EFTA01477011.pdf

Subject: RE: December 2015 Revenue Re ort (by Account Type) [C] From: Morgan Byrd Date: Tue, 26 Jan 2016 10:31:37 -0500 To: Paul Morris ‹ > Classification: Confidential Paul, Please let me know which accounts had a CD deposit last month and the amount of each of the deposits. I've been told that every eligible deposit gets a 50bps credit each month in GMIS. Thank you, fcid:[email protected] Morgan Byrd Associate Deutsche Bank Trust Company, National Association Deutsche Asset & Wealth Management 5022 Gate Pkwy #400 Jacksonville, FL 32256 Tel. Emai Securities offered through Deutsche Bank Securities Inc. fcid:[email protected] From: Paul Morris Sent: Monday, January 25, 2016 8:19 AM To: Morgan Byrd Subject: RE: December 2015 Revenue Report (by Account Type) [C] EFTA01477011 Hi so the 50bp is $500k, I don't see that in December or is it accounted for over term of CDs so monthly?? Thanks, Ps , I will buy you lunch when I'm next in Jacksonville!!! Original Message From: Morgan Byrd Sent: Monday, January 25, 2016 08:13 AM Eastern Standard Time To: Paul Morris; Jj Litchford Subject: RE: December 2015 Revenue Report (by Account Type) [C] Classification: Confidential Paul, The revenues you see booked across all of the Third Lake accounts includes the 50bps credit. Thank you, fcid:[email protected] Morgan Byrd Associate Deutsche Bank Trust Company, National Association Deutsche Asset & Wealth Management 5022 Gate Pkwy #400 Jacks Tel. Email Securities offered through Deutsche Bank Securities Inc. EFTA01477012 fcid:[email protected] From: Paul Morris Sent: Monday, January 25, 2016 8:11 AM To: Morgan Byrd; Jj Litchford Subject: RE: December 2015 Revenue Report (by Account Type) [C] Morgan, not sure I follow this, does the system show 50 bps credit for the $100 million that was booked in December or not? Thanks again, Original Message From: Morgan Byrd Sent: Monday, January 25, 2016 07:42 AM Eastern Standard Time To: Jj Litchford; Paul Morris Subject: RE: December 2015 Revenue Report (by Account Type) [C] Classification: Confidential JJ, This is what I received from Finance. "I see the 50bps in GMIS in December and I see it shown below in their data. For example, 88005921 which is a CD for 2mn has $833 revenue which is the 50bps. This CD did not receive any deposit revenue other than the 50bps credit. For account 88005796 another CD, they are showing 50bps revenue as well." Please let me know if you have any other questions. EFTA01477013 Thank you, {cid:[email protected]} Morgan Byrd Associate Deutsche Bank Trust Company, National Association Deutsche Asset & Wealth Management 5022 Gate Pkwy #400 Jack • Tel. Emai Securities offered through Deutsche Bank Securities Inc. fcid:[email protected] From: Jj Litchford Sent: Friday, January 22, 2016 10:05 PM To: Paul Morris Cc: Morgan Byrd Subject: Re: December 2015 Revenue Report (by Account Type) [C] It was spread over 10 of these accounts throughout December. Are we correct that there's a 50bps credit in the month of booking? The numbers show up in the NNA. I'll be out for a while but please call my cell Monday if you have questions. Thanks Morgan! JJ Litchford Associate Banker EFTA01477014 Deutsche Bank Trust Company Americas Deutsche Wealth Management 345 Park Avenue, 24th Floor New Y 4 Tel. Mobi Email On Jan 22, 2016, at 11:20 AM, Paul Morris <la wrote: Classification: Confidential Hi, the 100 million was across all of these accounts and booked in mid - December not sure exact date but let me know if you need more, thanks Paul Morris Managing Director Deutsche Bank Private Bank Office: Cell: From: Morgan Byrd Sent: Friday, January 22, 2016 10:56 AM To: Jj Litchford Cc: Paul Morris; Stewart Oldfield Subject: RE: December 2015 Revenue Report (by Account Type) [C] Classification: Confidential JJ, Which account specifically are you talking about? Below are all of the EFTA01477015 accounts for Third Lake Capital. Also, when was the money booked in December? relationship reference* client reference* Clientnumber* Product Accountnumber* Account Status Assets YTD NNA Reveneus YTD RoA Assets MTD THIRD LAKE CAPITAL CRW 2007 LLC 183900100000520549 Deposits 183944135767 0 THIRD LAKE CAPITAL EFTA01477016  CRW 2007 LLC 183900100000520549 Deposits 183988005913 0 416,666.67 5,000,000.01 2,083.33 50.00 5,000,000.01 THIRD LAKE CAPITAL CRW 2009 LLC 183900100000520548 Deposits 183944135783 0 THIRD LAKE CAPITAL CRW 