EFTA01444545.pdf

EFTA01444545 EFTA01444546 Deutsche Asset ■ & Wealth Management DBTCA Deposit Account Opening Application TM TM Private Wealth Premium Banking Services Q Consumer Debit Card # TM Private Wealth Premium Eli"Business Accounts Checking Acct. #y Aa9iT37/S Private Wealth Premium Elite Personal Accounts 0 Checking Acct. # 0 Joint Applicant Debit Card # 0 Elite Checking with Interest Acct. # APY 0 Elite Money Market Deposit Acct. # APY 0 Certificate of Deposit Acct. # APY Term 0 Elite Checking with Interest Acct. # APY [j/ei Q Business Debit Card # Elite Money Market Deposit Acct.#"4/3s4 Delujcfi Checkbook Style # / // 0"Name Only ^ ^ y-- Name and Address Q Duplicate Statement Addr City_ State APY 0 Certificate of Deposit Acct. # APY Term EFTA01444547 ❑ DB AG NY Preferred Certificate of Deposit Acct. # APY Term Promo term (DBTCA deposit account required, alor"g with a DB AG Preferred Terms and Conditions) 0 Cash Master Sweep Account Checking Acct. # Elite Money Market Deposit Acct. # APY ' Target Amount Trigger Amount 0 DB AG NY Preferred Certificate of Deposit Acct. # APY Term Promo term (DBTCA deposit account required, along with a DB AG Preferred Terms and Conditions) Private Weafth Premium Internet Banking Services 0 DB Private Wealth Online Plus 0^ Link to Existing Online Relationship (User/Co. ID Number) Zip Code 0 Mailing address (if different) Name Add r. City _ State Zip Code TM Client Relationship 0 Individual Account 0 Joint Tenants with Right of Survivorship 0 Corporation 0 Custody under NY UTMA 0 Limited Liability Company 0 Foundation 0 Partnership 0 Non-Profit Organization 0 Joint Tenants in Common 0 In Trust For/Payable on Death/As Trustee for EFTA01444548 0 Trust 0 Limited Liability Partnership 0 Attorney Trust Escrow 0 Landlord Master Escrow 0 Estate 13-AWM-0101 NAOS0000015602-000104611 013S 59.032613 Account Title and Joint Application Information Joint Applicant (last name, first name, middle initial) Name of Account Title (last name, first name, middle initial) or Business 3c - Social Security Number or Taxpayer ID Number fZaL Social Security Number or Taxpayer ID Number (SL 1C/iL.^ Address Address City/State ^d Zip Code liloLaDnlicable. City, State and Zip Code HomaTelephone Number / Home Telephone Number -Qnl-rbol /-in- / Business Telephone Number 7 Business Telephone Number Date of Birth Date of Birth Name of Employer Name of Employer Address Address Not applicable City, State and Zip Code City, State and Zip Code Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities. Federal law requires dll financial institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name, address, and other information that will allow us to identify you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations EFTA01444549 to aid in the fight against money laundering and terrorist financing; these rules call for an active involvement of both asset management firms and their clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities, addresses, source of funds and, if necessary, legal representatives, authorized signatories, beneficial owners or control structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email regarding the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal Instructions being given by person or persons purported to be you is your own. Absent the gross negligence or willful misconduct of Deusche Bank Trust Company Americas (DBTCA), you agree to indemnify and hold harmless DBTCA for any claims, losses, expenses, costs or attorneys' fees resulting ffom DBTCA's acting upon such misunderstood and unauthorized Verbal Instructions. You understand that DBTCA may. but shall not be required to, seek verification of your verbal, facsimile or email instructions by call back. In case of doubt, DBTCA may in its sole discretion refuse to execute your Verbal Instrucnons or any part thereof, without incurring any liability. DBTCA is under no obligation to execute your Verbal Instructions to transfer funds or securities to any account(s) without written instructions bearing your original signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information; This deposit and any additions to the account shall become the preperty of each owraer as joint tenants, and DBTCA may release the entire account to any owner during the lifetime of all owners. DBTCA may honor checks, orders or withdrawal requests from any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA may honor checks, orders or withdrawal requests from the survivor(s) after the death of any owner(s) and may treat the account as the sole property of the survivor(s) after the death of any owner(s). Unless DBTCA receives written notice signed by any owner oot to pay or deliver any joint deposit or addition er accrual, DBTCA shall not be liable to any owner for continuing to honor checks, orders or withdrawal requests from any EFTA01444550 owner. After the receiot of the notice referred to in the previous sentence, DBTCA may require the written authorization of any or all joint owners for any further payments or deliveries. 2 13-AWM-O101 013959.032613 ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter into a separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your accounts) and your business relationship with DBTCA. Furthermore, you confirm that the necessary information (to the best of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s). settlor(s), beneficiary(ies), pertner(s), etc. to enable him/her/ them to fulfill any respective tax obligations that may arise for him/her/ them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notify us imrhediately of any material change to the information provided by you on this Application. You represent and warrant that all of the information provided by you on this /Application is accurate. The Terms and Conditions for Deposit Accounts are subject to change. Acceptance You unde/s/and that this application is subject to acceptance by DBTCA. / / //y/; EFTA01444551 Accoun ilder'^ Signature UL ii\ Joint Ai unt Holder's Signature MM 3 13-AWM.0101 013959.032613 EFTA01444552