EFTA01369188.pdf

someone other than the RM to be listed as the contact on the letter, please delegate a contact name and phone # in column M and N. If you have already requested the FinCEN form from any clients in the list, please let me know, and I will remove them from this mailing. Thank you! Kind Regards, Anna-Sofiya Anna-Sofiya Lupolover Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. +1(212)454-0204 Fax +1(646)6901193 Email Securities offered through Deutsche Bank Securities Inc. From: Armen Brash [mailto Sent: Monday, June 04, 2018 4:06 PM To: Michael Lantz Roy Kasakove Michel Plut ;Catherine M Oconnor Dan Peterson James Donofrio Edward Golden Nora Heaton Janice M Smith ; Janet A McGrath Donna G Mitchell ; Sequana Beale Carolyn Magliaro Cc: Olivier Poncet David Wolkenbrod Scott Guest ; Felipe Godard Janet Morales • Sheffali Welch • Charles Hoffarth Subject: FinCEN CDD Rule; Customer Mailing Hello Everyone, As you all know by now, the FinCEN CDD Rule went live last month. We are required to obtain the CDD F9.rm for all new account openings, as well as for KYC updates (including both Periodic Reviews and Event Driven Reviews). We will be doing a central mailing to all of your customers with a KYC Periodic Review due in 2018. The mailing will include the attached cover letter , a copy of the CDD form and an addressed postage paid envelope. You will receive the list of your clients who will receive this mailing shortly. In order to move forward with this mailing, we will need a couple of things from you: 1. You have the opportunity to provide a salutation for the letter. This is not required—if you don't wish to provide one, the letter will sent to thent" CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0061315 CONFIDENTIAL SDNY_GM_00207499 EFTA01369188