2009 LLC 183900100000520548 Deposits 183988005948 EFTA01477017 0 166,666.67 2,000,000.00 833.33 50.00 2,000,000.00 THIRD LAKE CAPITAL GEW 2007 LLC 183900100000520546 Deposits 183944135759 0 THIRD LAKE CAPITAL GEW 2007 LLC 183900100000520546 Deposits 183988005905 0 416,666.67 5,000,000.01 EFTA01477018  2,083.33 50.00 5,000,000.01 THIRD LAKE CAPITAL GEW 2009 LLC 183900100000520547 Deposits 183944135775 0 THIRD LAKE CAPITAL GEW 2009 LLC 183900100000520547 Deposits 183988005921 0 166,666.67 2,000,000.00 833.33 50.00 2,000,000.00 EFTA01477019 THIRD LAKE CAPITAL KATI FORSYTHE 2014 GRAT 183900100000520582 Deposits 183944135716 0 THIRD LAKE CAPITAL KATI FORSYTHE 2014 GRAT 183900100000520582 Deposits 183988005825 0 625,000.00 7,500,000.00 3,125.00 50.00 7,500,000.00 THIRD LAKE CAPITAL KWF 2007 LLC 183900100000495400 Deposits EFTA01477020  183944132291 0 3,046,297.92 9,530.59 19,617.47 64.40 2,009,990.85 THIRD LAKE CAPITAL KWF 2007 LLC 183900100000495400 Deposits 183988005817 0 1,041,666.67 12,500,000.00 5,208.33 50.00 12,500,000.00 THIRD LAKE CAPITAL SHARI WAGNER 2014 GRAT 183900100000520550 Deposits 183944135724 0 EFTA01477021  17.98 215.75 163.09 90,711.82 215.75 THIRD LAKE CAPITAL SHARI WAGNER 2014 GRAT 183900100000520550 Deposits 183988005833 0 625,000.00 7,500,000.00 3,125.00 50.00 7,500,000.00 THIRD LAKE CAPITAL SSW 2007 LLC 183900100000495399 Deposits 183944132312 0 1,543,148.55 2,004,363.10 9,740.76 EFTA01477022  63.12 2,004,363.10 THIRD LAKE CAPITAL SSW 2007 LLC 183900100000495399 Deposits 183988005809 0 625,000.00 7,500,000.00 3,125.00 50.00 7,500,000.00 THIRD LAKE CAPITAL TODD R. WANEK 183900100000495598 Deposits 183937993894 0 4,922,048.10 13,727.18 30,494.24 61.95 2,014,264.17 EFTA01477023 THIRD LAKE CAPITAL TODD R. WANEK 183900100000495598 Deposits 183988005796 0 2,916,666.67 34,999,999.99 14,583.33 50.00 34,999,999.99 THIRD LAKE CAPITAL WANEK TRUST OF 2000 183900100000495397 Deposits 183944132072 0 3,254,774.05 9,890.56 20,744.87 63.74 2,010,427.55 THIRD LAKE CAPITAL WANEK TRUST OF 2000 EFTA01477024  183900100000495397 Deposits 183988005788 0 1,250,000.00 14,999,999.99 6,250.00 50.00 14,999,999.99 Thank you, fcid:[email protected] Morgan Byrd Associate Deutsche Bank Trust Company, National Association Deutsche Asset & Wealth Management 5022 Gate Pkwy #400 Jacksonville FL 32256 Tel. Emai Securities offered through Deutsche Bank Securities Inc. fcid:[email protected] From: Jj Litchford EFTA01477025 Sent: Thursday, January 21, 2016 11:53 AM To: Morgan Byrd Cc: Paul Morris; Stewart Oldfield Subject: FW: December 2015 Revenue Report (by Account Type) [C] Classification: Confidential Hi Morgan-- This report doesn't include the 50bps credit we should be showing for $100MM in preferred CDs we booked in December for the Third Lake relationship. Can you look into that? It is our understanding that should be a one time credit the month the CDs are booked. Appreciate it, JJ fhttps://brandportal.intranet.db.com/img/modules/- DAWN_logo_metallic 46x46.gifl JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. Floor 24 10154-0004 New York, NY, USA Tel. Fax Mobile Email fhttps://brandportal.intranet.db.com/img/modules/claim_en_rgb.gifl Securities offered through Deutsche Bank Securities Inc. Original Message From: Morgan Byrd EFTA01477026 Sent: Tuesday, January 19, 2016 03:51 PM Eastern Standard Time To: Aaron Price; Amanda Kirby; Anu Barua; Aracely Sanchez; Arthur Tremblay; Bradley Gillin; Brandon Buchmayr; Carol Meister; Charlie Burrows; Chip Packard; Dahlia Uchihara; Daniel Eisenberg; Dave Guerrero; Diego Galan; Gil Frieden; Israel Velasquez; Jackson McCarthy; Jerry Rotonda; Jessica Wilbur; Julie Cataudella; Linda Takefuji; Lindsy Sanders; Margie Edwards; Masa Sekulic; Mona Sabet; Natalie Barak; Patrick Harris; Patrick Menerey; Payal Gupta; Samantha Harmon; Scott Shuffield; Thomas Clarke; Timothy MacGuire; USPWM Private Bankers Cc: Kimberly Hart; Armen Brash Subject: December 2015 Revenue Report (by Account Type) [C] Classification: Confidential All, Attached is the December 2015 GMIS Revenue report by Banker team. Please let me know if you have any questions. Thank you, fcid:[email protected] Morgan Byrd Associate Deutsche Bank Trust Company, National Association Deutsche Asset & Wealth Management 5022 Gate Pkwy #400 Jacksonville. FL 32256 Tel. Emai Securities offered through Deutsche Bank Securities Inc. fcid:[email protected] EFTA01477027 EFTA01477028