EFTA01369187.pdf

From: Stewart Old Sent: 6/11/2018 11:10:13 AM To: Bradley GiIlin CC: Rodney Macelus Subject: FW: FinCEN CDD Rule; Customer Mailing Attachments: Brad, Stew, Terri.xlsx; CDD Rule Mailing_FINAL_MRG_Approved.docx Let's remove Jockey Club, Southern and Third Lake. We're already taking care of the first two. Please reach out to Tebbi for Third Lake From: Anna-Sofiya Lupolover Sent: Monday, June 11, 2018 11:09 AM To: Bradley Gillin Stewart Oldfield Terri Sohrab Rodney Macelus Subject: RE: FinCEN CDD Rule; Customer Mailing Hi Team, If there are any updates to your list, please provide them by EOD. If I do not hear from you, all letters will be addressed to "Dear Client" and the contact person will be the customer owner for each. Thanks! Kind Regards, Anna-Sofiya Anna-Sofiya Lupolover Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. +1(212)454-0204 Fax +1(646)690.1193 Email Securities offered through Deutsche Bank Securities Inc. From: Anna-Sofiya Lupolover Sent: Monday, June 04, 2018 6:21 PM To: Bradley Gillin Stewart Oldfield erri Sohrab ; Hildegarde Berrios Subject: FW: FinCEN CDD Rule; Customer Mailing Hi Team, Please find your in-scope client list below. Addresses were pulled from various locations, primarily from FIS (if the client has a banking account), then from Net X (if the client has a brokerage account), and then from DB Force (if the client has neither). First, please VALIDATE the address populated. Then, if you would like to, please provide a personalized salutation in column L — if you do not provide one, the letter will be addressed "Dear Client." Lastly, if you would like CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0061314 CONFIDENTIAL SDNY_GM_00207498 EFTA01369187