Card# Q Elite Checking with Interest Acct. # APY r—I Elite Money Market Deposit Acct. # APY Q Certificate of Deposit Acct. # APY Term PY Q B^ness Debit Card i- [j Elite Money Market Deposit Acct. # APY Q Certificate of Deposit Acct. # APY Term r*r Deluxe Checkbook Siyle 0 ❑ Name Only EFTA01444555 Name and Addi = ss ❑ Duplicate Statement Addr ❑ DB AG NY Preferred Certificate of Deposit Acct. # APY Term Promo term (DBTCA deposit account required. along with a DB AG Preferred Terms and Conditions) Q Cash Master Sweep Account Checking Acct. # Elite Money Market Deposit Acct. # ❑ DB AG NY Preferred Certificate of Deposit Acct. # APY Term Promo term (DBTCA deposit account required, along with a DB AG Preferred Terms and Conditions) Private Wealth Premium^ Internet Banking Services City State ZipCide Q Mailing address (if dii I erent) Name Addr. City _ State Zip C( ;le Q DB Private Wealth Online Plus 0^*Tink to Existing Online Relationship APY Target Amount Trigger Amount (User/Co. ID Number) Client Relationship Q Individual Account Qj Joint Tenants with Right of Survivorship [7] Corporation Q Limited Liability Compi ty Q Custody under NY UTMA EFTA01444556 Q Foundation Q Partnership Q Non-Profit Organization Q Joint Tenants in Common 0 Limited Liability Partne! ship ' Q Attorney Trust Escrow Q In Trust For/Payable on Death/As Trustee for Q Landlord Master Escrow Q Trust Q Estate NAOSOD00015602-00 1104611 013; i9.032€13 Account Title and Joint Application Information Name of Account Title (last name.ficst name, middle initial) or Business Joint Applicant (last name, first ncime, middle initial) Social Security Number or Taxpayer ID Number Social Security Number or Taxpayer ID Number Address Address . yJbvi City, Slate and Zip Code 0096o-^ Nolaoitlicable. City, State and Zip Code (2imlLJ3Ql Home Telephone Number ^ Business Telephone Number ' Home Telephone Number Business Telephone Number Date of Birth Date of Birth Name of Employer Name of Employer Address Address Not applicable City. State and Zip Code City, State and Zip Code Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities. Federal law requires all linancial institutions to obtain, verify, and record information that identifies each person who establishes an account, in\ iistment or other business relationship with a financial institution. This means that we will ask for your name, address, and iither EFTA01444557 information that WI allow us to identify you. We may also ask to see identifying documents such as a certifica. n of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money I ■ undei ing and terrorist financing; these rules call for an active involvement of both asset management firms and their die ' ts. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their idt ,'tities, addresses, source of funds ond, if necessary, legal representatives, authorized signatories, beneficial owners ei ::ontrol structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money li .indering requirements require that should any of the above personal or institutional information change, our clients wou i;I be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these cf unges. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email rii;jarding the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal Instructions bein^ given by person or persons purported fe be you is your own. Absent the gross negligence or i/illful misconduct of Deusche Bank Trust Company Americas (DBTCA), you agree to indemnify and hold harmless DB CA foi any claims, losses, expenses, costs or attorneys' fees resulting from DBTCA's acting upon such misunderstood ind unauthorized Verbal Instructions. You understand that OBTCA may. but shall not be required to. seek verification of your verbal, facsimile or email instructions by call back. In case of doubt, DBTCA may in its sole discretion refuse to c ::ecut& your Verbal Ihstructions or any part thereof, without incurring any liability. DBTCA is under no obligation to exec .ite your Verbal Instructions to transfer funds or securities to any account(s) withoui written instructions bearing your orit nal signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposi: and einy additions to the account shall become the property of each owner as joint tenants, and DBTCA may release the 0 itire account to any owner during the lifetime pf all owners. DBTCA irtay honor checks, orders or withdrawal request: iTom any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds 'leld in the joint account to satisfy a judgment entered against, or other valid debt incurred by. any owner of the accoun;. DBTCA may honor onecks, orders or withdrawat requests from the survivdr(s) after EFTA01444558 the death of any owner(s) and may tr iut the account as the sole property of the survivor(s) after the death of any owner(s). Unless DBTCA receives written ho oe signed by any owner not to pay or deliver any joint deposit or addition or accrual, OBTCA shall not be liable to an. owntu for continuing to honor checks, orders or withdrawal requests from any owner. After the receipt of the notice reh red to in the previous sentence, DBTCA may require the written authorization of any or all joint owners for any further p,i/mems or deliveries. 013S1 3.0326-13 2 ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditioi ■ of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter i il;o a separate Interoet Banking Services Agreement wifh DBTCA before you cao access the Internet Banking Sery ; ;e. Acknowledgement of Receipt of Privacy Notice By signing beldw, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any lox obligations and any other regulatory reporting dutie: .3pplic:able to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your a ;count(s) and your business relationship with DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilitie:. You confirm that itiis your responsibility to fulfill any tax obligations and any other regulatory reporting duties iipplicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your acci'.mtfs) and your business relationship with DBTCA. Furthermore, you confirm that the necessary information (to the best >f your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settlo:i:>), beneficiaryfies), partner(s). etc. to enable him/her/ them to fulfill any respective tax obligations that may arise ':)r him/her/ them in connection with your business relationship with DBTCA, Please complete and attach separate W-8 or W-9 documerttation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to thi i Application and agree to be bound by them. In addition, you agree to notify us immediately of any material ch • nge to the information provided by you on this Application. You represent and warrant that all of the information provided by yoy^on- EFTA01444559 this Application is accurate. The Terms and Conditions f^vDeposit Accounts aregubje^Tto change. Acceptance You understand that this apple' finis subject to acceptance by DBTCA. V Date Account Holder's Signature Date Joint Account^older's Signature m I Irx: J3-, IWM-OIOI 013; 19.032€13 EFTA01444560